Taking Frege Seriously

 

Joan Weiner, Taking Frege at His Word, Oxford University Press 2020, xxvii + 317 pp.

In 1936 Edmund Husserl wrote in a private letter to Heinrich Scholz, the collector of Frege’s writings, that he had never met Frege in person and that Frege was considered at the time “a sharply intelligent outsider who bore fruit neither as a mathematician nor as a philosopher.”[1] That was, of course, a misjudgment. We can see now more clearly that Frege contributed, in fact, at least three things to mathematics and philosophy after him. The first was his new logic (the propositional and predicate calculus) that replaced the old Aristotelian logic. Given the important role that the Aristotelian syllogistic had played in philosophy for more than two thousand years that was, indeed, a significant achievement. The second was Frege’s attempt to show that arithmetic can be reduced to logic. Frege’s logicist thesis has not remained uncontested and his way of trying to prove it has turned out to be defective, but the considerations that led him to it are still being taken seriously by philosophers of mathematics. The third are his thoughts about signs – the symbols and formulas of his logical calculus and the words and sentences of ordinary language – and the way they serve to convey meaning. These “semantic” considerations have contributed much to the subsequent development of the philosophy of language.[2]

Joan Weiner’s new book pays a great deal of attention to the logical calculus that Frege developed, his Begriffsschrift, whose originality and significance she fully recognizes. Her account of that logic is detailed, precise, and illuminating. She also acknowledges clearly that Frege constructed his logic precisely to establish the truth of the logicist thesis. According to her: “Frege was engaged, for virtually all his career, in a single project: that of showing that the truths of arithmetic are truths of logic.” (p. vii) For all that, she does not delve far into the philosophy of mathematic and Frege’s place in it. She does not concern herself, in particular, with the difficulties the logicist thesis faces and whether it can be salvaged. Her discussion focuses, rather, on the question whether or to what extent we should think of Frege as a philosopher of language.

The object of her critical attention is specifically what she calls “The Standard Interpretation” of Frege’s work which she summarizes in four points: (1) Frege aimed at constructing a theory of meaning, (2) he sought to develop a compositional semantics, (3) he was concerned with giving metatheoretical proofs in his logic, and (4) he was an ontological Platonist. Weiner’s ambition is to set out an interpretation of Frege that is “deeply at odds with the Standard Interpretation.” (p. ix) That interpretation, she believes, is now so deeply entrenched in the literature that it takes a most careful re-reading of Frege’s words to dislodge it. In undertaking that task, Weiner seeks to expose “the difference between the words that actually appear on Frege’s pages, and the words that many contemporary philosophers believe are on Frege’s pages.” (p. 10)

Weiner’s book puts forward a compelling case for rejecting all the four assumptions of the Standard Interpretation that she identifies. Others, myself included, have repeatedly made similar claims. This leaves me with two questions. The first is whether she does full justice to the adherents of the Standard Interpretation and the second whether her alternative interpretation gives us a fully rounded view of the real Frege. As to the first question, we need to consider that when philosophers read the writings of others they are sometimes motivated by the question “what did the author mean by his words?” and sometimes with the question “what can we do with the author’s words?” And these two questions are not always clearly distinguished in their minds. They are trying to get at the meaning but always with an eye to the usefulness of what they find to their own way thinking. And they also often assume that what they themselves think may be a clue to what the other author must have meant. This is the way Aristotle read the Presocratics and Plato’s dialogues and this is how contemporary philosophers read Frege among others. From a scholarly and hermeneutic perspective that can be annoying. It is from this point of view that Weiner’s irritation with the adherents of the Standard interpretation stems.

Weiner traces the belief that we should read Frege as being primarily a philosopher of language and theorist of meaning back to Michael Dummett’s seminal book Frege: The Philosophy of Language from 1973. I find myself agreeing with her that Dummett is mistaken in maintaining that Frege’s explicit goal was to construct a theory of meaning for natural languages. But this does not undermine the fact that Frege did, indeed, make observations that have since led to the construction of such theories. Weiner does not explore the question how Dummett came to read Frege in the way he did. She seems to ascribe it simply to a lack of reading skill. That surely does injustice to Dummett’s competence as a philosopher.  We can grant that Dummett overstated his case, but that may still leave it worth asking why he came to read Frege the way he did. This is not something Weiner is interested in. Dummett was, of course, well aware of Frege’s preoccupation with the logicist thesis.  But by the time he wrote Frege: The Philosophy of Language he had given up on the idea that this thesis could be salvaged and he had opted instead for an intuitionist constructivism. That view, as developed by Brouwer, Heyting and others, seemed to him, however, to lack a proper philosophical grounding. Expanding the constructivist view to non-mathematical statements, Dummett ended up questioning Frege’s apparently “realistic” conception of meaning and its associated notion of truth in the hope of developing in this way an alternative constructivist sort of semantics. His engagement with Frege had turned thus into dialogue concerning language and meaning.

That linguistic turn in the interpretation of Frege was not entirely Dummett’s doing. He had, in fact, been anticipated in this by Wittgenstein. It is Wittgenstein more than Russell who has brought Frege to the attention of English-speaking philosophers and he was concerned from early on more with Frege’s thoughts on language and meaning than with his logicism. That logicism he had already rejected in the Tractatus and over time he was to become increasingly sympathetic to the mathematical formalism that Frege had so vigorously attacked.  He remained, however, very much interested in Frege’s thoughts on language and meaning. Not that he found all of it plausible. Like Dummett after him, he completed rejected Frege’s idea that propositions are names of a sort and that they refer to truth-values. But he remained attracted to Frege’s principle that words have meaning only in the context of a sentence which he repeated both in the Tractatus and in Philosophical Investigations. He also retained an interest in Frege’s distinction between the sense and the reference, the Sinn and the Bedeutung, of words and sentences to which he returned again in those two books while giving the distinction his own very different slant. When Max Black consulted with him over which of Frege’s writings he might most usefully translate into English, Wittgenstein advised him to take on the essay “Über Sinn und Bedeutung.” The translation appeared in Philosophical Review in 1948 and was the first piece of Frege’s writings available in English. For many English-speaking philosophers it became the gateway into Frege’s thinking and it is still today the one piece of Frege’s work with which students are most familiar. It is this text more than any other one in Frege’s oeuvre that may give the impression that he was a philosopher of language, that he sought, in fact, to advance a theory of meaning for ordinary language, and that this theory had the intended form of a compositional semantics.

Weiner is right in arguing that this imisinterprets Frege’s intentions. She writes that in order to understand Frege’s purpose in “Über Sinn und Bedeutung” we must read the essay as one of three which together set out a major revision of the Begriffsschrift logic of 1879. The first and most important of those pieces is the monograph “On Function and Concept,” (1891), the second the essay on “Concept and Object,” (1892) and the third “Über Sinn und Bedeutung,”(1892). This last essay was, in effect, a mere corollary to  the initial monograph and quite possibly only a belated addition. That it did not refer to Frege’s logical calculus but discussed the issues only in terms of examples taken from ordinary language was the result of limitations set by the editor of the journal in which Frege published the essay.[3] Frege had argued in “On Concept and Object,” among other things, for a revision of his earlier account of identity and “Über Sinn und Bedeutung” was meant to show that this revision called for a distinction between the sense and the reference of signs that he had not made in the first exposition of his logic in 1879. While I find myself in substantive agreement with Weiner’s account of “Über Sinn und Bedeutung,” I don’t think that she takes her case far enough. She does not ask herself, in particular, why Frege considered his revision of the earlier account of identity was so important. The answer, I believe, is to be found in the fact that the axiom V he was to add to his logic in Basic Laws in order to achieve the desired derivation of arithmetic is for Frege an identity statement and one that, according to the 1879 characterization of identity would not have counted as a logical truth. Frege’s new account of identity allowed him, however, to argue that the two parts of axiom V conjoined by the identity sign do not only have the same reference (that axiom V is true) but also that they have the same sense and that this allows us to see that the axiom is a logical truth. I have myself argued repeatedly for that view since 1980.[4] I am surprised to find that Weiner does not pursue that point.

I agree once more with Weiner that the single most important new idea in Frege’s logic of 1879 was his introduction of the concept of function and that the single most important revision of his logic in 1891 concerned that notion. In terms of the history of mathematics, Frege should be seen as a descendant of the Gaussian school for which the notion of a mathematical function had become increasingly important. Frege himself had studied at Göttingen, the headquarter of the Gaussians, and so had his teacher and mentor Ernst Abbe. Both Abbe and Frege had, moreover, worked on the theory of function. Frege’s Habilitationsschrift of 1874 had dealt with the topic even before his interest in logic and the logicist thesis had developed. This function-theoretical view stood in contrast to the set theoretical conception, elaborated by Cantor, for which functions were simply certain kinds of ordered sets. Weiner bypasses this historical context and thus misses out on two important insights into Frege’s work. The first is the conflict between the function-theoretical and the set-theoretical view of logic in which the former was represented by Frege, Russell, and the early Wittgenstein but in which the latter has largely prevailed. The second is the paradox that Frege’s attempt to show that the truths or arithmetic are truths of logic required as a first step a mathematization of logic.

Her silence on this historical context is characteristic of Weiner’s entire approach to Frege. Her book is an exemplar of classical analytic philosophy: clear, organized, thoroughly argued, but moving in a narrow circle of formal concepts and in this respect almost old-fashioned in style. It has certainly all the limitations of classical analytic philosophy in particular in being so thoroughly unhistorical.  Concepts exist for this kind of thinking in a vacuum and their meaning and interrelations can be analyzed without reference to any historical realities. In this respect, Wiener is certainly just like Michael Dummett, whom she otherwise dismisses. Dummett once wrote that Frege’s thought sprang from his head almost entirely unfertilized by outside ideas. In her own account of Frege, Wiener tells us correctly that Frege was for much of his philosophical life preoccupied with sowing that arithmetical propositions are logical truths. But she does not and cannot explain to us why this project should have mattered to him. Ordinary mathematicians and everyday used of mathematics may, in fact, not be much concerned with this matter. But it is one of major importance for Kant and subsequently for John Stuart Mill, both figures of the greatest significance, as Frege was writing. Frege himself made clear in his Foundations of Arithmetic that he sided with Kant’s apriorism and against Mill’s radical empiricism.  This conformed to the position of the Neo-Kantians of Frege’s own time. For both Kant and Mill the question of the epistemic status of mathematics was a key to their thinking very broadly about human knowledge and the way it maps on to the world.

Weiner describes Frege’s new logic as “a major advance”; but over whom and over what? She mentions Boole in this respect, but one would think that Frege’s logic was first of all an advance over the Aristotelian syllogism and then over the logics developed by some of his contemporaries (Lotze, Sigwart, Wundt, to name a few). One thing that distinguished Frege from all of these is that he approached logic from the perspective of a mathematician. We can discern this most clearly in his introduction of the notion of function into his logic. Mathematically inspired was also his use of inductive proofs in his logic. The paradox is that Frege sought to reduce arithmetic to logic by making logic more mathematical. The first to understand this circularity in Frege’s argument was Wittgenstein who, for this reason, rightly rejected Russell’s and Frege’s logicist program.

Weiner’s preoccupation with showing the failings of the standard interpretation limits her reading of Frege also in some further respects. She has no interest in the fact Frege was almost as much interest in geometry and its foundations as he was in arithmetic. It is not easy to say what this came to. His discussion of this topic in The Foundations of Arithmetic is rudimentary and other relevant (but unpublished) writings were destroyed in the Second World War. But there can be no doubt that Frege was committed to the idea of synthetic apriori truths.

However far she seeks to distance herself from the way analytic philosophers read Frege today, she stays close to them in one significant respect. Her reading of Frege is just as ahistorical as theirs. Frege’s own words remain for her placed in a historical vacuum and so are the words of those who subscribe to the Standard Interpretation. We are told in neither case from where those words come. That limits what we can learn from Weiner’s take on Frege. Why did he concern himself so much with the logicist thesis? In his Foundations of Arithmetic he writes that both mathematical and philosophical reasons motivated him. The fist concerned the nature of the numbers and the second the epistemic status of the arithmetic propositions. And with respect to the second we find him arguing vigorously against the view that they are empirical generalizations and for the view that they are apriori truths. John Stuart Mill and Immanuel Kant are for him the respective representatives of those two views. Their names refer us, in turn, to an ongoing struggle in Frege’s time between an influential empiricist naturalism on the one hand and a reviving Kantianism on the other. The urgency of logicism for Frege derived precisely from this historical constellation. That is, however, something with which Weiner doesn’t concern herself. Similarly, she does not try to explain to us the conditions for the rise of the Standard Interpretation. She does seek to explain in the last two chapters of her book what her own interpretation of Frege can do for us.

 

 

NOTES

 

[1] Gottlob Frege, Wissenschaftlicher Briefwechsel, p. 92. It is unclear from the formulation whether Husserl agreed with that judgment or was only reporting a widely held opinion.

[2] In light of the fact that Frege may have been instrumental in Husserl’s turning away from his early, psychologistic view of arithmetic, we may want to add that Frege contributed also to the decline of psychologism and the rise of the phenomenological movement in philosophy.

[3] Hans Sluga, „Wie Frege zu Sinn und Bedeutung kam,“ in Frege: Freund(e) und Feind(e), Proceedings of the  Gottlob Frege Conference 2013, Logos Verlag, Berlin 2015, pp. 14-23.

[4] Hans Sluga, Gottlob Frege, Routledge, London 1980, pp. 149-157.  See also Sluga, „Frege on Meaning,” Ratio, vol. 9, 1996, pp. 218-223, and most recently and most succinctly in „Wie Frege zu Sinn und Bedeutung kam,“ loc. cit.

The Murder of Professor Schlick

David Edmonds, The Murder of Professor Schlick. The Rise and Fall of the Vienna Circle, Princeton Univerity Press 2020, xiv + 313 pp, $ 27.95.

It was the morning of June 22, 1936. Shortly after 9 am Moritz Schlick, Professor of Philosophy at the University of Vienna, was on the way to his lecture when one of his former students intercepted him on the university staircase. “Now, you damned bastard, there you have it,” the man was heard shouting as he unloaded a pistol into his victim. Schlick was instantly dead. The student, Nelböck by name, remained on the scene, waiting to be arrested. When he was questioned, he gave a variety of confused reasons for his attack. It became quickly clear that he was mentally unstable.  At his trial, Nelböck settled on saying that Schlick’s anti-metaphysical philosophy had undermined him morally. Two years later, after Hitler had marched into Austria, he changed his story and declared that he had acted on the conviction that Schlick was Jewish. He was duly released by the new Nazi authorities and he eventually died twenty years later, still a free man, in post-Second-World-War Austria.

After the murder, Austria’s increasingly strident right-wing press found all kinds of justifications for Nelböck’s deed. Schlick’s philosophy had been damaging “the fine porcelain of the national character” according to one newspaper. Others wrote that the professor had perhaps not been Jewish (he was so neither by religious affiliation nor by family background), but he had promoted a Jewish kind of thinking: anti-metaphysical, anti-religious, and given to “logicality, mathematicality, formalism, and positivism” whereas philosophical chairs in “Christian-German Austria should be held by Christian philosophers.”

David Edmonds puts the harrowing story of Schlick’s murder into the broader context of the emergence of a new kind of philosophy that had been gestating in Vienna since the first decade of the century. It had all begun with a group of young mathematicians, physicists, and philosophers who had met for informal discussions in a Vienna coffeehouse. Later, the group had become consolidated under the leadership of Schlick, a German philosopher known for his book on Einstein’s theory of relativity, who had arrived in Vienna in 1922.  The group now held regular meetings to which not everybody was invited. It began to call itself “The Vienna Circle,” proclaimed its scientific world-view in a 1929 Manifesto, published a journal, organized international conferences, and planned for a multi-volume Encyclopedia of Unified Science.  Its declared heroes were Albert Einstein, Bertrand Russell, and Ludwig Wittgenstein, himself a native of Vienna and the author of the stunning Tractatus-Logico-Philosophicus that had been published in 1921. His book came soon to be a center piece for discussion at meetings of the group. Schlick himself and his assistant Friedrich Waismann succumbed most strongly to its beguiling influence. “What would Wittgenstein say?” became Schlick’s standard question when discussions ran into the ground.  Not that the members of the Circle agreed on a single philosophy. Otto Neurath, Schlick’s voluble counterpart in the Circle, was prone to dismiss Wittgenstein’s pronouncements as badly “metaphysical.”  The members of the Circle were united most by their desire to break with old ways of doing philosophy that still flourished at the university of Vienna and elsewhere. Their slogan was that they rejected metaphysics in whatever for it might come; their commitment was to take the empirical sciences seriously and to use the new, mathematized logic that Russell and Gottlob Frege before him had developed as an alternative to the old-fashioned Aristotelian syllogistic still being taught in philosophy departments.

The members of the Vienna Circle were not the only ones looking for new ways to do philosophy. There were also, for instance, Hans Reichenbach and Carl Gustav Hempel in Berlin with their Society for Empirical Philosophy. Others were looking for a renewal in other directions. Edmund Husserl at Freiburg sought a phenomenological way back “to the things themselves” from abstract philosophical theorizing. His way of doing philosophy spawned, in turn, Heidegger’s existential ontology with its distinctively anthropological dimension. During the same period, Horkheimer and Adorno in Frankfurt were seeking to recast philosophy in the form of a critical social theory. At Cambridge, Wittgenstein was abandoning the assumptions of his Tractatus. Philosophical problems were now to be treated by attending to the features of ordinary language. And in this he was followed by a generation of younger Oxford philosophers. After 1945, Sartre’s existentialism took off from Paris along yet another trajectory and in reaction to it there arose eventually a whole line of ever more radical challenges to the tradition, from Foucault’s archaeology and genealogy of knowledge, to postmodernism and Derrida’s deconstruction. All of those thinkers and movements were set on redefining philosophy, what it was, how it should be conducted, on what sources it was to draw, what domains of knowledge or of human experience it should build on. And they fought bitter battles over these questions. The members of the Vienna Circle gleefully denounced Heidegger’s “metaphysical nonsense.” Heidegger, in turn, laughed off Sartre’s existentialism. Russell complained that the later Wittgenstein and his followers had given up on serious thinking. Foucault and Derrida poked each other with their verbal stilettos. The panoramic story of this great revolt against the tradition is still to be told. What set it off? Why did it take such different forms? We are still far from a full account of this multi-fronted rupture of the tradition. We don’t even know yet whether it has run its course.

The new movements in philosophy did certainly not emerge organically from the tradition. That is, presumably, one reason why the traditionalists proved so hostile to the upstarts. Outside forces were pushing the subject in new and unexpected directions. While the Circle’s Manifesto listed a long line of philosophical forerunners, its way of thinking was the product, rather, of the explosive growth of the sciences (the hard sciences like physics, first of all, but also of newer ones like psychology and sociology), of changes in the prevailing social values, and shifts in the institutional environment in which philosophy operated.  New developments in physics and the other empirical sciences were stripping philosophy of some of its old problems. (Could it really tell us something about the causal, spacio-temporal structure of the universe?). Its way of dealing with those problems came to be dismissed now as “metaphysical.” New  problems concerning the meaning of the scientific theories and their epistemic status were, instead, coming into view. Mathematics had been undergoing its own revolution since Gauss, turning more abstract and formalized in the process. This induced the mathematicians in the Circle to turn to Frege’s and Russell’s new logic. Meanwhile social changes encouraged more sober, “utilitarian” forms of thinking and with that a devaluation of “belief” of the religious kind and of the “speculative” forms of thinking practiced by the traditional philosophers. The encasing of philosophy in the university and the appearance of a welter of new academic disciplines, were undermining its customary self-understanding as the ultimate, foundational science. Philosophy, it seemed obvious to the member of the Vienna Circle, was being pushed off its old pedestal.

To find a new way of doing philosophy became thus their prime objective. But they came to project in different ways. While many of them were born in Vienna, others came from Bohemia, Hungary, and Germany and later on there would be visitors from England and the United States, from Poland and from as far away as China. Two of its most influential members (Schlick and Rudolf Carnap) were Germans. A substantial number were Jewish – at least by family background – but Schlick and Carnap were, once again, not. Most of them veered to the political left (Otto Neurath, above all, as well as Carnap) but others were neutral. They came also from different disciplines (physics and mathematics but also biology, medicine, economics, and jurisprudence) and thus different perspectives into their discussions. What they shared was an attitude, an ethos, a commitment to science, to critical argument, to reason, to the pursuit of truth. They represented, in other words, a new, up-dated Enlightenment.

If this was one thing that distinguished them from others who were looking for a philosophical renewal, the second was that they engaged in their project as a group, reading, discussing, arguing with each other, seeking to refine their ideas in interaction with each other. Since the beginning of the modern period philosophers have pursued their calling for the most part individually, each seeking to develop their own distinctive way of thinking. This is how it has been with Descartes, Hobbes, Leibniz and others. With Kant, the creative philosophers had begun to work within the framework of the university. Even so they continued to develop their philosophies largely on their own. That pronounced individualism is, indeed, still alive in philosophy today. The Vienna Circle represented a very different way of doing philosophy. It pursued a collaborative form of philosophizing, reaching out to each other in pursuit of what they called “the unity of science.”

There is yet another thing that set the Vienna Circle apart. Unlike the other movements that aimed at a reformulation of the task of philosophy, the members of the Circle were keen to disseminate their thinking not only into the academy but also beyond it and beyond even the educated elite. In its Manifesto the Circle declared it one of its goals “to fashion intellectual tools for the everyday life of the scholar but also for the daily life of all those who in some way join in working at the conscious re-shaping of life.” Given the political leanings of its membership, it came natural to them to engage in leftist causes. Neurath, half a Marxist and half a Benthamite utilitarian and the most politically engaged in the Circle, sought to pursue the greatest happiness of the greatest number of people by socialist means. Austria’s Social Democratic Party was their natural home. The Circle also associated itself with the Ernst-Mach-Society founded in Vienna in 1927. Named after the philosopher-physicist the Mach Society was dedicated to spreading the new insights of the natural sciences into all social groups. Members of the Vienna the Circle soon began to dominate the Mach Society and provided much of its programming. They also served as lecturers in Vienna’s adult education program which addressed itself primarily to a working-class constituency. That kind of teaching also provided them with an income since university positions were almost impossible to obtain for the Jewish members of the Circle.  All this activism did not mean, however, that the Vienna Circle itself was a political forum. Its internal discussions were limited strictly to scientific and philosophical matters. Schlick, in particular, strongly insisted on the separation of philosophy and politics. Their empiricism made them, in any case, antipathic to doctrinaire forms of politics. But the links between their philosophical and their political commitments were nevertheless strong and visible enough to make the Vienna Circle a target for the rising forces of Austrofascism in the 1920s and of Nazism in the 1930s.

Edmonds places his account of the rise and fall of the Vienna Circle into this historical context. His book provides in this way a valuable contribution to social history as well as to the history of  a philosophical movement.  He tells his story persuasively by focusing on individual personalities in and around the Circle.  His goal is thus not give a detailed exposition of the ideas and problems that motivated their discussion. But he tells us just enough about those idea and problems to keep the story together.  More would have produced a less readable and less useful book to the general reader. Edmond’s account of the members of the Circle ranges from the patrician Moritz Schlick, an accomplished philosopher who had come to Vienna with a recommendation from Einstein, to the oversized figure of Otto Neurath, loud, boisterous, full of irrepressible energy, a political agitator and born organizer. Another central figure was the kindly, scholarly, somewhat austere Rudolf Carnap who had been one of Frege’s students and maintained close links with Russell in the Circle. Other members were typically introverted academics; others had careers in business and law that kept them somewhat apart fro the others. Kurt Gödel, the mathematician, managed to attend the meetings without ever saying anything and then stunned the group (and the mathematical world) with his incompleteness results.

The two most remarkable figures associated with the Circle were, however, not members of it. One was Ludwig Wittgenstein and the other Karl Popper, both powerful and disturbing personalities. Wittgenstein had been living in Austria during the 1920s and he returned frequently enough from Cambridge in the years after that. But all attempts to bring him to the meetings of the Circle failed. He finally agreed only to meet a select few in Schlick’s house or on his own ground. Later, in 1938, when the members of the Vienna Circle were congregating at Cambridge for their fourth Unity of Science Congress, Wittgenstein was seen demonstratively leaving the town. In contrast to Wittgenstein, Popper was never invited into the Circle and he began to consider himself the group’s appointed opposition. His interests certainly overlapped with theirs. Like them, he was interested in the physical sciences and in the question of the relation between theory and observation. He also saw his work as close to that of Alfred Tarski, the Polish logician, who came frequently to attend Circle meetings. But his abrasive and self-aggrandizing personality kept the two sides apart.  In retrospect we see, however, that those two outsiders actually produced work that had the widest philosophical impact. Wittgenstein’s Tractatus and his Philosophical Investigations and Poppers Logic of Scientific Discovery and The Open Society and Its Enemies became classics of 20th century philosophy. The writings of the members of the Vienna Circle, on the other hand, are read today only by specialists. Schlick’s and Neurath’s publications are barely remembered and Carnap’s have proved too technical to attract wide attention.

The murder of Schlick occupies just one chapter in Edmonds’ narrative. But he treats it as a pivotal moment in the history of the Vienna Circle. In the years heading up to that moment, the Circle had grown and flourished but it had also become the target of right-wing agitators. Hitler’s rise to power in Germany in 1933, the ever more tenuous political situation in Austria, and the increasingly vociferous attacks on the Circle was already making evident that the future of the Vienna Circle might be uncertain. Schlick’s murder had thus a devastating effect.  In 1937, Waismann left for the UK, the physicist Philipp Frank, one of the senior members of the Circle, went to Harvard, the mathematician Karl Menger to Notre Dame University in the US, and Karl Popper took a job in New Zealand. Most of the others were to follow soon. By good luck all of them survived. But none of them ever went back to live in Vienna after 1945. Many of them never even visited their old haunts. The loss, they felt, was too great. The magic that had created the Circle and so much else of Vienna’s cultural life was gone.

During its life, the Vienna Circle attracted many philosophical visitors from abroad. Among those who came was a 23-year-old Englishman, A. J. Ayer, who afterwards condensed what he had learned in the months he had spent attending the Circle into a brashly provocative book entitled Language, Truth, and Logic. It was the first work to acquaint English-speaking readers with the outlook of the logical empiricists. In later years, after he had recanted his attachment to the ideas of the Vienna Circle, Ayer said with cruel wit that its greatest defect was that nearly all of what it believed had proved false. But he added at once that Circle’s way of thinking had nevertheless been “true in spirit.” Contemporary philosophers do, indeed, not worry much any longer about “the verification principle” that had occupied the Vienna Circle so intensively or many of other issues that kept its discussions going. But when we look closely, we can see that the Vienna Circle has still made a permanent contribution to the way philosophy is now being done. The contest between the various schools and movements seeking to renew philosophy has, of course, not been resolved. They go on living side by side, only occasionally making contact but more usually at growling distance from each other. Traditional ways of doing philosophy are also persisting. Still, the Circle lives on today in some strands of that motley we call “analytic philosophy.” There is a new respect for the empirical sciences in almost all philosophy. Modern, mathematical logic has become a standard part of the syllabus. Philosophers speak more with each other. None of this might have happened without the efforts of the Vienna Circle. What has disappeared, however, is their exciting sense that philosophy is embarking on a new path. We are no longer living in a revolutionary age of philosophy. Analytic philosophy insofar as it is an heir of the Vienna Circle has become a professional, disciplinary, and often self-contained enterprise. It has little ambition to change its surrounding society. Immanuel Kant, who was one of the thinkers the Vienna Circle most sought to oppose, has been anointed a forerunner of the analytic tradition. The Vienna Circle is history; all of its members are gone. The one to live longest was Karl Popper who died in 1994 after a long career at the London School of Economics. There he had ruled like a king, always alert to anyone seeking to challenge him. Attending his seminars in the 1960s. I don’t recall that he ever mentioned the Vienna Circle.

Edmonds tells his story in vivid terms. Like his earlier bestselling Wittgenstein’s Poker his book is meant for a broadly educated public with a taste for philosophy but for personalities and social environments. His story of the rise and fall of the Circle is at the same time one of the rise and fall of Vienna as a vibrant center of creative and intellectual life. Since so many members of the Circle had Jewish roots, it is a story also of the destruction of a unique moment in Jewish and European culture. Hitler and his Austrian allies destroyed It all: the Vienna Circle, Vienna as a cultural capital, and that miraculous union of Jewish Viennese sensibility.  Vienna would eventually regain its wealth, but never its energies, Edmonds writes in a voice of regret. He himself, it turns out, has roots in the Vienna that is gone. “My family like many in the Circle was middle class, assimilated Jewish,” he writes, “and, like many in the Circle, blind for the extreme turn that politics would take.”

 

 

The Private and the Public. What we can learn from Wittgenstein

On a Canadian website devoted to the translation of writings by contemporary Chinese intellectuals, its creator, David Ownby of the University of Montréal, writes: “China is, if not totalitarian, surely authoritarian, and I readily admit that I do not fully understand the relationship between the Chinese state and the intellectuals I study.  It is obvious that their published work is not a perfect reflection of their private thoughts, which surely means that many times they cannot say what they really think, but what trade-offs they make and how they make their calculations remain obscure.  While I prefer to believe that what they publish is a fair if perhaps partial reflection of what they think, many people do not, and I admit that now and again I wonder if I’m being played.”[1]

Those living in repressive societies will be familiar with the distinction between what they feel able to say or write and what they must keep to themselves. And they will also know to distinguish between what is written or said and the private thoughts of its author. The distinction is, in fact, known to all of us even in so-called free societies. Considerations of prudence, politeness, propriety, shame or guilt make us refrain from giving expression to many things we think or feel or they get us, at least, to modify and tame our words. I may not tell my boss what exactly I think of him for reasons of prudence. I may not give voice to the pain I feel in order not to upset my companions. I may not comment aloud on a lecture in progress for reasons of propriety. I may not use the swear word that has come to my mind for reasons of politeness.  But we also look at others and wonder whether any of those reasons have made them be silent about their inner feelings and thoughts or circumspect in expressing them. We describe the distinction that opens up in this way as one between the public and the private. Thoughts and feelings are private, we say, whereas words and actions are public.

I want to talk here about Wittgenstein’s remarks on privacy in his Philosophical Investigations but will do so in a roundabout manner. For his thoughts are narrowly focused on issues in the philosophy of mind and concern, so it seems, only what privacy is not. In his Blue Book Wittgenstein characterizes the proposition ‘A man’s sense data are private to himself’ as both metaphysical and misleading and he describes his own undertaking as an attempt to rid us “of the temptation to look for a particular act of thinking, independent of the act of expressing our thoughts, and stowed away in some peculiar medium.”[2] The formulation is awkward because it sounds, as if Wittgenstein meant to deny the distinction between thought and its expression. The Chinese intellectuals of whom Owenby speaks and, in fact, all those living in repressive societies will easily disabuse us of that idea. But Wittgenstein’s point is not to deny the existence of unexpressed thought; it is rather to deny their existence in a peculiar medium. His goal is, in other words, to dismantle Descartes’ metaphysics of mind and body. But as he focuses so sharply on this issue, he entirely bypasses the social and political aspects of the private-public distinction. I consider it useful to look first at the broader context in which that distinction occurs in order to situate Wittgenstein’s considerations in it and to ask only afterwards about the practical import of what he writes.

The first thing to note is that the term “private” has a wide range of uses and certainly a wider one than Wittgenstein acknowledges. We do, of course, speak of unexpressed thoughts and feelings as private. But we can also keep a private diary that records those thoughts and feelings and we can engage in a private conversation with close friends and associates. And there are other, broader uses of the term. My letter to the public media is considered my private opinion if I am not speaking in an official capacity. We have private phone numbers in addition to job related ones, and these may be listed as such in a public directory. The home is my private domain, but everyone in the family may also have their own private bedroom and we all treat the shared toilet as private.  There are private membership clubs whose doors  display the words “STRICTLY PRIVATE.” There are private collections of art that are shown in public. There are private businesses that operate as publicly registered companies. The private is, in these cases, what is unexpressed, what is personal, what is meant only for a few, what is of limited access, what is shameful, what is not official, what is owned by me, what is for my own use, what is a personal pursuit and not a business, and finally even what is a business but not traded on the stock market and not owned by the state. The private is, in other words, many different things and the boundary between the public and the private falls accordingly in different places. Note also that something can therefore be private in some sense and at the same time public and thus not private in another.

Wittgenstein wonders in his Philosophical Investigations what it is to say that sensations are private. An interlocutor insists that this means that “only I can know whether I am in pain; another person can only surmise it.” But Wittgenstein dismissively retorts: “In one sense this is false, and in another nonsense.”[3] In an adjoining passage, he considers the possibility of a private language which he describes as follows: “The words of this language are to refer to what only the speaker can know – to his immediate private sensations. So another person cannot understand the language.” (PI, 243) The two passages raise various questions about the notion of privacy. The “privacy” of our sensations and the “privacy” of the private language are obviously not the same thing, though they are related. The private sensation is assumed to be private by being “in the mind”; the private language is not in the mind, but it’s subject-matter is said to be private. The words “can” and “cannot” in the cited passages alerts us to further meanings of privacy. The private is that which another person cannot know. The private language is one which only the speaker can understand. Of what kind of “can” do these sentences speak? Are we to think of logical, physical, physiological, or psychological possibility? Think of these three examples: Chinese intellectuals cannot say everything they think. We cannot say who invented the wheel. I cannot adequately describe the sunset. In the first case, the “cannot” is due to a threat of sanctions; in the second to a lack of historical knowledge; in the third to the limitations of my vocabulary. Not only the word “private” but also the words “can” and “cannot” have multiple meanings and these introduce inflections into the meaning of privacy.

Speaking privately

We will find it easier to consider initially the idea of a private language and only then the privacy of thoughts and feelings. Can there be such a thing as a private language? In some sense of the word “private, the answer is: obviously yes. It is clearly not difficult to set up a language which only I understand, my own private code. Wittgenstein himself occasionally used a code to keep his thoughts hidden from prying eyes – though the code proves, in fact, easy enough to decipher. Criminal gangs, underground political parties, and anybody else who wants to keep a secret will often devise a code for their own private use. This may not be what Wittgenstein has in mind as a private language, but thinking about what it means to be able or not to be able to decipher a coded language throws light on the different ways in which we use the word “can” that Wittgenstein employs in his formulations.

If it is possible to decipher Wittgenstein’s code, in what sense can it be called private? The experts tell us that there is, in fact, only one unbreakable code and thus, only one inherently private language in the sense right now under consideration. Invented by Gilbert Vernam for use in the First World War, the code requires a key that can be used only once and must consists of a series of genuinely random numbers longer than the message to be encrypted. Those requirements make the code, however, practically useless. In encrypting messages for the internet, we use therefore codes that are in principle breakable but (hopefully) not in practice because the deciphering would take too long or we currently lack the computing power to do so. We are distinguishing thus two kinds of possibility and impossibility and thus two notions of privacy. There is what one can do or not do in principle and what we can or cannot do in practice. We may want to add here a further distinction between two kinds of practical possibility or impossibility. Something may be practically impossible for incidental reasons as when I can’t decipher a code because I am too sleepy. But the deciphering may also be impossible for reasons intrinsic to the code as that it would take five hundred years to break it. We can distinguish thus three kinds of potentiality (possibility/impossibility): potentiality in principle, practical incidental potentiality, and practical intrinsic potentiality.  Only the Vernam code is in principle unbreakable. Wittgenstein’s own code is easily broken and only some incidental reason will stop s from breaking it. But the code that is meant to secure the internet is not only unbreakable in practice but hopefully so for intrinsic reasons. We can call this third type of code also in principle practically unbreakable. We will see in due course that this three-fold distinction is helpful when thinking about Wittgenstein’s reflections on privacy.

I have spoken so far of how we keep thoughts and feelings private by not expressing them or by expressing them in a secret code. We can also attain privacy of a sort by restricting access to the expression of thought or feeling. I can keep a diary and hide it away in a hole underneath the floor so that only I have access to it. I can reveal my thoughts and feelings only to a circle of close confidants. We call an expression of thought or feeling public in this context when it is left open to whom it is addressed. Much of our speaking and writing is not in fact public in this sense and is not meant to be. What I say at my kitchen table is likely to stay there and is, in any case, intended only for those immediately present. The note I pass to you under the desk is meant for your eyes only. Both my kitchen table remarks and the note I send you are private in intention and, hopefully, also in fact. Much of our speaking and reading is of this sort. Our expressions of thought or feeling are, as a matter of fact, not promulgated to everybody and are commonly meant only for those specifically addressed. The assumption that our words have for the most part only a specific range is, in fact, inherent in and even constitutive of our common linguistic practice. Politicians, preachers, novelists, actors, and others of that sort may aspire to speak to the broad public but even that public has a specific range in that it consists of citizen, the faithful, the literate, theatergoers, etc.. Only philosophers are tempted to think that they are addressing the universe.

Even when we speak privately, we may, of course, be overheard. An outsider may catch what I say in confidence to a friend. A curious bystander may try to listen in to my private conversation. We may or may not be concerned abut that possibility. I sometimes overhear people in the street discussing their private lives on their cell phones. Long gone is the time of the glazed-in telephone cell. The standards of privacy seem to have changed. But we may still hesitate to let outsiders know of very intimate or embarrassing things or matters; we don’t want them to hear something that would be to our detriment or not in our interest. We operate in a sphere of privacy, but that sphere can grow or diminish according to circumstances. This is part of the ordinary use of language and of other expressive means.

  This should remind us of the fact that the idea of language as a medium of representation is a derivative and belated notion. The fundamental linguistic relation is not “A represents B” but “A communicates B to C.” The first question is never simply: what is said? But always: who is speaking to whom and who is heard by whom. That is a lesson Wittgenstein had to learn after he finished his Tractatus. It is as a result of this lesson Wittgenstein begins his Philosophical Investigations with Augustine’s account of the communicative use of language. It is, in any case, only by paying attention to this aspect of language that we will understand how considerations who is or is not addressed and thus considerations of privacy are integral to its use.

The deprivation of privacy

There are always those who want to know who spoke or wrote what to whom.  This holds in particular of repressive governments which have two reasons for keeping tabs on their people. Having eliminated free expression, public media and debate, polls and elections, such governments find it difficult to judge their citizens’ mood and thinking. To overcome that handicap, they will take active measures to peer into the lives of their citizens. Spying and surveillance become their substitute for the public sphere they have destroyed. The surveillance is, of course, not a purely cognitive undertaking. It is designed, rather, to help the authorities to shape their policies, manipulate the public’s thinking, feeling, and acting, and to ferret out and crush potential opponents. The intervention includes thus a massive intrusion into the privacy sphere of the subjects of surveillance but extends also to their public existence. This does not mean, however, that the division between the private and the public has been obliterated. It has, instead, become relocated and redefined. The results of governmental spying on its own citizens are not generally publicized. The information gained is most often kept in secret files by the secret police and only used when needed. Even the fact of surveillance is often denied or downplayed. The result is a peculiar deformation of the entire  domain of privacy. Boundaries of privacy remain in place between the subjects of surveillance but the government has now inserted itself as an intruder into every individual sphere of privacy and of all the information gained in this manner, it will publicize some and keep other bits private.

Governments are not the only parties keen to discover our private thoughts and feelings. These have also commercial value and the technology of the internet has made it increasingly easier to harvest what is useful and monetizable in them. Economic enterprises thus hack into the confidential data of their competitors. Criminal gangs snoop into private, corporate, and government accounts for purposes of theft and extortion. Companies operating on the internet accumulate information on the users of their services. In each case, the information used to be private in the sense that it was practically inaccessible (for incidental or intrinsic reasons) except to those specifically meant to have it. Technological advances have broken that barrier and have given the unauthorized access. And this naturally redraws the boundary between the public and the private.  The private information gathered by economic enterprises, criminal gangs, and internet companies has not, of course, become public in the sense of being now publicly accessible. Like government spies, those harvesting that information have an interest in keeping the results of their fishing to themselves. The information they have gathered retains its commercial value often only as long as they can keep it secret. The internet provider who exploits our private data is thus genuinely concerned with defending our privacy from other intruders though, of course, not from themselves.  And China’s extensive surveillance program is completely compatible with its recent adopted “Personal Information Protection Law” that seeks to assure the “legitimate rights” of individuals from “the use of new technologies such as user profiling and recommendation algorithms, the use of big data in setting [unfair] prices for frequent customers, and information harassment in the sale of products and services.”[4] Being free from governmental surveillance is, notably, not among those legitimate rights.

Shoshana Zuboff, who has studied the development of what she calls “surveillance capitalism” concludes that “the assault on behavioral data is so sweeping that it can no longer be circumscribed by the concept of privacy and its contests. This is a different kind of challenge now, one that threatens the existential and political canon of the modern liberal order defined by principles of self-determination.”[5]  Zuboff draws in these remarks on Hannah Arendt who has argued that all our classical forms of politics are built on the duality of household or family on one side and city or state on the other.[6]  But is the distinction between household and city the same as that between the private and the public? Were the households of ancient Greece or Rome private in the same sense as a modern home? Is there a distinction between the private and the public in simple tribal societies and their politics? A modern liberal political order certainly assumes the existence of a private domain to which the state has only limited access. Zuboff may be right in worrying that the foundations of this sort of society is threatened. That realization forces us to ask with what kind of politics we may be left, what kind of social order, and with what kind of distinction between the private and the public.

A recent report on China shows what is at stake.[7]  Its two authors have studied procurement documents of local, provincial, and national authorities to determine how surveillance capacities and objectives are changing. They write: “The PRC’s leaders have always excelled at surveilling their countrymen, and [the] lack of a “countervailing price” has allowed them to do so in varied ways over the past 70 years. During the first few decades of the PRC’s existence, the state-controlled labor system tethered workers and their families to their places of employment… Work units served as the eyes of the state, maintaining their residents’ dossiers, compiling information about them at work, at mandatory Party meetings, and in their homes—information often supplied by neighbors and coworkers. Reporting on members of one’s own community reached frenzied heights during the Cultural Revolution, when people had to publicly accuse their acquaintances, friends, and even loved ones of real or imagined political transgressions in order to avoid becoming targets themselves.” The frenzy came to an end in the late 1970s with Deng Xiaoping’s economic reforms. “For a few decades, Chinese citizens became accustomed to relatively more robust levels of personal privacy.” But the procurement documents reveal that China’s government is now acquiring new tools to help the authorities at every level to monitor large swathes of the population at a time. The authors of the report write that the characterization of China in 2020 as an Orwellian surveillance state “is inaccurate and silly, but it could be reality down the line.”

The surveillance regime is currently most intense in Xinjiang where it operates with frequent ID checks at police cordons, self-incrimination campaigns in re-education camps, and surveillance cameras with face recognition capacity at street corners, police checkpoints, the entrances to mosques, and sometimes in individual homes. Access to printed and digital resources is strictly controlled. The internet is searched to determine who goes to what website, who communicates with whom, and who writes or reads what.  Surveillance is not as extensive in other parts of the country. The Xinjiang system of surveillance is a response, in the first instance, to some 200 terrorist attacks carried out by Uighur radicals in the 1990s. Their radicalism is linked to the Turkestan Islamic Party whose goal is to establish an independent East Turkestan Republic.  The desire for political independence is, in turn, due to the Uighurs’ consciousness of a distinct cultural, religious, and historical identity. The prevention terrorist attacks, the identification of potential troublemakers, The suppression of the secessionist movement, and control of the cultural expression of the region are thus the motivating factors of the surveillance system. In China at large, the system of surveillance is also used, as it is in the West, to prevent and solve ordinary crime, and to regulate public services, and to improve civic planning. The technology is thus seen as essential to the functioning of mass society. But the Chinese authorities’ understanding of what a well-ordered society should look like is peculiarly constricted. There must be no questioning of the status of the Communist Party. The bureaucratic state must not be challenged. Certain topics cannot be publicly discussed. “Politically harmful information” must be policed.[8] Yet another purposes the surveillance system serves is as a source of information for an envisaged social credit system. The system is meant to punish or reward Chinese citizens for socially detrimental or socially beneficial  behavior. Among the detrimental forms of behavior have been listed smoking violations, playing loud music, and eating on rapid transits, as well as jaywalking, failing to correctly sort personal waste, and even making reservations at restaurants or hotels without showing up, in addition, of course, to more serious matters such as fraudulent financial behavior and crime in general. Volunteering for community services, donating blood, and praising government efforts on social media have, on the other hand, been listed as deserving social credit rewards.[9] To gather relevant information the social credit system has to rely on mass surveillance systems, facial recognition software, big data analysis, and artificial intelligence. The envisaged system approximates the function, though not the layout and technology, of Jeremy Bentham’s Panopticon and sis meant to establish a society that is both disciplinary and biopolitical in character, to use Michel Foucault’s language. In addition to mass surveillance for policy purposes and the individualized surveillance is support of system of social control, there is finally the sharply focused surveillance of suspected or potential dissidents. It is in this last form of surveillance that the intrusion into the target’s sphere of privacy is most pronounced. The agents of this sort of surveillance want to find out not only what their targets say or write or but wan to penetrate also into the inner space of their private thoughts and feelings.

What would the expansion of this technology that is suggested by the Chinese procurement documents mean? “Would there be any semblance of privacy left—the sort of going-about-one’s-business, blend-into-the-crowd privacy that many of us implicitly expect in public spaces—to people living in the PRC? What does it portend for public spaces beyond China’s borders? A number of democracies are already struggling with the implications of these technologies, which often pit a desire for public security against an expectation of privacy and consent. What happens as China normalizes, or sells, these technologies to places where public debate about them is quashed before it can occur? Will PRC surveillance tech strengthen the wave of authoritarian governance that seems to be rolling across the globe?”[10]

Surveillance government and surveillance capitalism do not form a single institutional whole. They are often even at odds with each other. Functionally they belong nonetheless together. We still tend to think about politics in terms of its institutions and distinguish between the public institutions of the state and private corporate institutions. But politics is perhaps better looked at as a process involving the organized exercise of power and institutions are better understood as being among the products and instruments of that process. Surveillance government and surveillance capitalism both exercise power with the help of newly developed technological means that to some extent obliterate, to some extent weaken, and to some extent relocate various distinctions between the public and the private. Surveillance government and surveillance capitalism produce in in this way comparable effects. We see in this development the emergence of a system of power relations that overrides the traditional distinction between public political and private economic enterprises .We can cll the emerging formation provisionally by the name of “the corporāte.”[11] The history of the modern state has been described as a process of emancipation of economics from politics which has reached ts epitome in the free-market system of modern capitalism. If this were true, the historical process would mark the triumph of the private over the public. But the endpoint of this process has proved to be not a neo-liberal nirvana of complete economic autonomy but (in different forms in China and the West) the convergence of state and corporate power – neither liberal nor socialist, neither public nor private, the amalgamation of the two into the functional syndrome of the corporāte.

Private sensations

Will there be any privacy left in the corporāte? I return at this point to Wittgenstein’s examination of privacy. It will be obvious to any careful reader that Wittgenstein doesn’t use the term “private language” to refer to an encoded language or one that is restricted in its use.  The language whose possibility he considers is supposed to be private rather in the sense that its content is private. The words of this language, he says, are meant to refer to “immediate private sensations” and thus to something that “only the speaker can know.”  We must turn then to the idea of the privacy of sensations and to the thought that these can only be known by the speaker, that is by the one who has the sensations and who says that he has them. If our inner states truly have that characteristic, it appears that there is a sphere of privacy that cannot be punctured by any kind of surveillance.

But Wittgenstein seeks to reject this idea of absolute privacy. And that raises the question whether anything stands in the way of the complete surveillance and control of our most private thoughts and feelings. Is there any possible escape from surveillance and any possibility of resistance to the power of the corporāte? Can there still be a sphere of privacy protected from the intrusions of the corporāte?

Wittgenstein dismisses the claim that only the person who says “I am in pain” can know what his words mean: “It can’t be said of me at all (except perhaps as a joke) that I know that I’m in pain. What is it supposed to mean – except perhaps that I am in pain.”  I am not sure that we want to agree with this line of thinking. Is it in principle impossible to have knowledge of one’s own pain and why would that be so? We can certainly say “I remember I was in terrible pain when I had that kidney stone some years ago” and that utterance appears to be in all respects an expression of knowledge. But what then prevents me from having knowledge also of my present pain? Wittgenstein is right, however, in saying that being in pain is not the same as knowing that one is. I don’t mean here that the pain might be unconscious, but that having a consciousness of pain is still different from knowing that one has that pain. Feeling pain is not a state of cognition and we can add that thinking is also not the same as knowing that one has thoughts. But isn’t it possible that I am in pain in the sense of feeling it and also know that I am in pain? Feeling drunk and realizing that one is drunk are not the same. Similarly, I may have a thought and recall at the same time that I have had that same thought before. But why does Wittgenstein even raise the question whether the person who feels pain or thinks can know that he does? The decisive point is, after all, the question whether another person can know this. And here Wittgenstein is obviously right when he says: “If we are using the word ‘know’ as it is normally used, … then other people very often know if I’m in pain.” The interlocutor who insists on the absolute privacy of sensations objects at this point that another person cannot have that knowledge “with the certainty with which I know it myself.” That may or may not be true. But it does not bolster the interlocutor’s claim. Knowledge does not require absolute certainty. Otherwise, there would be no empirical knowledge.

On the view that Wittgenstein’s interlocutor advances we cannot have real knowledge of another person’s feelings because these are located in a sphere which is in principle inaccessible to others.  And this view may, in turn, be backed up by the Cartesian assumption of two different substances. But Cartesian dualism is not essential for the claim that what is in the mind is inaccessible to others. I don’t believe that Descartes himself actually assumed such an inaccessibiity. According to Wittgenstein’s interlocutor, however, the inaccessibility thesis means that the only thing others can know are verbal or behavioral expressions of private sensations. The interlocutor concludes that one can only make tenuous extrapolations about the other’s inner feelings from those expressions. But if we can in principle know nothing about the other’s inner states, our statement that the other is in pain can refer only to the other’s words and behavior. The interlocutor who wants to insist on the uniqueness of the inner life, is thus reduced to some kind of behaviorism. He seeks to avoid that behaviorism by concluding that if the other one says “I am in pain” he must be feeling what the interlocutor feels when he says “I am I pain.” But there seems to be no basis for that analogical inference. To avoid the behaviorist turn, we must, instead, follow Wittgenstein and argue that there is no absolute barrier between inner feelings and their external manifestation. The two belong together and we can therefore often know of the private sensations of others. That conclusion leaves many questions open. In particular the question of the exact nature of the link between the inner and the outer. It appears to be, however, the way we avoid the drift into behaviorism. That is ironic, in that Wittgenstein has been often accused of being a behaviorist, despite his claims to the contrary. To the question whether he will admit a difference between pain and pain behavior, Wittgenstein responds firmly in the Philosophical Investigations: “Admit it? What greater difference could there be.” (PI, 304) That there is such a difference does not mean, however, that there is not an inherent link between them. Sensations are not private in principle, though they are practically so in many situations.

Wittgenstein’s interlocutor will presumably want to make his case not only for sensations but also for thoughts. Thoughts, too, are, according to him, located in the private medium of the mind and must therefore be in principle inaccessible to others. All we have, accordingly to the interlocutor, are public expressions of thoughts. And from those, the interlocutor will say, we can tentatively derive conclusions about the inner thoughts. But it is once again difficult to see how the interlocutor can avoid a behaviorist turn. What reasons can he have for assuming that when the other utters the sentence “p” he must be thinking privately what the interlocutor thinks when he utters “p”? Wittgenstein’s rejection of an absolute division between the private thought and its public expression appears the only way to avoid the behaviorist turn.

Being in principle practically private

But let us assume for a moment that the interlocutor can maintain the absolute division between the private and the public which he is after. Can that give us comfort in the face of an expanding surveillance industry? The answer has to be no. The surveillance industry is after all, primarily interested in manipulating the behavior of the subjects of their surveillance and what they seek to survey are, the expressed feelings and thoughts of their subjects. If sensations and thoughts occur only in the absolutely separate sphere of the inner world, they will, presumably, be of small interest to the surveillance regimes. The inaccessible sensations and feelings would be like Wittgenstein’s imagined beetle in the inaccessible box. It would not matter whether they were there or not. The surveillance regime are interested in our thoughts and feelings only because they affect our speaking, writing, and doing. But as soon as we assume that there is such a link, we have abandoned the idea of an absolutely separate private sphere.  Some neuroscientists have suggested that we might one day be able to trace and decipher brain activity and thus gain direct access to people’s sensations and thoughts. But we are are certainly not there as yet and it is not obvious that this can ever be done. In the meantime, the surveillance regimes are busy recording what we say, what we do, where we go, whom we meet, what websites we visit in the hope of being able to control and manipulate our actions.

If the interlocutor is, however, pushed into revising his view and to adopt a form of behaviorism that view will prove to be even more amenable to the surveillance regime. There would then be no reason for it to worry that the secret thoughts and feelings of its subjects might escape surveillance.

Does Wittgenstein’s account offer us a contrasting way of distinguishing between the private and the public that allows us to identify genuine limits to the technology of surveillance? Does it have a place for thinking that there may be space for the privacy of feelings and thoughts and thus for a potential freedom from the intrusiveness of the powers of surveillance and a potential even for resistance to the manipulative power of the corporāte? How could that be? Wittgenstein assumes that there are internal links between the inner phenomena and their outer expression. We can know of other people’s private sensations because there exist natural links between them and their expression. Wittgenstein asks in this spirit whether the statement “I noticed that he was out of his humor” is a report about a person’s behavior or his state of mind. He answers compellingly – I think – that the report is both: “Both, not side by side, however, but from the one through the other.” But note that the published translation says at this point, instead, that the statement is a report “about the one via the other.” (PI, p. 188)  This would mean that the proposition is to be considered a report about a state of mind that has passed through a report on behavior whereas Wittgenstein’s German says more strongly that the proposition is a report on a state of mind by means of or even by reason of being a report on a behavior. Wittgenstein add at this point: “A doctor asks: ‘How is he feeling?’ The nurse says: ‘He is groaning.’ A report on his behavior. But need there be any question for the two of them whether the groaning is genuine and really the expression of something?” (PI, p. 188) And we can similarly speak of a natural link between thoughts and their expression. Does this mean that if there were no possibility of expressing thoughts or feelings they would, inevitably, dwindle away? We would certainly not be able to speak or to conceive of them in the way we do. Wittgenstein: “Look at the stone and imagine it having sensations – One says to oneself: How could one so much as have the idea of ascribing sensations to a thing? … And now look at a wriggling fly, and at once these difficulties vanish, and pain seems able to get a foothold here, where before everything was, so to say, too smooth for it.” (P!, 284)

On Wittgenstein’s account then there is nothing in principle that stands in the way of recognizing another person’s thoughts and feelings. Thoughts and sensations are not hermetically sealed off in an inner world of which others can know nothing. And this is, indeed, essential to the ways we interact and to what kind of beings we are. We can co-operate efficiently with each other and come to each other’s assistance in the way we do only because we can recognize each other’s thoughts and feelings in expression and action. One might look for an evolutionary explanation of why this has to be so. But if this is so, there seem to be no limits to the potential powers of surveillance and our worst fears about the consequences of losing the distinction between the private and the public seem to be realistic.

But that recognition is always limited in reach. There is always the possibility of misunderstanding and misinterpretation, of deception, pretending, acting, and lying. There is always the possibility of keeping one’s thoughts and feelings to oneself. The link between inner thoughts and feelings and their expression is never smooth. Our interactions are for that reason always marked by a degree of uncertainty. We may know another person well and may have known him for years but still be surprised about something he says or does, thinks or feels. That, too, is characteristic of human sociality.

Your thoughts and feelings may not be in principle inaccessible to others. They are not absolutely private. But, in practice, they may not be freely accessible. Consider all the things that go through your mind in the course of a day. None of them may in principle be beyond the reach of being known by others. But that other person would have to be at your side all day long and pay constant attention to everything you do and say, to every frown, every sigh, and every word you whisper. Once we abandon the idea of mind and body as separate substances, it become plausible to think that our mental states will be in principle just as accessible to knowledge as the other states of our bodies. But this knowledge in principle does not come to a knowledge in practice. So, are thoughts and sensations in principle private in the sense of being in principle inaccessible to others? They are accessible in principle but not always practically. And they are practically inaccessible not only for incidental reasons, but intrinsically so. We can say then that they are in principle practically inaccessible. Whether they are or not will depend on the means we have available for following the other’s words and actions. In our normal, everyday interactions there are narrow limits to this. Individuals are thus left to a wide sphere of privacy. The size of that sphere varies, however, according to how close two human beings are. But even between those who are intimate, the sphere of privacy remains intact. And it is, moreover, essential, if the parties will have mutual trust in each other, that this sphere of privacy shrinks to the same degree in both.

Technological means of surveillance have, however, created new ways of following the words and actions of others. Here the penetration into the sphere of privacy becomes one-directional. The agents of surveillance resist being surveilled. The shrinkage of privacy occurs only for the subject surveilled. This must result in a shrinkage of trust since the surveilled subject has less reason to trust the surveillor.  The defenders of governmental surveillance often reason that those who do nothing wrong, will have nothing to fear from surveillance. But that assumes that he surveilling government organs cannot or will not do wrong. Surveillance government and surveillance capitalism are thus likely to spawn a regime of deepening distrust. The technological means of surveillance are not likely to go away; the reality of increased surveillance is with us. The question must be how trust can be maintained in this situation. The simple answer is that there needs to be increasing transparency between the parties. Bu that will not be easy to attain. Repressive governments have an interest in opacity, so do exploitative commercial undertakings, so do criminal gangs. In an age of surveillance, citizens must insist on a form of government that fosters openness and responsiveness to its citizens, that constraints the economic exploitation of the means of surveillance, and that prevents the operation of criminal forms of surveillance. It is difficult to see how any but a genuinely free a democratic form of government could provide such services.

Hiding in plain view

I want to turn here at the end to a passage of the Philosophical Investigations that appears to me relevant to this discussion. Wittgenstein writes there that “we don’t have an overview of the use of our language.”  His next sentence is in German: “Unserer Grammatik fehlt es an Übersichtlichkeit.“ Our published translation makes this: „Our grammar is deficient in surveyability.” I would make it: “Our grammar lacks surveyability.” The difference in wording is due to two different interpretations of the entire remark. The translators (and many other interpreters)  take Wittgenstein’s words to be prescriptive. Our grammar is deficient. We must therefore devise a surveyable representation of it. The interpreters believe tat this is what Wittgenstein is after. I believe, by contrast, that Wittgenstein is speaking  descriptively. I take him seriously when he writes: “Philosophy must not interfere in any way with the actual use of language, so it can in the end only describe it.” (PI, 124) And when he adds: “We don’t want to refine or complete the system of rules for the use of our words in unheard of ways.” (PI, 133) I take Wittgenstein to have made an observation about the nature of our language when he speaks of the unsurveyability of our grammar and thereby implicitly also of the entire human form of life. That our grammar is unsurveyable is due to the malleability and openness of language. There are, after all, “countless kind of use of all the things we call ‘signs’, ‘words’, ‘sentences’. And this diversity is not something fixed, given once and for all; but new types of language, new language-games, as we say, come into existence and others become obsolete and get forgotten.” (PI, 23) Our language is not one thing, built on a single ground plan. It is like “a maze of little street and squares, of old and new houses, of houses with extensions from various periods, and all this surrounded by a multitude of new suburbs with straight and regular streets and uniform houses.” (PI, 18)[12]

I believe that these words tell us something about the limits of surveillance. Such a limit is not set by there being an unbreakable code, nor does it result from our ability to limit the circle of those to whom we speak, and it is also not due to our private sensations and thoughts being absolutely inaccessible to others. The limit of surveillance lies in our capacity to think and speak in new, unanticipated ways. This is not a merely speculative remark but one with immediate practical applications. Those who wo want to protect the privacy of their digital phones find it necessary to change them frequently to avoid an infection with malware.  Those who need the privacy of their internet communications will regularly change their addresses and servers. Those who speak and write in public will find it necessary to change the words they use and the ways they express themselves. We can learn here something the Chinese intellectuals on the Canadian website. They are often able to write in a surprisingly open and critical manner about the political, social, and intellectual realities of contemporary China. But they know, of course that they are under observation and that they need to tread carefully. They need to reconcile a number of different motivation. They are, of course, motivated first of all to communicate their own thinking. But they will at the same time want to express their thoughts in ways that escape the censor and do not provoke prosecution. They will also be concerned to keep private what they fear may get them into trouble with the authorities. Though they may also want to give others hints of those unexpressed thoughts. They are forced to become like foxes, outrunning the slow-moving hedgehogs of surveillance and censorship that seek to keep track of us with their cumbersome algorithms and rigid rules.

To be private does not mean to be confined in an inaccessible space. Privacy can also be found in the open where it is least expected. It is there where the agents of control cannot discriminate it. It is where the wind keeps shifting directions and contours keep changing. “Where do you hide a grain of sand?” G.K. Chesterton once asked. The answer, he thought, was: “On the Beach.”

Notes

[1] David Ownby, “Am I Being Played?” Reading the China Dream, February 15, 2021, https://www.readingthechinadream.com/david-ownby-am-i-being-played.html

[2] Ludwig Wittgenstein, The Blue and Brown Books, Harper & Row, New York 1960, pp. 55 and 43.

[3] Ludwig Wittgenstein, Philosophical Investigations, translated by G.E.M. Anscombe, P. M’ S. Hacker and Joachim Schulte, Wiley-Blackwell, Chichester 2000, 246. All subsequent references to this text marked as “PI” with the appropriate section or page number.

[4]  “China set to pass new law to protect ‘legitimate rights’ on personal data,” South China Morning Post, August 17, 2021, https://www.scmp.com/news/china/politics/article/3145390/china-set-pass-new-law-protect-legitimate-rights-personal-data

[5] Shoshana Zuboff, “The Secrets of Surveillance Capitalism,” Frankfurter Allgemeine Zeitung, March 5, 2016.

[6] Hannah Arendt, The Human Condition, Chicago U. P., Chicago 1958, Part 2 “The Public and the Private Realm.”

[7] Jessica Battke and Mareike Ohlberg, “The State of Surveillance. Government Documents Reveal New Evidence on China’s Efforts to Monitor Its People,” China File, October 30, 2020, https://www.chinafile.com/state-surveillance-china.

 

[8] “From ‘rice bunny’ to ‘back up the car’: China’s year of censorship, The Guardian, Dec. 30, 2018 https://www.theguardian.com/world/2018/dec/31/from-rice-bunny-to-back-up-the-car-chinas-year-of-censorship.

[9] https://en.wikipedia.org/wiki/Social_Credit_System#:~:text=The%20Social%20Credit%20System%20%28%20Chinese%3A%20%E7%A4%BE%E4%BC%9A%E4%BF%A1%E7%94%A8%E4%BD%93%E7%B3%BB%3B%20pinyin%3A,Communist%20Party%20of%20China%20Xi%20Jinping%20%27s%20administration.

[10] Battke and Ohlberg, loc. cit.

[11] Hans Sluga, Politics and the Search for the Common Good, Cambridge U. P., Cambridge 2014, chapter 8.

[12] Hans Sluga, “Our grammar lacks surveyability,” in Language and World. Part One. Essays on the Philosophy of Wittgenstein, ontos verlag, Frankfurt 2010.

 

Wittgenstein’s Transitions

 

 

 

 “In this work more than in any other it is worth looking at apparently solved questions again and again from new sides as unsolved,“ Ludwig Wittgenstein jotted in his philosophical notebook in November of 1914. “Don’t get stuck with what you once wrote. Think always of a fresh beginning, as if nothing had as yet happened.” (p. 30) [1] The First World War had been raging for months; Wittgenstein was serving as an outlook on an Austrian gunboat; but he remained determined to continue the philosophical work he had been doing before the war with Bertrand Russell at Cambridge. “Logic must take care of itself,” had been the opening entry in his new notebook on August 22. He called it “a singularly profound and significant insight.” (p. 2) The sentence was intended to say, first of all, that logic is self-contained, that it does not rest on anything outside it. But by putting it at the head of his notebook Wittgenstein may also have been expressing the hope that his work in logic would not be affected by the vagaries of the war. “Will I be able to work now?” he had asked himself anxiously on the first page of the private diary he attached to his philosophical notebook.[2] It turned out that he could do so even under heavy bombardment. “Canons shook the boat as they fired near us at night. Worked much and with success,” he wrote on December 6.[3] But progress was often slow and he feared that “the redeeming word has not been spoken.”[4] As long as that was the case, he could only go over the same ground again and again. His most vexing problem at the time was that of “the logical form of the proposition,” a topic he had been exploring with Russell in the preceding years. But his view on the topic was still far from settled. “Does the subject-predicate form exist,” he now asked himself. “Does the relational form exist? Do any of the forms exist at all that Russell and I were always talking about?” (pp. 2-3)  And so it went with questions but no definitive answers.

Some fifteen years later, Friedrich Waismann was trying to pin down Wittgenstein’s thinking for an expository book he was hoping to write.  Wittgenstein had by then achieved some fame with his Tractatus Logico-Philosophicus, composed as the war was ending and published in 1921 with Russell’s effusive introduction. Back in Austria, the scholars in the Vienna Circle treated the work as a revelation. But their attempts to get its author to explain the book to them met with little success; Waismann’s discussions with Wittgenstein proved equally frustrating. “He has the wonderful gift of always seeing things as if for the first time,” Waismann noted. “He always follows the inspiration of the moment and tears down what he has previously sketched out.”[5] After ten years of almost complete philosophical silence, Wittgenstein’s thinking had just entered a newly volatile phase. In 1930 he returned to Cambridge to sort out what he now thought to be missing in his earlier work. He began to lecture on the themes of the Tractatus, but the book struck him now increasingly as a piece of unbearable dogmatism. That conclusion sparked new investigations which led him on an exhausting journey, ”criss-cross over a wide field of thought,” in which “the same points were always being approached afresh from different directions and new sketches made,” as he wrote later in the preface to his Philosophical Investigations. Many of these sketches, he added, “were badly drawn or lacking in character, marked by all the defects of a weak draughtsman. And when they were rejected, a number of half-way decent ones were left, which then had to be arranged.”[6] This is how the new book was composed. It was a collection of remarks, no more than “an album.”

Wittgenstein never quite finished his Philosophical Investigations. Its initial parts were firm enough in his mind, but he was unsure about how to complete the book. In 1948 he began to look at the issues once again in new ways. At the end, he confided to yet another notebook: “I do philosophy now like an old woman who is always mislaying something and having to look for it again: now her spectacles, now her keys.”[7]

There emerges from all this the picture of a restless thinker set on constantly revisiting and reworking what he has previously thought. Waismann who had initially heard of Wittgenstein as the author of the Tractatus had expected a very different person. The book consisted of apodictic statements put forth with a minimal amount of argument and formulated in an often hieratic style. Its aura of absolute certainty was reenforced, moreover, by the elaborate numbering of its propositions that Wittgenstein had adopted from Principia Mathematica, Russell and Whitehead’s majestic logical treatise. The Tractatus presented itself thus to the unwary reader as a work of a stern, logical order and the author as someone endowed with unconditional truths.

That was, however, a piece of fiction. The book was, in fact, largely composed by extracting diverse propositions from earlier writings and each one of them had originally been surrounded by doubts and questions. Some of those propositions came from notes Wittgenstein had compiled for Russell in 1913; many others were taken from the philosophical notebooks he kept during the First World War. The Tractatus was, in this respect, just like Wittgenstein’s Philosophical Investigations, more of “an album” of sketches made on an extended intellectual journey than a tightly constructed treatise. We can see this clearly when we turn from the book to the source of its propositions in the war-time notebooks. Though not all of them have survived, the three notebooks that have permit us to reconstruct much of Wittgenstein’s course of thinking from the beginning of the First World War to January 1917. What we find in them is the record of an intricate back and forth in his thinking on a wide range of philosophical topics. They document continuous small shifts as well as some major turns in Wittgenstein’s thinking and in the end the emergence of a radically new way of conceiving philosophy. The Tractatus was a record of this entire development. Taking note of the long, treacherous journey that led to its composition is, in fact, indispensable for understanding its highly condensed formulations and for recognizing their varied and unstable subsoil.

The journey recorded in Wittgenstein’s war-time notebooks begins with questions provoked by Russell’s logical atomism. Russell had come to that doctrine in the late 1890s as a result of his break with F. H. Bradley’s monistic idealism.  His friend G. E. Moore had led the way in an 1899 essay on “The Nature of Judgment.” With the help of a somewhat rudimentary logic Moore had sought to establish that reality was not a single thing – Bradley’s “One” – but  consisted of a multitude of concepts.[8] This so-called turn to realism was thus, in effect, one to a metaphysical pluralism. Russell readily adopted Moore’s pluralistic view and found support for it in the philosophy of Leibniz.[9] His view was, as he later put it, “that you can get down in theory, if not in practice, to ultimate simples out of which the world is built, and that those simples have a kind of reality not belonging to anything else.”[10] But he remained quite uncertain about the nature of those simples. Were they concepts and judgments, as Moore had maintained? Were they particulars or universals or, perhaps, both? Could they be spatial points or even sense data? When Wittgenstein arrived in Cambridge in 1911, he found Russell at work on a theory of knowledge that was to settle the issue. Russell’s tool for achieving that end was the logic he had devised in the previous years and, in particular, his theory of descriptions which seemed to allow one to distinguish between merely apparent objects that could be analyzed away and objects resistant to further analysis.

While Wittgenstein’s war-time notebooks show him deeply immersed, from the first page,  in the problems of logical atomism it wasn’t, however, this doctrine that had initially brought him to work with Russell. When Wittgenstein got to Cambridge in 1911, he was mostly familiar with Russell’s 1903 book The Principles of Mathematics. As a result he had visited Gottlob Frege in Jena, whose logical theories Russell had discussed in a long appendix, and Frege had advised him to go to Cambridge to study with Russell; he had also become fascinated with Russell’s discussion of the logical paradoxes in a second appendix to his book and had written short piece on that topic. He was thus initially primed to focus on Russell’s logic and convinced that he could make a contribution to its further development. “Logic is still in the melting pot,” he wrote brazenly to his mentor in 1912 within a year of having embarked on that project. He was sure that it “must turn out to be a totally different kind than any other science.”[11] Russell, who had spent years of excruciating work on his logic, seems to have taken the remark in good spirits. But, as far as Wittgenstein was concerned, that logic still lacked sufficient unity and simplicity. In logic, he wrote later on in the Tractatus, simplicity was a sign of correctness. In June 1913, he informed Russell accordingly of some ideas he had in this respect: “One of the consequences of my ideas will – I think – be that the whole of logic follows from one proposition only.”[12] His efforts to improve on Russell’s logic took form in two early writings: a set of dense notes written for Russell in 1913 and another set of equally dense remarks dictated to G. E. Moore a year later.[13] Fundamental in them was the distinction between propositions and proper names. “Frege said ‘propositions are names’, Russell said ‘ proposiitons correspond to complexes’. Both are false; and especially false is the statement ‘propositions are names of complexes’,” he wrote in the first set of notes. (p.97) The distinctive characteristic of propositions was that they had two poles of in that they could be either true or false. This bi-polarity of the proposition he expected to be one of the unifying principles of his logic. It justified truth-functional logic, it suggested a diagrammatic representation of their relations, and eventually their depiction in a system of truth-tables. But that still left the logic of generalized propositions unexplained and Wittgenstein found himself wrestling with that topc.  In addition there was also still the need to solve the logical paradoxes with helps of a theory of types whose justification was, however, again a problem. Wittgenstein’s notes for Russell and Moore were suggestive, but they did not make a conclusive case for a newly unified and simplified science of logic..

Wittgenstein’s preoccupation with these technical problems, however, made Russell anxious that his student would remain a narrow specialist, lacking an understanding of the broader and deeper philosophical issues with which Russell saw himself concerned. That was, however, a misjudgment. At the end of his notes for Russell, Wittgenstein had sought to to soothe Russell’s anxieties by announcing that “philosophy consists of logic and metaphysics. Logic is its base.” (p. 106) So, metaphysics was after all the goal of Wittgenstein’s project. But he added at this point three other propositions that must have given Russell some pause. “In philosophy there are no deductions; its is purely descriptive. Philosophy gives no picture of reality. Philosophy can neither confirm nor confute scientific investigation.” (p. 106) These posed, in effect, a direct challenge to Russell whose logical atomism was meant precisely to give a deductive and scientific picture of reality. It is far from clear how Wittgenstein himself thought of ho those claims were to be reconciled with his belief that philosophy consisted of logic and metaphysics. He held consistently that philosophy was not a science and in this respect he was certainly at odds with Russell and that proposition was not necessarily incompatible with saying philosophy was made up of logic and metaphysics. But the two other propositions were more of a challenge. How could philosophy be purely descriptive and how could it not give a picture of reality while being at the same time a metaphysics?  As it turned out, Wittgenstein was not to make anything more of these pronouncements till later. It was only in the 1930’s when the Tractatus system had broken down that he came back to the idea of philosophy as a purely descriptive undertaking. And that philosopher might not be able to provide a picture of reality became clear to him only in the course of his war-time reflections. It entered from there into the Tractatus and became one of Wittgenstein’s leading ideas in the 1930s.

Two things are, in any case, clear from Wittgenstein’s notes for Russell. The first is that already in 1913 Wittgenstein subscribed to a broader philosophical agenda than Russell realized and the second is that this agenda remained undeveloped until he turned to Russell’s logical atomism. That his wartime notebooks begin with than examination of key issues of logical atomism signals, thus, one of those transitions in Wittgenstein’s thinking that were to become definitive of his philosophical life. But it is not difficult to understand why he embarked at this point on the exploration of logical atomism. Atomism has proved an attractive position in the history of philosophy. Democritus and Leucippus were inspired by it and they invented the word “atom for the assumed simple elements.  Plato sketched a version of it in the Theaetetus. Leibniz became its most prominent exponent in modern philosophy and even today it lives a ghostly life in what we call model theory. Wittgenstein himself had, however, grown up with other, more holistic forms of thinking and so Russell’s atomism must have come to him as an appealing and liberating alternative.

His war-time notebooks indicate that he initially identified with much of the program of Russell’s atomism though by no means to all of its details.  He never bought into his mentor’s entire philosophy and certainly not into his social and political opinions. His philosophical discussions with Russell were often stormy. In the notes he wrote for his mentor in 1913, he highlighted various disagreements and laid out how he meant to go beyond Russell’s work.  The war-time notebooks continue that independent line of thinking. From the start, Wittgenstein objects to Russell’s appeal to self-evidence in order to settle questions about logical structure and the nature of the simple objects. “Russell would say ‘Yes! That’s self-evident,’” he wries, but Wittgenstein considers this ridiculous. (p. 3)  Russell had, in fact, devoted a whole chapter of his Theory of Knowledge to defend his reliance on self-evidence, but for Wittgenstein the idea of self-evidence “is and always was whole deceptive.” (p. 4) Such disagreements did not mean that Wittgenstein rejected logical atomism altogether. But the doctrine needed sifting and clarification. In contrast to Russell – and, in fact, in contrast to all the earlier atomists – Wittgenstein recognized the profound challenges the doctrine raises. The most difficult one was, perhaps, how the doctrine could be justified. It could, obviously, not be deduced from observation since that would never deliver “ultimate constituents.” Some kind of analysis was called for and that analysis had to use some kind of logic. That raised, however, immediately two set of questions. The first concerned the logic to be used in the process of analysis, and the other the outcome of the analysis, the determination of the sought-after simples. Wittgenstein’s notebooks show him to be working tenaciously and for months on these interconnected issues.

As for the logic, Wittgenstein asked himself at the start of his notebooks what logical structures the process of analysis could discover. Hence, his preoccupation with the question of the logical form of propositions. How could one be sure that one had given the right analysis? And how could one determine that the analysis was complete? Wittgenstein struggled hard over these questions. There were seemingly insurmountable difficulties with negative propositions and likewise with the generalized ones. The notebooks contain, in consequence, repeated reminders such as: “In all these considerations I am somewhere making some sort of FUNDAMENTAL MISTAKE.” (p. 10) Russell had naively assumed that one could read the structure of reality off from the logical form of our propositions.  But he had no satisfactory account of how this was to be done. In his Theory of Knowledge he had said only that the proposition “A is similar to B” is true “when there is a complex composed of A and B and similarity.”[14] Wittgenstein had at first agreed with this, writing in his 1913 notes: “The form of a proposition has meaning in the following way… I say that if an x stands in the relation R to a y the sign ‘xRy’ is to be called true to the fact and otherwise false. This is a definition of sense.” (p. 91) But that was certainly no definition. Both Russell and Wittgenstein were considering  only particular relational propositions. They soon moved on, however, to a more considered view, if we can trust the lectures on the philosophy of logical atomism Russell delivered in 1918. According to Russell, those lectures reflected the state of their joint thinking at the moment the war broke out and Wittgenstein was forced to return to Austria. Their view was, in Russell’s words, that “in a logically correct symbolism there will always be a certain fundamental identity of structure between a fact and the symbol for it …and the complexity of the symbol corresponds very closely with the complexity of the facts symbolized by it .”[15] But this was not yet enough in Wittgenstein’s eyes. Early on in his war-time notebook he still expresses uncertainty over “the logical identity of sign and signified.” (p. 3) We must, perhaps, think of a proposition as a model in which “a world is as it were put together experimentally.” Or, better still, we must think of it as a picture. (p. 7) But was that satisfactory? “On the one hand my theory of logical depiction seems to be the only possible one, on the other there seems to be an insoluble contradiction in it.” (p. 17) It is not obvious what contradiction Wittgenstein has in mind. It seems to have involved generalized propositions. His dissatisfaction with the “theory of logical depiction” is, any case, evident. One of its problems is that there are different ways or methods of representation.  And: “The method of depiction must be completely determinate before we can at all compare reality with the proposition to see whether it is true or false.” (p. 25) That answer created, however, problems of its own. Would one not have to be able to identify both the structure of the proposition and that of the fact in order to see whether they were one and the same? The logical atomists assumed, however, that one could read the structure of reality off from that of the fully analyzed proposition. That was the whole strategy of their position. But what would guarantee that the structure of the proposition was a clue to that of the facts? .

Considerations of this kind led Wittgenstein, in turn, to ones concerning the supposed elements of reality. Like Russell, he kept going back and forth over the possibilities. Were they sense-date? Could they be universals? Were they spatial points?And so on. In the end he came to ask himself whether logic could even tell us in principle what they were. Perhaps it could assure us only that there were such but without identifying the atoms themselves. He was certainly ready to assume that “the world has a fixed structure.” (p. 62) This was equivalent, he thought, to saying that our words must have definite sense since “the demand for simple things is the demand for definiteness of sense.” (p. 60) One could then conclude that there were ultimate constituents of reality, “simple objects,” without having to specify their exact nature. “It seems that the idea of the simple is already to be found contained in that of the complex and in the idea of analysis, and in such a way that we come to the idea quite apart from any examples of simple objects, or of propositions which mention them, and we realize the existence of the simple object – a priori – as a logical necessity.” (p.62) But was it obvious that the analysis would lead to simple, unanalyzable elements? Was that already contained in the concept of analysis? Or could the analysis go on ad infinitum? Perhaps, one could even speak of simple constituents. Wittgenstein was willing to put particular weight on the transcendental argument that Leibniz had used in his Monadology to argue for the existence of simples. There had to be simples because there were complexes.[16] Had Wittgenstein been inspired by Russell’s book to adopt this Leibnizian line of reasoning? Or had he read Leibniz on his own? There are certainly surprising similarities between Wittgenstein’s Tractatus and the Monadology even though the simples they speak of are quite different. What unites the two writings is their logical starting-point, their contraposition of will and representation, the denial of causal relations, and most of all the course of their reasoning from metaphysical foundations to the questions of ethics, not to speak of the numbering of their propositions. It is useful to remind ourselves here that Wittgenstein drew not only on Frege and Russell for philosophical inspiration. From the private war-time diaries we learn that he was also reading Tolstoy, Emerson, and Nietzsche at the same time as he was laboring over Frege’s and Russell’s ideas. Traces of all these influences are, in fact, noticeable at some point in his notebooks.

His attachment to Russell was to weaken as the war went on. Nine months into the conflict, Wittgenstein’s notebook records a first rupture with Russell’s way of thinking and an indication that a major transition in Wittgenstein’s thinking is on the way. The passage in question occurs in the middle of extensive reflections on the simple constituents of reality. On May 23, 1915, Wittgenstein writes in a tone quite alien to anything he had written before in his notebook: “The limits of my language mean the limits of my world. There really is only one world soul, which I for preference call my soul and as which alone I conceive what I call the souls of others.” This, he adds, provides the key for deciding “in how far solipsism is a truth.” (p. 49) In the same tone he continues two days later: “The urge towards the mystical comes from the non-satisfaction of our wishes by science. We feel that even if all possible scientific questions are answered our problem is still not touched at all.” (p. 51) None of those words had been prepared by anything earlier in his notebooks. The limits of language and the world, the stress on “my language,” the conception of a world soul, solipsism, the limits of science, the non-scientific character of “our problems,” the mystical — none of those themes had been addressed in the earlier pages. All of them were, moreover, entirely foreign to Russell and his mode of thinking. In his Introduction to the Tractatus, Russell would later dismiss such speculative thoughts with the words: “Mr. Wittgenstein manages to say a good deal about what cannot be said.”[17] His caustic remark provoked Wittgenstein, in turn, to accuse Russell of not having understood his book. May 23, 1915 marks thus a first major break-with Russell and his way of doing philosophy even though its full implications may not have been obvious to Wittgenstein at the time since he turns immediately back from his speculative remarks to further reflections on the nature of the simple objects – almost, as if nothing had happened. But those few sentences mark, nonetheless, a first step away from Russell and his program and, as it turns out, also from Russell’s understanding of philosophy itself.

From where, then, did these strange new thoughts come? What motivated their intrusion into Wittgenstein’s apparently straightforward attempt to sort out the problems of logical atomism? We don’t know exactly what occasioned them. Was there an external motivation for them? Wittgenstein’s first sentence on May 23 may, in fact, be read as continuing his preceding discussion of simple objects but In a new register suggesting that we have no language-independent means of establishing what is simple. Some such thought had, indeed, already occurred to him two weeks earlier: “The simple thing for us is: the simplest thing that we know – the simplest thing to which our analysis can advance – it need appear only as a prototype, as a variable in our propositions.” (p. 47) Even so, the new emphasis on language being “my language” introduces an element of the subjective into Wittgenstein’s thinking that had not been visibly there before and that has no equivalent in Russell’s philosophy. Wittgenstein’s turn against Russell becomes even more evident in the next two sentences with their talk of solipsism and the world soul, themes onc again alien to Russell. And, if this is not enough, his subsequent appeal to the mystical and his insistence that there are “personal” problems that cannot be resolved scientifically are clearly meant to draw a line between his own view and Russell’s scientistic outlook.

Though none of these reservations had made an appearance before in his notebook, Wittgenstein was also not making them up on the spot. He was not just relying here on momentary inspiration. His turn against Russell signaled, rather, a return to another, earlier set of ideas that had become submerged when he went to Cambridge and had aligned himself there with Russell’s program. Those earlier ideas had come to Wittgenstein largely from Arthur Schopenhauer’s book The World as Will and Representation. Georg Henrik von Wright recalled later that Wittgenstein had told him once that “his first philosophy was a Schopenhauerian epistemological idealism.”[18] This is not implausible since Schopenhauer’s book had been immensely a popular in Fin de Siècle Vienna. Its pronounced pessimism and implied skepticism fitted the mood of the Austro-Hungarian empire in decline. From Ludwig Boltzmann to Sigmund Freud and from Fritz Mauthner to Otto Weininger, the Viennese authors with whom Wittgenstein was familiar, had all been affected by Schopenhauer’s philosophy. But we have to assume that by the time he arrived in Cambridge Wittgenstein had abandoned (or was about to abandon) this early excursion into philosophy. He may have been drawn to Russell’s atomism, in fact, precisely because it provided an antidote to the overwhelming cultural influence of Schopenhauer’s view of the world as unindividuated metaphysical will. But it would be mistaken to think that the association with Russell completely extinguished Wittgenstein’s interest in Schopenhauer.  The later parts of his war-time notebooks and the Tractatus itself show how much Schopenhauer was still very much on his mind. He appears to have remained particularly attracted Schopenhauer’s heterodox views on ethics which rejected moral rules and, in particular Kant’s categorical imperative, and described ethics as a way of seeing the world rather than of acting in it. Wittgenstein’s notebooks and the Tractatus also draw on   Schopenhauer’s reflections on the will and, not least, on his philosophy of art.  Most striking is perhaps that the beginning and end of the Tractatus mimic the first and last sentence of Schopenhauer’s book.

Just as significant as the presence of Schopenhauer in the notebook passage from May 23 is that of Fritz Mauthner, the author of three expansive volumes of Contributions to a Critique of Language. The work argued for “a critique of language which would be a meta-critique of reason” in a phrase Mauthner had borrowed from Fritz Jacobi, the friend of Immanuel Kant, who had taken the idea in turn from the dark musings of Johann Georg Hamann. Wittgenstein had certainly read the first volume of Mauthner’ book by the beginning of the war and would later familiarize himself with Hamann’s writings.[19] He was interested, thus, in ways of thinking about language that were distinct from what he had learned from Frege and Russell. It was Mauthner who impressed on him the idea that what we abstractly call “language” is  in reality always “my language.” It was Mauthner also who had discussed solipsism and the world soul in his magnum opus.. Wittgenstein’s notebook entry of May 23 marks thus a tur and return not only to Schopenhauer but also to Mauthner. And this return to Mauthner was potentially most devastating for his attachment to Russell’s atomism For it would lead Wittgenstein in the later parts of his notebooks to adopt Mauthner’s skepticism about all philosophical theorizing. It was this “pyrrhonian” Mauthner who supplied him with his concluding metaphor in the Tractatus of the ladder one must throw away after one has climbed up on it. Even so, Wittgenstein’s adoption of Mauthner’s views had been selective. In the  Tractatus he was still sufficiently in the thrall of Russell’s logic to conclude that critique of language could not be conducted “in Mauthner’s sense” by remaining within the confines of ordinary language.[20] At that point Wittgenstein had still faith in Russell’s distinction between the apparent and the real logical form of the proposition. It was only after he had abandoned the Tractatus that he discovered the whole force of Mauthner’s meta-critique of reason by means of a critique of language.

Perplexing as Wittgenstein turn and return to Schopenhauer and Mauthner on May 23 proves to be, just as perplexing is the abrupt way the excursion ends. Within two days, we find him back at the pains-taking task of trying to determine the identity of the simples of atomist lore. It was as if nothing had happened. But how solid was his apparent recommitment to the atomist program? Where was he moving to at this point? We have unfortunately no record of the course of Wittgenstein’s thinking between June 2015 and April 2016 since the notes covering that period are now lost. But it is clear from the following notebook that a year later he has not yet given up on logical atomism. That notebook begins with further reflections on simple objects and the form of the proposition.  But his words echo now what he had said the previous year about the subjective character of our thinking about them. On April 15 he writes: “We can foresee only what we ourselves construct. But then where is the concept of the simple object still to be found?” (p. 71) Since simple objects are not immediately accessible to us, our claim that there are such comes to being a prediction that logical analysis will ultimately deliver them. But if we can foresee only what we ourselves construct then our account of the simple objects will depend on our construction. He goes on to speak similarly of the construction of simple functions and since such functions determine the form of the propositions in which they occur, it now appears that the forms of propositions we can identify must also be relative to what we are able to construct. The realistic picture of logical atomism seems to have given way here to a constructivist one. But the issue is not yet completely settled. A year earlier he had already entertained the possibility that one might need to distinguish between what is simple for us and what is simple absolutely speaking. Could it not even be the case that when we speak of an ordinary object, such as the watch on the table, we treat it, in effect, as logically simple? Even so, there may still be absolute simples in addition.  What if our construction is somehow determined by what is out there? In that case, it may still be possible to give a definite and “objective” answer to the question of the simple objects and the logical forms of the proposition. Towards the end of the notebook, on Nov. 11, Wittgenstein gets back to this point once more when he writes that it must be possible “to set up the general form of the proposition, because the possible forms of propositions must be a priori.” (p. 89)

All the same, his notes indicate also a growing distance to Russell’s version of logical atomism. That becomes dramatically apparent in the spring of 1916. The episode begins on May 6 with Wittgenstein addressing once more the theme of the limits of science. “The whole world view of the moderns is grounded in this illusion that the so-called laws of nature are the explanations of the natural phenomena. We thus stop with the “laws of nature” as something inviolable just as the ancients did with God and fate.  And both are right and wrong. The old ones are, however, clearer in that they acknowledge a clear endpoint, whereas it appears in the new system, as if everything was grounded.” (p. 72) This renewed critique of scientism expresses at once reservations about Russell’s world view and fresh attention to Schopenhauer and Mauthner who both question the explanatory power of science. There follows a short passage on logical operations followed by a hiatus of three weeks in which Wittgenstein remains silent. When he resumes his notebook entries on June 11 we are faced with the unexpected question: “What do I know about God and the purpose of life?” (p. 72) The two topics prove to be intimately linked for him. “To believe in God means that life has a sense,” he writes shortly later. (p. 74) We can, in fact, call the meaning of life by the name of God. We can also identify God with fate and even with the world. Prayer he says is “thinking of the meaning of life.”  The question about God and the purpose of life initiates a whole series of further thoughts on the world and our place in it, on good and evil, and the nature of the will.  As he pursues these themes still other topics make their appearance: the human self, idealism and solipsism, ethics and art, happiness, death and suicide. The tightly argued examination of logical atomism in the earlier pages of his notebooks has exploded into a wild array of bewildering new thoughts. “Yes,” he writes, “my work has expanded from the foundations of logic to the essence of the world.” (p. 79)

In contrast to the previous moment in May 1915 when he had turned away from the problems of logical atomism only to return to them shortly afterwards, these new reflections continue for several months interspersed with only occasional glances back at his previous concerns with the atomist program. Finally, on November 21, the current of speculative thought appears to be running dry and we find Wittgenstein fretting once more over the question of the general form of the proposition. While we can’t say what had occasioned the disruption of his train of thought in May 1915, we do know what triggered this one. On May 6, five days before Wittgenstein asks his disturbing question about God and the purpose of life, his private diary records that he feels in imminent danger of losing his life in the war. How can one find inner peace in this situation?  “Only by living in a way that pleases God. Only in this way is it possible to bear life.”[21] He adds on May 10: “I am doing well now due to the grace of God. … He will not abandon me in this danger.” On May 16: “I am sleeping today under infantry fire and will likely perish. God be with me. I surrender my soul to the Lord.” [22] Worse is still to come. In June, the Russians launch a major attack on the Austrian forces in the so-called “Brusilov offensive.” Thousands of Austrian soldiers lose their lives, many others become Russian prisoners of war. Wittgenstein’s own unit is directly engaged in this deadly battle which lasts till the middle of August. He is certain that he will not survive. On July 29 he writes: “I was shot at yesterday. Was scared. I was afraid of death. I have such a wish now to go on living. And it is difficult to renounce life…”[23]

His thoughts in this period are often feverish and obscure – as he realizes. “Here I am still making crude mistakes. No doubt about that.” he notes on July 29. (p. 78) “I am conscious of the complete unclarity of all these sentences.” (p. 79) They are driven by existential anxieties rather than logical ratiocination. Only some of them will make it into the Tractatus. His reflections on God do not, but those on the meaning of life will become essential for the coda of his book. The world” will also remain a topic of concern in it and that in two ways.  The world is all that is the case, as the first sentence of the book will say, and as such a matter of logic.. But ethics also demands that we see the world in the right way, as the end of the book will declare. “Ethics does not treat of the world,” he writes in his notebook. It is, rather, “the condition of the world, just like logic.” (p. 77) We don’t have to look far to find the inspiration for this dual picture. We can find it in Schopenhauer World as Will and Representation.

But what is the right way to look at the world? The question leads Wittgenstein to pose two others. What is the place of the subject, the I, the self in relation to the world? And where do we find good and evil? As to the first question, he says that what we call “the world” is really always only “my world.” Or as he puts it provocatively: “The world and life are one.” (p. 77) Death is therefore not an event or fact in the world. In death the world ceases to be. But what makes the world my world? What is the subject? Russell had talked of knowledge as based on a fundamental relation of acquaintance and of acquaintance as “a dual relation between a subject and an object.”[24]  But this subject, he had insisted, was not to be identified with an I or self. There was no need to assume a persistent self. Wittgenstein had never felt much attraction to Russell’s doctrine of acquaintance. His work was not meant to be epistemological in character. Epistemology is the philosophy of psychology,” he had written to Russell in 1913, and as such of minor interest. (p. 106) That was also something he also meant to convey in his programmatic statement that logic must take care of itself. In his notebook he rejects Russell’s conception of acquaintance out of hand. “The representing subject is surely mere illusion,” he writes. But: there is still the I or self to be considered as distinct from the Russellian subject. “The I, the I is what is deeply mysterious.” (p. 80) The I is mysterious because we never confront it as an object. I am in the world, he writes, in the way my eye is in my visual field. The perceiving eye is, in fact, not part of the visual field. It is what makes the visual field possible. In the same way the I is not part of the world but makes my world possible. It makes its appearance “through the world’s being my world.” (p. 80) This I is, however, not the individual self, but the “one world soul” of which he had said a year earlier that it manifests itself as that “which I for preference call my soul.” (p. 49) This subject or self it to be conceived will as he writes, once again in line with Schopenhauer. While the representing subject is a mere illusion, “the willing subject exists.” (p. 80) But the will must not be conceived as a causal power by which the individual can affect events in the world. For “the world is independent of my will.” (p. 73) Standing apart from the world, the will can only define an attitude to the world as a whole. It can lead us to reject or accept the world for what it is.

With this we have entered the domain of value or ethics and aesthetics. To accept the world for what it is means to be happy and happiness is what we should strive to attain. The happy life, is one lived in accord with the world. It is in this state that we grasp the meaning of life. “Is this not the reason why human beings to whom after many doubts the meaning of life has become clear, cannot then say in what that meaning consists.” (p. 74) The problems of life find their solution in their disappearance. Ethics is thus not concerned with advancing a theory; it does not assert propositions or promulgate rules. It is, in fact, clear that ”ethics cannot be expressed in words.” (p. 78) . Ethics, he says, is thus “transcendent” – or, rather, “transcendental,” as he will phrase it in the Tractatus. It is a way of seeing the world from outside as a whole sub specie aeternitatis. And this is, at the same time, the aesthetic way of seeing things. “The work of art is the object seen sub specie aeternitatis, and the good life is the world seen sub specie aeternitatis. This is the connection between art and ethics.” (p.83) Ethics is the aesthetics of the world.

The claim that ethics cannot put into words puts Wittgenstein on the path to an even more radical conclusion. He had previously talked of logical limits to what can be said. What do I know when I understand a proposition but do not know whether it is true or false, he had asked himself in 1914.  And he had replied to that question: “At this point I am again trying to express something that cannot be expressed. (p. 31) That had been, in fact, yet another thought embedded in the first, introductory sentence of his war-time notebook. That logic must take care of itself meant among other things that “all we have to do [and, in fact, all we can do] is to look and see how it does it.” (p. 11) But Wittgenstein’s conclusion that ethics, too, cannot be put into words, adds a new dimension to those earlier considerations. Since logic and ethics form the arc on which Wittgenstein’s philosophical thinking in this period moves he is made to conclude: “The correct method would be to say nothing, except what can be said, i.e. what belongs to natural science, i.e. something that has nothing to do with philosophy.” (p. 94) And with this conclusion, the break with Russell has become complete. The entire project of logical atomism has been consigned now to what cannot be said and is therefore without sense. Wittgenstein’s thinking has broken through all the earlier layers in which it had been confined and confronts philosophy now in a new, profoundly different way. It will take him the rest of his life, though, to discover the consequences of this revelation.

But his thoughts in the summer and fall of 1916 were not yet the end of the road he had been traveling since the beginning of the war. The year before he had written to Russell: “I have recently done much work and, I believe, with good result. I am now busy bringing the whole thing together and writing it down in the form of a treatise.”[25] That treatise was still to be written a year later. Wittgenstein did not get around to that concluding task till the middle of 1918. The war-time notebooks in our possession end unfortunately in January of the preceding year. It is thus impossible for us to track the course of Wittgenstein’s thinking to the moment when he set to work on the text of the Tractatus. The assumption is that he completed at least one more notebook and possibly two before that he began work on his book.  It is plausible to think that whatever he wrote in that period was more or less like the earlier notebooks, that he continued to record individual thoughts on variety topics and put them down as they struck  him. Those lost notes may have covered much of the same ground as the notebooks we have and displayed the same kind of  back and forth in his thinking. There was, no doubt, also additional material in them. Some passages in the Tractatus have no precedents in the existing notebooks. One striking example is the discussion of mathematics in the Tractatus. Was that part of the book based on notes he made between the end of 1916 and the middle of 1918? We can be fairly certain, however, that he did noy sit down in this period two write a deductive treatise. All he had, when he finally began to write the Tractatus was a set of scattered notes from which he quickly excerpted his text.  That should, in fact, be evident from the look of the finished product.

When he started the composition of his book in the summer of 1918, Wittgenstein was on  a temporary leave from the war front. Time was short and he was determined to bring the work to an end. There was no other option for him than to draw on what he had written earlier. He relied for this purpose on all the notes he had made in the previous five years and selected from them what he found suitable. That was no easy task, since his thinking had changed so much in those years and in so many different directions. His ambition was, surely, to present the material as a single coherent whole. In putting it together and selecting from what he had, he must have sought to clarify and unify what he wanted to say. But how far did he succeed in this? How far could he have succeeded, given that his thinking had moved across such a wide arc from the foundations of logic, through Russell’s atomism, to Schopenhauer’s ethics and Mauthner’s critique of language.

In putting his material together, Wittgenstein sought to impose on it a semblance of order by arranging his propositions according to the numbering system he had borrowed from Principia Mathematica. There were the major proposition numbered 1 through 7. Others were given decimal figures to indicate their place in the text and their relations to each other. Proposition 1.1 was meant to be subsidiary to proposition 1 and proposition 1.11 to 1.1, and so on. Some propositions ended up with lengthy decimals to indicate their minor place in the whole, as, e. g., proposition 5.47321. The scheme was ingenious and the scholars have been busy trying to decipher its significance. But how seriously can one take it? Not all of the seven major propositions appear to be of equal weight. Proposition 6 provides a notation for truth-functions which appears to be a greatly more specific subject-matter than the ones he addresses in the other major propositions. The principle that “logic must take care of itself” has been relegated to number 5.473 even though Wittgenstein had declared it to be a singularly profound insight in his initial notebook entry and the proposition retained a fundamental significance. Russell’s distinction between the apparent form of a proposition and its real logical form on which so much in Wittgenstein’s own account of atomism depends is mentioned only in 4.0031. The claim that logical constant do not represent anything, which Wittgenstein himself characterizes a Grundgedanke, is stated only in 4.0312. Caution is thus in place. One must not be seduced by Wittgenstein’s numbers.

While the formal presentation, the sustained voice of certainty, and the rhetorical pull of the propositions suggest a unitary system of ideas, it is far from clear that Wittgenstein has succeeded in producing any such thing. Looked at from the perspective of his war-time notebooks, the text suggests rather a course of thinking that leads from an apparently self-evident logical atomism to the concluding call to overcome its propositions in order to see the world in the right way. We should the perhaps read the Tractatus despite its name not as a treatise but as the record of a philosophical journey that Wittgenstein has undertaken in the previous years. Interpreters tend to look at philosophical texts in another way. They operate on a principle of charity which assumes that a philosophical text must be advancing a a coherent theory. In the face of obvious difficulties in applying that principle they often struggle in their attempts to find the expected theoretical lesson. The readers of Wittgenstein’s Tractatus have often done so by focusing only on part or another of the text. Some have taken it to be a straightforward contribution to the philosophy of logical atomism; others have considered it to be of piece of logic and a theory of meaning. For yet another group of interpreters the Tractatus is a lesson in philosophical skepticism. There are finally those for whom it is an essay on ethics. Each one of those interpretations has to ignore, reject, or downplay parts of the text. The Tractatus is, in fact, all and none of what the interpreters have made of it. It is an exercise in philosophical thinking that takes one over uncharted territories and produces a map that can be confusing. It exemplifies what philosophy is like when once one has crossed such territories and tried to decipher their maps. Wittgenstein’s hope in the Tractatus was that after this exercise one might be able to leave philosophy alone. Philosophy is “not a doctrine but a practice. A philosophical work consists essentially of elucidations.”[26] At the time, Wittgenstein thought that one would have to give such elucidations only once and could thus be done with the work of philosophy. That was an error as he came ultimately to see.

When he spoke to members of the Vienna Circle in 1929 Wittgenstein appeared once again to be drawn to the question how to understand atomism. He still wanted to think of  propositions as pictures of states of affairs, but he allowed now that they might turn out to be  “incomplete pictures” that represented only some features of what they depicted. An identity of sign and signified was thus not required. The form of the elementary proposition could, moreover, not be determined once and for all by logic. It could be determined only in an empirical fashion. “It is simply ridiculous to believe that we can do here with the usual forms of ordinary language, with subject-predicate, with two-place relations, and so on.”[27] Objects were simply “equivalent elements of the representation;” they might be represented, for instance, by the equations of physics.

But after his return to Cambridge, there was no more talk of simple objects. G. E. Moore attended his lectures in this period and kept copious notes of them but in none of them did Wittgenstein contemplate such simples. Instead, he said now that both he and Russell had been confused about what logical analysis could deliver, “thinking that further work at logic would show us the elements…. Russell had no right to say that the result of analysis would be 2-term, 3-term relations, etc. … I was wrong in supposing that it had any sense to talk of [the] result of [a] final analysis.”[28]  They had both been misled by relying on an idea of analysis derived from natural science. “To analyze water is to find out something new about water… In philosophy we know all we need to know at the start, we don’t need to know any new facts.”[29]

That doesn’t mean that he had given up altogether on the pluralism that had been integral to the atomistic view-point. But his pluralistic outlook took now a different form. How many kinds of sentences are there, he asked in his Philosophical Investigations. “There are countless kinds, countless different kinds of use of all the things we call ‘sign’, ‘words’, sentences’.” [30] There were numerous kinds of language-games. There were multiple world views, he said in his late notes, each with its own internal logic. And there were even multiple kinds of mathematics. Russell’s atomism, it appears, had cured him once and for all of a hankering for an ultimate unity of things.

But his own reflections on logical atomism had also cured him of the wish to look for a single, unifying philosophical theory. Looking back at the Tractatus in 1932, he told his students: “Philosophical trouble is essentially this: You seem to see a system, yet [the] facts don’t seem to fit it; & you don’t know which to give up. Near it looks like a stump., then like a man. Then again…” His experience with the atomist program made him give up on the traditional understanding of philosophy as aiming at the construction of a theory. He now thought that this kind of theorizing was due to philosophers being blinded by the method of science which had tempted them “to ask and answer questions in the way science does. This tendency is the real source of metaphysics, and leads the philosopher into complete darkness.”[31] That sort of  philosophizing he now considered to be dead and what was left of it was dispersed in different places. His own work concerned only some of what remained. ”One might say that the subject we are dealing with is one of the heirs of the subject which used to be called ‘philosophy’.”[32] In a daring metaphor he suggested that the only kind of philosophy that was now possible was like arranging books on a bookshelf. The goal was to achieve a transparent order but there was no ideal, absolute, final arrangement. He tried several formulas for characterizing the task of this new philosophizing. Philosophy, he said, was purely descriptive. Its goal was to describe the different ways we speak and think. It was phenomenological in trying to present a perspicuous overview of our grammar. It was therapeutic somewhat in the way Freud’s psychoanalysis was, relieving us of our perplexities. It was meant to liberate us from ways of thinking that  entrapped our minds like flies in a fly-bottle. Philosophy was, in fact, a continuous battle against the bewitchment of our mind by language We were bound to find ourselves again and again not knowing our way about. There could be no end to these entanglements. We were bound to remain in transition.

 

 

Notes

[1] Page references are to Ludwig Wittgenstein, Notebooks 1914-1916, edited by G.H. von Wright and G.E.M Anscombe; 2nd edition, University of Chicago Press, Chicago, 1979. Translations modified (Text also referred to hereafter as NB)

[2] Ludwig Wittgenstein, Geheime Tagebücher 1914-1916, edited by Wilhelm Baum, Turia & Kant, Vienna 1991, p. 13. (Hereafter referred to as GT)

[3] GT, p. 49.

[4] GT, p. 45.

[5] Brian McGuinness, “Vorwort,” in Friedrich Waismann: Wittgenstein und der Wiener Kreis, edited by B. F. McGuinness, Basic Blackwell, Oxford 1967, p. 26.

[6] Ludwig Wittgenstein, Philosophical Investigations, translated by G.E.M. Anscombe, P.M. S. Hacker, and Joachim Schulte, Wiley-Blackwell, Chichester 2009, p. 3.

[7] Ludwig Wittgenstein, On Certainty, edited by G.E.M. Anscombe and G.H. von Wright, Harper & Row, New York 1972, p. 70.

[8] G. E. Moore, “The Nature of Judgment,” Mind, vol. 8, 1899, p. 182: “It seems necessary then to regard the world as formed of concepts.”

[9] Bertrand Russell, A Critical Exposition of the Philosophy of Leibniz, Cambridge U. P., Cambridge 1900

[10] Bertrand Russell, “The Philosophy of Logical Atomism,” in Russell, Logic and Knowledge. Essays 1901-1950, edited by Robert Charles Marsh, George Allen & Unwin, London 1956, p. 270.

[11] Letter to Russell of June 12, 1912, NB, p. 120.

[12] Letter to Russell of October 30 1913, NB, p. 123.

[13] Published as appendix I and II in NB.

[14] Bertrand Russell, Theory of Knowledge. The 1913 Manuscript, edited by Elizabeth Ramsden Eames, Routledge, New York and London 1992, p. 149.

[15] Russell, “The Philosophy of Logical Atomismn,” p. 275.

[16] Leibniz, Monadology 1-3.

[17] Bertrand Russell, „Introduction,“ in Ludwig Wittgenstein, Tractatus Logico-Philosophicus, Routledge & Kegan Paul, London 1922, p. 22

[18] Norman Malcolm, Ludwig Wittgenstein. A Memoir with a biographical sketch by Georg Henrik von Wright, Oxford U. P., London 1962,  p. 5.

[19] Alexander Stern, The Fall of Language: Benjamin and Wittgenstein on Meaning, Harvard U. P. Cambridge Mass. 2019.

[20] Ludwig Wittgenstein, Tractatus Logico-Philosophicus, 40031.

[21] GT, p. 70.

[22] GT, p. 71.

[23] GT, p. 74.

[24] Russell, Theory of Knowledge, p. 5.

[25] Georg Henrik von Wright, “The Origin of the Tractatus,” in v. Wright, Wittgenstein, Blackwell, Oxford 1982, p. 70

[26] Tractatus, 4.112.

[27] Wittgenstein und der Wiener Kreis, p. 42.

[28] Ludwig Wittgenstein, Lectures, Cambridge 1930-1933. From the Notes of G. E. Moore, edited by David G. Stern, Brian Rogers, and Gabriel Citron, Cambridge U. P., Cambridge 2016, p. 253

[29] Lectures, Cambridge 1930-1933, p. 88.

[30] Philosophical Investigations, 23

[31] Ludwig Wittgenstein, The Blue and Brown Books, Harper & Row, New York 1960,  p. 18.

[32] The Blue and Brown Books, p. 28.

The Critique of Justice

Justice is not a free-standing virtue. It needs to be backed up by other virtues, if it is to be a virtue at all. Justice alone is cold and potentially deadly. It can and does kill (think of the death penalty); it does not nourish, vitalize, and revive. It can punish a murderer but cannot bring the victims back to life. Justice is not truly redemptive.

Justice is the institutionalized form of revenge.

Justice is a minimal virtue. It spells out a required minimum in the relations between us. It defines what must not be the case but cannot say what may be. Justice is the virtue of lawyers and law-courts.

Justice is the virtue of a vengeful god. It is an essentially Calvinist virtue. Our persistent  concern with it reveals the secret power a certain kind of Protestant way of thinking.

Justice is a mean virtue. It aims at a mean in the relation between humans. It is a calculating virtue. It asks: what do I owe you and what do you owe me. No more than that. It sees to it that the terms of the contract between us are satisfied.

Justice is necessary but it is never enough. We also need love, compassion, gratitude, good will, grace, and friendship. These virtues outshine justice whose ultimately value is utilitarian. Justice can only provide the platform on which a genuinely human life is to be lived. It cannot generate that life.

Our singular preoccupation with justice is a testimony to the poverty of our social reality.

 

The Critique of Justice

Justice is not a free-standing virtue. It needs to be backed up by other virtues, if it is to be a virtue at all. Justice alone is cold and potentially deadly. It can and does kill (think of the death penalty); it does not nourish, vitalize, and revive. It can punish a murderer but cannot bring the victims back to life. Justice is not truly redemptive.

Justice is the institutionalized form of revenge.

Justice is a minimal virtue. It spells out a required minimum in the relations between us. It defines what must not be the case but cannot say what may be. Justice is the virtue of lawyers and law-courts.

Justice is the virtue of a vengeful god. It is an essentially Calvinist virtue. Our persistent  concern with it reveals the secret power a certain kind of Protestant way of thinking.

Justice is a mean virtue. It aims at a mean in the relation between humans. It is a calculating virtue. It asks: what do I owe you and what do you owe me. No more than that. It sees to it that the terms of the contract between us are satisfied.

Justice is necessary but it is never enough. We also need love, compassion, gratitude, good will, grace, and friendship. These virtues outshine justice whose ultimately value is utilitarian. Justice can only provide the platform on which a genuinely human life is to be lived. It cannot generate that life.

Our singular preoccupation with justice is a testimony to the poverty of our social reality.

 

The Puzzle of Power

Let us be frank and admit that there is no such thing as power – just as there is no such thing as “the elephant” or “the rhinoceros.” It pays to be nominalist in all these cases and avoid a metaphysics of power just as much as a metaphysics of biological kinds. A noun makes us look for a corresponding object and an abstract noun for an abstract entity. Wittgenstein has shown how that misleads us. So, no power, but no harm will be done with the term, if we take it in the right way. Let us say, then, that there exists a field of relations of something affecting (bearing on, controlling, shaping, transforming, destroying, etc.) something in some way or other. Like Foucault, we can call this the field of relations of mobile inequality. It is from this field that we usually pick a subset we call relations of power. But the choice is wide open. Thus, we end up with disputes about the nature of power, disagreements about how power is to be defined. These arise only from an ill-conceived essentialism and should be relegated to the metaphysical dustbin.

There is no single thing called “power.” There is no single subset of relations of mobile inequalities that properly constitute relations of power. We can speak, for instance, of the power of nature, or of the power of individual agents, or that of institutions, or speak of power only when the relations in question are considered to be legitimated, or when groups of agents work in unison. In each case we are carving out a different domain from the field of relations of mobile inequality. There is no disputing about which is the right one.

This being so, it may be best to think first about the totality of mobile relations of inequality. Foucault has proposed that we call them all power relations. His notion of power is, thus, a bare, minimal one; but we can proceed from it, if the need arises, to richer and more restrictive notions. We can talk, for instance, of social and political relations of power, which are, in fact, the ones that interest Foucault. There is much to recommend this method of starting from a bare concept and then to advance through a process of conceptual enrichment. But we need, perhaps, first to make more explicit what is meant by mobile inequality. Instead of calling the relations in question “mobile” we might also speak of them as “active” or “dynamic.” We are, in other words, not considering conceptual, logical, or mathematical relations of inequality. To say that proposition Q derives from proposition P does not mean that P exercises power over Q. We also don’t mean comparative relations of inequality. “A is taller than B” does not imply a power relation. We are concerned rather with mobile, active or interactive, relationships that generate a dependence and thus an inequality of one relatum to the other. “Going for a walk together” is a dynamic relation in which the partners interact with each other; but, as a symmetrical one, it is not a power relation. “Persuading someone to come along for a walk” is, on the other hand, an example of a power relation in the intended sense.

This broad notion of power proves its usefulness when we start thinking about social and political matters. It allows us to specify different mechanisms and functions of power in society and politics. We can distinguish, for instance, between prohibitive and productive relations of power. While judges exercise power mostly in a prohibitive manner, teachers are meant to exercise power productively. Society and culture exemplify both prohibitive and productive power. Power relations are, in fact, ubiquitous in society – though, of course, not universal. There are symmetrical social relations in addition to the asymmetrical ones. Sometimes the symmetrical relations arise from and are, in fact, constituted by (asymmetrical) relations of power. Social equality is often a fragile achievement teetering on a multitude of relations of inequality.

Our minimal notion of power helps us, further, with characterizing the relation between the social and the political. Power operates both in society and politics. We need to ask then: what is specific about political power? Here again we must say: there is no unique and prescribed way of doing so. We can carve out political relations from the totality of relations of mobile inequality in more than one way. Politics, like power, is not a natural kind. We can define politics, political power, and relations of power in more than one way and it is not the case that one of these definitions is the right one. And because politics is not a natural kind, it does not make sense to assert, like the Aristotelians, that we are political by nature. The only thing we can possibly say is that power relations are endemic to human life and in this sense “natural.” The identification of a particular subset of power relations as political is always a pragmatic choice. The reasonable thing is to look for a concept of political power that is diagnostically useful. But our choice will always be contestable. Hence the disputes over what is political and what is not. Is the enforcement of morals a political matter? Is religion a political concern?

In order to clarify the issue, we must revert to the previous strategy and begin with a minimal characterization of political power. This, too, is Foucault’s way of proceeding. We can follow him in saying that political relations of power are relations that exercise power on relations of power. Political relations are, thus, of second- or higher-order. The law giver, for instance, acts politically in passing laws that regulate the social interactions of citizens: these laws forbid, regulate, or nurture certain exercises of power. They forbid child abuse, regulate business, and nurture a political consciousness. Any political exercise of power can, in turn, be subject to an exercise of political power. The legislature’s exercise of power may be reviewed by a court. In a modern state there are characteristically multiple levels of the exercise of power on political relations of power. Political power thus operates in a multi-level fashion.

Foucault’s minimal concept of political power has its uses but it can also mislead us. The exercise of power on power relations is ubiquitous in society – even in those parts we normally consider to lie outside politics. Parents exercise power on relations of power when they encourage, control, or intervene in their children’s play. Given our minimal concept of political power we will have to say that the parent is then acting politically. A large class of social relations involves, in fact, the exercise of power on relations of power. We are forced to conclude that social life is suffused with politics. Some of Foucault’s readers have come to believe that he has made the stupendous discovery that politics is everywhere. But that “discovery” is due only to his choice of a minimal concept of political power. By using it we draw attention to analogies between private, family, and social life, on the one hand, and what we are used to call more narrowly politics, on the other. The danger of Foucault’s way of speaking is that we come to think of these domains as more similar than they actually are. We may thus be misled into thinking that family life is really (against all possible evidence) just as cold, calculating, and self-serving as large-scale politics can be or, alternatively, that large-scale politics is just as personal and petty as family life often is.

Such concerns justify the introduction of a narrower concept of political power. Given the obvious difference between the informality of family and social life as against the formalized exercise of power in the state, it makes sense to isolate the concept of an institutional exercise of power as a distinct notion. Doing so has, however, significant implications. Frans de Waal has argued that we can identify political power relations in the life of primates. Could this not be helpful for understanding the evolution of human politics? If we insist that politics presupposes an institutional order, we may lose hold of this insight. But talking about “chimpanzee politics” may also lead us to overlook the distinctive character of the human variety. We can try and navigate around this difficulty by distinguishing between a “proto-political” exercise of power in animal life and the properly political exercise of power in an institutional order. It may even be useful to distinguish a whole variety of uses of the term “political.” But our language is not helpful in giving expression to that possibility. A solution may be to use the term with numerical subscripts.

To speak of political power in the more specific, institutional sense forces us to be clear about the nature of institutions. Institutions we may say, for short, are, in fact, complexes of power relations or, more typically, multi-level, staggered, and hierarchical complexes of power relations. But this is still not enough. We need to add that such complexes are commonly built on a material base, require material means, and have material effects: they have a location, they occupy buildings, they process documents, they manage machineries and armaments. If we speak of institutions as systems of rules or practices, we will overlook this material aspect. The material base of institutions changes, of course, over time and with it the political relations of power. Political power is thus not a fixed quantity, but something that has a history.

The history of human power has, in fact, a dual character. There are the actual relations of power and there is their interpretation. Power is most effective, Foucault has argued, when it is invisible and thus remains uninterpreted. But what we think and say about power can both enhance and deplete it. When we believe that someone has power, his exercise of power may become more effective. When we say that someone is legitimated to exercise power, we will be more ready to submit to it. Saying that someone “has power” means that he is capable of exercising it or that he is legitimated to exercise it. It is possible to have power in one sense but not in the other. Both the exercise of power and its interpretation change over time.

This history displays what Carl Schmitt has called a dialectic of power. The more centralized and complex power relations become, the less they will be controllable by individual agents. The concentration of power and its dispersion go hand in hand. The rulers of modern states have enormous power, but their exercise of power is dependent on those who supply them with information, on the one hand, and those who execute their decisions, on the other. Donald Trump has all the power of an American president at his disposal but his decisions are determined by what he has just seen on television. So, who is the one who actually exercises power in this situation? And when the president issues one of his intemperate commands, a judge or a bureaucrat or a general may well obstruct its execution. So, who exercises power over whom at that moment? It may make sense to speak of a sovereign holder of power in simple settings, but in the complex institutional arrangements of modern life sovereignty becomes an illusion. There is no one to whom the people could hand over all power and there is no power which could be handed over entirely to the people. Forms of government constructed on the principle of sovereignty exist – but only in the imagination. And it must be admitted that this imaginary sovereignty can redirect the actual flow of relations of power.

The cycle of birth and death leads, in any case, to a constant transfer of power. At every moment someone gains and someone loses power. The transfer of power may go on gradually and unnoticed; it can also be visible and programmed or even sudden and violent, chaotic and unforeseen. Systems of political power (monarchy, dictatorship, democracy, etc.) differ not only in the way power is exercised within them but also – and perhaps more importantly – in how it is transferred. Many factors determine the nature and speed of that transfer: biological, economic, cultural, and ecological. Technological development contributes greatly to the instability in the distribution of power in human hands. As a consequence, human history results in a constant accumulation and concentration of power in some places and its dispersion in others. The balance of power is always in flux. If those in power were actually able to control this process, relations of power would already have settled in a stable pattern a long time ago. But there are instabilities, revolutions, the acquisition and deprivation of power. There is, however, no natural law that this cycle will go on forever. Who can say what the ultimate outcome will be: a complete absorption of power into a single centre, a black hole that attracts and annihilates all power around it, or a dissipation of power into an anarchic cloud of galactic dust?

The process is not entirely in our hands. The human exercise of power depends on what the material substratum will allow or what it requires. In institutional contexts those constraints will be particularly stringent since the functioning of the institution is so dependent on its material base. Our increasingly technologized world may eventually come to circumscribe the possibilities and thus the power of human agency. In the end, the power of nature is bound to overwhelm that of human action.

How to become a philosopher

Let me say right away that I don’t know how one becomes a philosopher. I can only speak about this in personal terms. Having studied philosophy for a lifetime, I suppose I can call myself a philosopher in the way others call themselves physicists or plumbers. Even then I hesitate to use the word. I generally avoid it when I am asked what I do for a living. Experience has taught me that there will be two possible responses. The first is: “Let me tell you my philosophy.” And the second: “So, what is your philosophy?” I find that I can only stammer in reply. After all these years I don’t know what “my philosophy” is. I certainly don’t want to pin some label on myself, saying that I am a realist, a materialist, a historicist, or whatever. And I certainly also don’t want to hear a catalogue of someone else’s dearest convictions.

Philosophy, if it is anything, is not a set of beliefs for me; not a doctrine and not a theory. It is an activity, an effort at being thoughtful, a determination not to rush into some popular belief, a readiness to look ironically at my own views as well as those of others, a form of detachment. It connects me with a long line of figures from the past who seem to have thought along similar lines back to the ancient Greeks and then outward to India, China, and other places. Philosophy is not an occupation for us, but a preoccupation we all share.
So, I want to write about how that preoccupation came about for me, what went into it, and what it now looks like. But I would probably not be writing this, if it were not for our current plague, that poisonous virus that is disrupting our lives. Being mostly confined to my house, my cell, and faced every day so directly with my own mortality, I have begun to ask myself what I have been up to all these years, what has brought me to this place and this moment.

How I became a child archaeologist

I was born in Bonn, the historical city on the left bank of the Rhine. We thought of ourselves as Rhinelanders rather than Germans. Ethnically, we said, we were Franks and our cousins lived toward the West in France. Like them we had once been citizens of the Roman empire, unlike those people on the other side of the river. For some incomprehensible reason, we called those living on the Eastern bank of the river “cross-eyed” and looked down upon those further east. Almost two thousand years later we were still proud of our Roman past. The patron saints of the city were Cassius, Florentius, and Malusius – three Roman soldiers who had died for their Christian faith – whose graves could still be seen in a crypt deep underneath our Romanesque cathedral, It was common to find Roman relics when digging into the ground.
One day, when I was ten, I discovered a manhole cover in the basement of my grandfather’s building. When I lifted it up, I could see earth below the cement floor. I started to dig and soon came up with a piece of ceramic. It was my prize possession from my first archaeological excavation and I showed it to no one. Was it of Roman origin? Who knows, since it is long lost. But I can’t rule it out. During the war bombs had laid open a Roman graveyard just a couple of streets away. Did my shard come from a similar site?

By the time I made my discovery I was attending our local Gymnasium and had begun to learn Latin. I still remember the very first sentences: “Agricola arat. Puella cenam parat” – The farmer is plowing. The girl is preparing a meal. A standard example for learning the Latin grammar. Later on we read Caesar’s De Bello Gallico and tried to find references in it to our own region. We marveled at Roman artifacts in our local museums and visited the Imperial city of Trier.

At the age of ten I had discovered my first vocation. There was no doubt that I would be an archaeologist. These were, of course, childish fantasies – to be soon forgotten or only recalled as a source of later amusement. One wants to be an astronaut, a rock star, or a fireman at the age of ten and ends up as a corporate lawyer, a caretaker, a professor.

Having just taught a course on Michel Foucault, I am however reminded that philosophy itself might be thought of as a kind of archaeology. Foucault spoke of it that way for a time – as a search for buried substructures and foundations on which our knowledge, our morals, our politics are built. The metaphor is intriguing because it highlights the fact that philosophy is also so much a concern with the past and we might even say with relics and ruins. Have I, perhaps, not strayed that far from my ambition at the age of ten? But now handling concepts instead of a piece of broken ceramics.

My short career as an artist

At the age of 12 or 13, my father gave me my first easel and canvas and set me to work. I copied the head of an El Greco Madonna and painted Jesus walking on water. I don’t know how I had got to El Greco and have no idea now of what drew me to the image of Jesus in a glistening pool of gold and blue waves. I also don’t know anymore what else I painted in those days and what happened to those pictures and when I gave up on painting. I think it may have been soon after. My budding career in art came surely to a quick end.

My father had always wanted to be a painter but had never had the chance to undergo formal training. He was self-taught but dedicated to the arts to the end f his life. Our house always smelled of linseed oil from some drying canvas. Stylistically, his work hovered somewhere between impressionism and expressionism, with occasional cubist touches. At one point my father built a loom and began to design and weave carpets. The frame was enormous and cluttered up an entire room. When I first went to school he made a leather satchel for me but got no thanks for his trouble. I really wanted a store-bought one like those all the other boys had.

I am not a hobbyist and have never gone back to my oil paints. But I still feel an attraction to the visual arts and affinity with them. I became intrigued with the work of August Macke who had been associated with Franz Marc and Wassily Kandinsky, He had lived and worked in Bonn and our art museum had a collection of his paintings. For my graduation at the Gymnasium I wrote an essay on one of them. Even today I feel I can understand something better when I have it visually before me. I don’t even like that much to listen to lectures. Spoken words go by so fast but the image is magically there: patient, silent, waiting to reveal itself to the lingering eye.

First philosophy

I liked going to school and I liked to read. Even before I got to school, I had taught myself to read with the help of my older sister, asking her how to say this or that written word. One day I could read simple sentences to the surprise of my parents. I became an unbearable child. Instead of wanting to play with other children, I preferred to stay at home with my books.

One of my uncles suggested I should go to the Gymnasium. My parents, who had ony attended primary school, agreed and so, from the age of ten, I walked every morning past the house in which Beethoven was born, across the old market square to my school named after the composer. From the age of ten I learned Latin and soon later Greek together with German and mathematics, arts and science, and a smattering of English.

Our teachers were well-educated men and we liked them even when we laughed at them behind their backs. Dr. Richter was the master of our class; he taught us Greek and Latin and read the Hölderlin’s poems to us which we could hardly understand. We were convinced that he secretly worshiped the ancient gods.

It was in his class that I first heard the word “philosophy.” We read some of the Pre-Socratics in Greek and a smattering of Plato and Cicero and Seneca in Latin. We also had an optional philosophy class taught by the principal of the school, Dr. Grenzmann, who was also a professor of German literature at our University. Grenzmann was a dedicated phenomenologist in philosophical outlook and so my first readings in modern philosophy became the essays of Max Scheler.

When we graduated, our teachers wrote confidential reports on us which we got to see only fifty years later. My report said that I was becoming the intellectual in my class. I had no idea that my teachers saw me like this and I certainly didn’t think of myself in those terms. But it is true that I had become fascinated by philosophical ideas.

The time I became almost a monk

My new interest in philosophy intertwined with intensely religious feelings. I had been a religiously dedicatd boy and remained so throughout those years. Rhineland Catholicism was of a liberal kind. As students we read Urs von Balthasar, Karl Rahner, and Henri de Lubac, progressive and philosophically motivated theologians. I went to hear the lectures of Heinrich Schlier at the University, a Protestant theologian who had converted to Catholicism and expounded theology in Heideggerian language. I read Catholic writers from Chesterton to Georges Bernanos. Above all I admired the work of Paul Claudel and wrote him a letter.

The Catholic religion was natural to us. My parents were Catholics by habit. But there were others in my family.to whom religion was their life. One of them was an unmarried aunt, my mother’s sister, who resided with us but lived only for the church. She went every morning to mass and took me once on to Remagen, up the Rhine, where the skull of St, Apollinaris of Ravenna was preserved in a reliquary of gold. I shrank away from being blessed with that skull. She was also deadly afraid of thunderstorms – not at all of the lightening but of the thunder and would light a blessed candle to turn the thunder away. Though I loved her, I could not do much with such superstitions

My grandfather Johann Fuß, after whom I was named, was also a pious man but his belief was more practical and appealed to me more. He was good-humored, generous, and believed in the motto: Live and let live. After he had acquired his house with its four flats he rented two of them to Jewish families, one religious and one secular, and sent his daughter, my mother, upstairs every Sabbath to light the religious family’s stove and turn on their lights. Later on when the Nazis were coming to power, some hooligans tried to break in to terrorize our Jewish neighbors. My grandfather who was over sixty by then and peaceful by nature stood in the doorway with an axe and threatened to kill anyone daring to come close. It was all part of the faith he practiced.

As a young girl my mother fell in love with a Jewish boy living close by. My grandfather did not object to her marrying him and she might have done so, if my father had not suddenly turned up. After the war her former boyfriend came once to visit, now dressed in an American uniform. From my mother’s account I have concluded that it was a melancholy encounter. The memory of so many dead and so many losses stood like a shadow between them.

There was real religious devotion also on my father’s side of the family. One of his brothers had become a priest but when he preached against Hitler from his pulpit, he was forced to flee overnight across the border to Belgium – dressed up as a Carmelite nun. He ended his days in coldest Saskatchewan where the coffins of the deceased were stacked up to wait for their burial in spring. Having been an inspiring preacher in Germany, he turned into a radio preacher in Canada. One of his sisters, my aunt, became, in turn, a nun and spent her days with the sick and dying in Egypt.

So, religion was in my blood and loved the magical rituals and the mysterious doctrines of the faith. My decisive religious experience came when I read Thomas Merton’s book The Seven Storey Mountain. I decided, I wanted to become a monk like him. I went for a retreat at the ancient Benedictine monastery of Maria Laach. It was there that I realized that I was perhaps not made for a monkish life, that I liked books more than I liked to pray, and that I preferred philosophical writings to theological ones. And this was the end of that dream. Today, as I am writing this, we find ourselves more or less confined at home due to the ongoing coronavirus pandemic. As soon as it gets light I go for a vigorous walk through deserted streets, my head full of thoughts about the day ahead and the condition we are in. I come home, have breakfast, and turn on my computer to dedicate myself to my task. And so I find myself, it occurs to me, living some form of monastic life after all these years.

A budding politician?

Bonn was still a deeply Catholic city when I grew up though it was also at the time the capital of the West German Federal Republic. In the 1930s, as Hitler’s movement was growing, the city had steadfastly supported the Catholic Center party with Konrad Adenauer, the mayor of neighboring Cologne, as its leader. In the new republic Adenauer was now the Chancellor, a local, a Rhinelander, one of us. The world, so t seemed to us, had returned to normal.

My parents voted faithfully for Adenauer’s party but never talked about politics. When I asked my father once how he had survived the war, he said, by being invisible – sticking out neither in good nor in bad ways. He was certainly not made to be a soldier. He assured me that he had never shot at anyone and to avoid this he had got himself transferred to the army’s catering service. At the end of the war he had been on the Eastern Front when his Captain told his group to go AWOL and so they went by car till the gasoline ran out and then singly on foot as far as they could. My father finally surrendered to British troops outside Hamburg. He liked to talk about that time; it had been his greatest adventure; but he never spoke of its political side.

Things were different in my Gymnasium. My fellow students were mostly the sons of government officials. I was one of the few local boys but making friends with those others I became increasingly politicized. Seeing that our teachers were reluctant to speak about the recent past, we formed our own study group to find out what had happened – to the dismay of some instructors.

This was also the time when European unification was on the agenda. I became an ardent supporter of it and joined an organization called “European Youth.” Many things fused in my enthusiasm for the unity of Europa. The hope that it would overcome the nationalistic strife of the past. Recalling the unity of Christendom. The memory of Charlemagne, a Frank like us, who had once ruled over the Western world. My picture has become more sober, but I have remained faithful to this day to the ideal of European unity and think of myself more as a European than a German.

For a while my political fervor was so great that I seriously thought of becoming a politician. In the end, though, it was philosophy that won out. But much of that philosophy has always had for me a political undercurrent and over the years I have occupied increasingly with political philosophy.

A toe in the water

When I left the Gymnasium it was clear that I would go on to the University. My school had secured a fellowship for me from the prestigious National Scholarship Foundation (Studienstiftung) which could support me for the entire course of my studies. But I was still uncertain of what I want to do and who I want to be. Was it realistic to think of myself as a professional politician? Did I, perhaps, still have a religious vocation? I was confused but not unhappy because I had a fallback position. I could always become a Gymnasium teacher. I had liked my school and my teachers and could easily envisage a lifetime in such a career.

I began my studies at the University of Bonn which allowed me to go on living at home. I could easily walk from my parents’ house to the former palace of the archbishop and prince elector of Cologne which was now the University’s main building. I decided to take a broad range of courses in philosophy (of course), German literature, art history, even theology., and I also entertained the possibility of mathematics Surprisingly, I had no inclination to continue with the Classics. I was intimidated by the subject.

As soon as I got to the University I am faced with a problem. My fellowship was only conditional for a year and I had to obtain a letter of support from one of my professors to make it permanent. I knocked on doors in the philosophy department until someone opened. Dr Perpeet listened thoughtfully and then told me that he wass planning a seminar on German Idealism; the class would be reading Joseph Schelling’s System of Transcendental Idealism later on in the semester. He would hand me the responsibility for two long sessions and, if I did well, he would write me the necessary letter. Did he know what he was doing? I was a freshman student. I knew nothing about German Idealism. I had never heard the name of Schelling and I had certainly never read his book. But I agreed to take it on, since I didn’t seem to have another option. When I got the book I fond it impenetrable. Schelling derived a series of strange propositions from the principle that the I is identical with itself. There were, according to him three fundamental forces in nature, three dimensions in space, and three epochs in history and all this could be derived from the principle of identity. I didn’t understand any of the “derivations.” What would I do? I finally discovered a summary at the end of the book and decided to limit my exposition to those pages. I must have done an adequate job. Perpeet wrote me the letter I needed; it allowed me to go first to Munich and then to Oxford; it was the key that opened for me the world.

But first I continued in Bonn and studied Leibniz and Kant with Gottfried Gabriel; I heard Benno von Wiese lecture on the poet Friedrich Schiller; I attended Heinrich Lützeler’s class on Romanesque art and architecture. Von Wiese had played a dubious role in the Nazi period, to the dismay of his friend Hanna Arendt, but he had been cleared after the war and now played the classical role of the German professor. He was imposing in stature and personality and demanding as a professor. He wrote his books with the help of his assistants who got little credit for their effort. And he lectured, of course, in the auditorium maximum, the largest lecture hall in the University, to a crowd of hundreds of students sitting and standing in the isles. When half-way through the semester everybody finally found a seat, von Wiese complained (half-jokingly) that soon there would be no reason for him to continue his lectures. But his course made me read Schiller’s poems and plays, as well as his historical and philosophical writings. Even so, Schiller would never become someone I would feel naturally drawn to. His idealism did not really appeal to me. As for his interpreter, he left me cold.

Lützeler also lectured in the auditorium maximum to a comparable number of students. He was, however, in all other respects the exact opposite of von Wiese. Small in stature he had to stand on a box to look out over his podium. Lützeler was a local like me, born in Bonn. He had been an ardent opponent of the Nazis. Dismissed by them from his academic position, he had regained it immediately after the war. Besides being an engaging lecturer on art history, he was also the successful author of a book on Rhineland humor.

The most impressive figure at the University became for me the philosopher Oskar Becker. I had acquired an infatuation in mathematics at the Gymnasium. Our mathematics teacher had approached the subject in a philosophical manner that deeply appealed to me. I had also discovered a little book by I. M. Bochenski in one of the University books stores with an introduction to mathematical logic. Professor Becker was teaching a course on that topic in my first semester. He turned out to be elderly, eccentric, and an expert on the history of mathematics. That same semester Becker also taught a seminar with the title “The Principle of Reason.” I assumed that it would also be about logic and enrolled in it but it turned out that the course was about Martin Heidegger, with whom Becker was closely aligned, and on a late course of lectures in which Heidegger spoke in the darkest language about Leibniz’s principle of sufficient reason. Thus, began a dual fascination for me with both logic and Heidegger.

One semester, Wolfgang Stegmūller came as a visiting professor. He was one of the few analytic philosophers in Germany at the time. He lectured on the philosophy of science and spoke of Carnap, the Vienna Circle, and the verification principle. When he left for Munich, I decided to follow him.

Gottlob Frege in Bavaria

Munich showed still some of the scars of the war but it was still a beautiful city. It was also much larger than Bonn had been. For all that it retained some of the atmosphere of a small city and was sometimes referred to as a one million people village. It was difficult to find housing and so I lived at the southern edge of Munich, far away from the University. But on clear days one could see the snow-covered peaks of the Alps in the distance.

Stegmüller quickly disappointed me. He was a respectable scholar but lacked all imagination. One semester he gave a seminar on Willard van Orman Quine. We were each supposed to discuss one of his essays. When my turn came I reported that Quine claimed this and that but that there were problems with some of his his claims which could, however, be resolved in such and such a way. Stegmüller was dissatisfied with my report. He said: “Our task is to understand Quine, not to criticize him.” I flew into a rage, grabbed my papers and walked out of the door with the words: “If that is philosophy, I don’t want to know about it.” That was the moment when I decided to leave Munich.

I was sorry to leave my friends behind; they were all fellow students in philosophy. Only a few of us were Bavarians, some were American. The locals looked at us sometimes with suspicion when we sat in one of the beer hall talking for many hours about philosophy. Occasionally, we were still up at five o’clock in the morning and might find our way to the “Donisl,” a place next to the old city hall, which opened at that hour. One could drink beer there and eat their freshly grilled Bavarian sausages in the company of nightcrawlers and night workers, prostitutes and policemen. The Bavarians were still suspicious of outsiders and particularly liked those they considered “Prussian.” One day, I was sitting at one of those long beer hall tables with an American friend. We were once again deeply into our philosophy. At the other end of the table an elderly man, dressed in his Bavarian outfit, was glowering at us over his beer. Finally, he began to mutter: “Damned pig Prussians,” he called us. My American protested: “But I am an American.” The man contemplated for a moment and then said triumphantly: “In that case, you must be an American pig Prussian.” And with that he turned contentedly back to the beer mug in front of him.

One of the centers of our philosophical life was the seminar conducted by Wilhelm Britzelmayr, who had previously been a banker and an artillery officer, and wa now a professor of philosophy. His knowledge of ballistics had turned his mind to mathematics and from there to logic and he had become an ardent student of the work of Gottlob Frege. Frege’s writings came to me as a revelation. He seemed to be able to speak about the most abstract and difficult problems of logic and mathematics in a language of crystalline purity. Having been ignored in his life-time he had finally come to be recognized as the founder of modern mathematical and symbolic logic. I didn’t know as I sat in Britzelmayr’s seminar in Munich that I would spend many years studying Frege’s work.

Finding a new world in an old college

I was reluctant to leave Britzelmayr and his group but decided to go to Oxford where I knew there were philosophers with an interest in Frege’s work. I applied to my fellowship to allow me to go there for a year. In my application I mentioned a number of Oxford philosophers whom Stegmüller had spoken of in his course on analytic philosophy. One of them was the moral philosopher R. M. Hare.

As I was waiting for an acceptance letter from Oxford , I received a personal note from Hare. Could I come to Balliol College? I would have to stay, though, for a couple of years and work toward a Bachelor of Philosophy degree. My ever generous fellowship agreed to finance this extended stay and I took up the offer with great enthusiasm.

Oxford came as a revelation to me. I find it difficult now to remember what emotions I felt as I crossed the channel on the steamer from Ostende to Dover, took the boat train to London, crossed London from Victoria to Paddington Station, and finally saw the Oxford spires. It had never traveled like this in a foreign country. My English was halting and I was unsure what the English would think of a German in their midst. The Second World War was still very much in people’s in memory and I think I was one of the first students with a Studienstiftung felowship at Oxford. The administrators of the fellowship had told me that they didn’t quite know how much things would cost In England but that I should make sure to immerse myself fully in Oxford life.

At the college I was made to feel at home as soon as I arrived. All my worries about being German were dispelled. Balliol scholars were to international in background. I made friends, as was to be expected, with some of the English students, but also with others from the US, from Australia, India, and Pakistan. Living together in college we spent days and nights together talking about everything under the sun. It was as if I had entered a new reality. Post-war Germany had been a narrow and conservative place, focused very much on itself. Now I was being rushed into the contemporary world. My simple religious convictions faded away. I began to read the English novelists. I went to the theater to hear Shakespeare’s English spoken. After some years, first in Oxford and then in London, I realized that I had become an ardent Anglophile. I still feel that England is part of who I am. No wonder that I felt deeply hurt when the British decided to split from the European Union.

Life at Oxford was simple yet privileged. I took both for granted. Food in the college dining hall often led to protests: peas swimming in bright green liquid, grey, unappealing slices of boiled beef, mashed potatoes. Dressed in our academic gowns, we ate our food at long wooden tables surrounded by the illuminated pictures of viceroys and prime-ministers. On Sundays the fellows of the College would eat at their high table which was decorated with silver bowls and elaborate candlesticks. As they marched in, we would take out table spoons and drum till they sat down. No one knew the origin of that customs, but over time it had flattened out our ancient spoons.

At dinner we were served by the college servants who were also in charge of cleaning up our rooms. My “scout” would come in every morning to wake me up. Leaning over my bed, he would utter the same sentence every day: “Good morning sir. It’s a quarter to eight and it’s fine weather outside.” It did not matter what time of day it was or what the weather was like. Each servant was in charge of one staircase with six or so rooms. While I was living in college, the authorities decided to give the servants one day a week off from work. The arrangement was that the scout from the neighboring staircase would take over that day. These were local men who had worked in the college for many years. But they had their own peculiar pride. My servant complained: “Sir, I don’t like it. I don’t like it at all. A stranger coming into my staircase!” He was talking about someone he had probably known for a lifetime. For me it was an unexpected lesson in English class society.

We were certainly privileged as students in college. As freshmen, we had been given a talk by the Dean of the College who was also its Anglican chaplain. He told us: “Gentlemen, the sign of the Balliol man is effortless superiority.” The Reverend Francis Leader McCarthy Willis Bund was an Oxford eccentric. He was said to be an authority in Trinitarian theology who would begin his sermons on the topic with the words: “Dearly beloved, if we were Christians, we would say…”

Many of us students came from privileged backgrounds. In our common room I learned to play “Shove ha’p’ny,” a popular board game, with the crown prince and later king of Norway. One of my English friends was Adam Ridley, the great-grandson of the English prime minister H. H. Asquith. He took me to meet his grandmother, Lady Violet Bonham -Carter, a leading figure in English liberal politics, as well as Jo Grimond and his family. Grimond , the leader of the Liberal Party, had married Lady Violet’s daughter. I leaned that English politics was still very much a family affair.

The college had a number of clubs one could join or be elected into. One of them was the Cerberus society, a serious debating club dedicated to the threefold subject of philosophy, politics, and economics. Distinguished speakers would be invited for talks. “PPE” was one of the major undergraduate programs at Oxford. It had been invented by Benjamin Jowett, Balliol’s most distinguished Master, who had translated Plato and with the PPE had sought to resurrect a Platonic program of study. I joined the Cerberus Society but was also elected to the Arnold-Brackenbury Society, a dining and wining society in which we dressed up in tuxedos and competed in making witty speeches on topics like “This house would rather not.” That, too, was part, of Oxford’s method to train its elite for public life.

In my third year at Oxford, I was elected President of the Junior Common Room. I was to represent the students in college. I felt certainly moved by the recognition I was given. It was not a demanding job but it gave me a chance to meet with the Master of the College and welcome College guests. The most memorable occasion came when I had to chair a meeting that was called to discuss a painting by David Hockney. Our Junior Common Room had a picture fund to which we all contributed to buy pictures for display in the Common Room and that we could also borrow for decorating our own rooms. The daring student in charge of the fund that year had acquired a painting by a not yet so famous Hockney. The work, painted in Hockney’s early, primitive style was called “The most beautiful boy in the world.” It showed a naked male in a see-through nighty obviously masturbating. Some of the religious students were outraged. Hockney himself came to the meeting to defend his work. Nonetheless, a majority of the votes were cast to sell it off. Today, the work would probably be worth millions.

Oxford philosophy

Richard Hare became my college tutor at Balliol. He turned out to be a slim, bespectacled man, not unfriendly but austere, with an uncertain, lopsided smile. Hare rarely looked at one as he spoke, focusing instead on the rug in front of him. Later on, he once told me of the tortures he had suffered in Burma during the Second World War. I was soon writing weekly essays for him on his own work on The Language of Morals. But I remember that he also made me Sartre’s Existentialism is a Humanism, a work with which he felt an affinity. After I had worked with him for a year, he asked me one day about my first University degree. I had to explain to him that there was no such thing as a baccalaureate in the German University system. This created a dilemma since the B. Phil. degree presupposed the possession of a B.A. Being a moralist and having made the promise that I could take a B. Phil. at Oxford, Hare felt obliged to make this possible. When he consulted the official Oxford University book of rules and regulations, he discovered that each said such and such were indeed the requirements but that the rules always added “unless Convocation decides otherwise” – Convocation consisting of all the graduates of the University. This required a petition written in Latin. In the end, “Convocation” did decide otherwise in my case and allowed me to proceed to the B. Phil.

I learned to write weekly tutorial essays which helped me with philosophy but even more so with my English which was still somewhat imperfect. In my first weeks at Oxford I had attended a lecture by A. J. Ayer which had left me despondent. I had hardly been able to follow it. But then I leaned that Ayer was famous for his rapid, machine-gun delivery. His one hour lecture, when published, had forty pages.

I went to tutorials not only with Hare but also with my official supervisor, Gilbert Ryle. Where Hare was diffident, Ryle was assertive. I thought of him always as an exemplary British colonel, smart, affable, and utterly kind. With Ryle I worked on Russell and Wittgenstein. My third teacher became Michael Dummett. I was keen to work with him on Frege and faithfully attended Dummett’s seminars on the philosophy of mathematics. There I heard for the first time of Dutch intuitionism and of Hilbert’s formalism. Dummett was different from my other instructors. He was pale with a soft, somewhat puffy face; a heavy smoker; disorganized and eccentric; a Catholic convert with a social conscience; lively in philosophical conversation but at times also irascible. Once, when the American philosopher Saul Kripke was in town, he asked him to give a talk in his class. Dummett was late that day and so Kripke, afraid of being unable to complete his presentation, began without waiting for Dummett’s arrival. When Dummett showed up, his mood quickly turned to anger. He accused Kripke of trying to steal his class from him. After Kripke had left town, Dummett said to me: “I like him much better, now he is 3,000 miles away.”

Apart from Hare, Ryle, and Dummett, I attended Isaiah Berlin’s lectures on political philosophy. as well as seminars by Paul Grice, Bernard Williams, J. O. Urmson, and David Wiggins. Berlin was by far the best lecturer at Oxford and his lecture classes were crowded with eager listeners. Berlin was responsible for keeping my interest in politics alive. I joined all the political clubs and went to talks they sponsored by visiting speakers. Grice, Williams, Urmson, and the others opened my eyes to aspects of philosophy I had never known before. Oxford philosophy was still in its heydays. It was exhilarating, open minded, experimental. Most of all I now began to get serious with my study of Wittgenstein. I came to know the Wittgensteinians: Elizabeth Anscombe, Peter Geach, Michael Dummett, Tony Kenny, David Pears. Being still very much in love with logic, it was the Wittgenstein of the Tractatus who appealed to me most. It took me time to get into Wittgenstein’s later philosophy. And to this day I have retained a love for Wittgenstein’s first book. It’s scope, its ambition, and its ultimate failure have kept me fascinated. I had come to Oxford imbued with the spirit of Frege, I left it steeped in Wittgenstein’s thinking.

At the end of my second year I took the B. Phil. examination. It involved tests in three areas of philosophy. My favorite concerned “The Original Authorities for the Rise of Mathematical Logic” and included questions about Frege, Russell, Wittgenstein, and Dutch Intuitionism. I was well-prepared for this through my work with Dummett. We were also required a short thesis. With Hare’s guidance mine was on the logic of value-terms.

Having got the degree, I was given permission to stay on for a year of “research.” My German fellowship, always generous, agreed to pay for the extension. I had no more requirement to fulfill and could do what I wanted. That was the year when I became president of the Balliol Junior Common Room. I also immersed myself in all kinds of politics. In between, I was working on various kinds of “modal” logic: the logic of possibility and necessity, tense logic, epistemic logic, and deontic logic. But my heart was not deeply in that work because I was coming under the corrosive influence of Wittgenstein’s skepticism. Traditional philosophy, I agreed with the Wittgenstein of the Tractatus, was the result of a misunderstanding of the logic of language. I also agreed with the later Wittgenstein’s resistance to the supposed sublimity of logic. Instead, he declared, we should look at the working of everyday language. From Frege and Russell I had learned that arithmetic (or, perhaps, even mathematics as a whole) was just part of logic. Wittgenstein showed me how that view was mistaken and how one should look, rather, at how mathematical reasoning is actually conducted.

One day, during this period, I received a visitor in my college room who introduced himself as Professor Richard Wollheim. He was the head of the philosophy department at University College London and waned to know whether I was possibly interested in a job as a Junior Lecturer. I had been unsure about where to go next. A return to Munich was one possibility but I also had thought about going to the United States for a doctorate in philosophy. Berkeley was one of the places I had in mind. But the idea of living in London appealed to me even more. After some conversation about the position, Wollheim left with the promise to call within a week. After two days, he rang to let me know that the job was mine. I still don’t know how he had heard of me. I assume it must have been through the mouth of Gilbert Ryle who often functioned as such an intermediary.

Hare was not entirely happy with my decision to go to London. He thought it my duty to go back to Germany “to teach ethics to the Germans.” He meant, of course, that I should teach them Hare’s ethics. I could not bring myself to tell him that I had become somewhat disillusioned with his formalistic approach. This was not uncharacteristic of the way the Oxford philosophers were thinking. Their discussions stayed far away from the pressing moral issues of the time. They had nothing to say about the horrors of the recent past or the social problems that were plaguing their own country. Hare’s example of a moral dilemma always concerned the returning of a book to the library. My worries about this kind of ethics were perhaps stimulated belatedly by my early reading of Max Scheler. I had read and absorbed his critique of the formalist approach to ethics in his treatise Der Formalismus in der Ethik und die materiale Wertethik. I was also beginning to question the idea that universality was a mark of ethics. Hare shared this, of course, with Kant and other philosophical traditions. At the time I did not know how to think about an alternative. It was many years later, when I read Nietzsche and Foucault, that I began to see what such an alternative might look like. Meanwhile, I gave up thinking about ethics and began to work more on logic since that was the subject I was expected to teach at University College London.

The metropolis

It was exhilarating to live in London. The city had recovered from the effects of the war and was thriving. But I was dirt poor on my junior salary and thus limited in where I could go. Still, I came to explore an entirely new world. I met another German, Hans Eckhart, who was there supposedly studying. For a while we were inseparable and known as “the two Hanses” exploring the town. Hans Ullrich was particularly keen on the ballet and so we went to see Rudolf Nureyev and Margot Fonteyn in their most stellar performances at the Covent Garden Opera House. Later on I came to know Tony Warren who was only slightly older than me but already famous as the creator of “Coronation Street,” Britain’s most popular television program. Through him I became acquainted with a colorful array of English actors, directors, and impresarios.

The Courtauld Gallery with its incredible collection of impressionist and post-impressionist was at that time located just around the corner from University College. The British Museum was in walking distance and the National Gallery only a short bus ride away. All of these places were free and so I would often go in between work, look at two or three paintings, and be back in College for the rest of the day. Wollheim was intimately familiar with the arts and drew my attention to the galleries with their shows of Rauschenberg, Twombly, and the London School painters. He was also deeply into psychoanalysis.
One evening he lectured at the London Psychoanalytic Society in Harley Street. During the cramped reception that followed I accidentally spilled my wine over the bosom of a distinguished lady analyst. In the sudden silence that fell I realized, to my utter embarrassment, that I had clearly become a subject of analysis. I could never quite share Wollheim’s enthusiasm for psychoanalysis. Later on, Stuart Hampshire once said to me: “Let’s face it, Richard’s book on Freud is a scandal.” I tried to object that it seems to me to give a good account of Freud and particularly of his early views. Hampshire responded: “But there is not a word of criticism in it. When it comes to Freud, Richard is just a believer.”

The Philosophy Department was located at the back of University College on Gordon Square right in the center of Bloomsbury. Virginia Woolf had lived at some point in one of the houses across the large green enclosure. When I got to UCL, I discovered that Wollheim had also made a number of other appointments. One of them was G. A. Cohen, the Marxist philosopher, who like me was fresh from Oxford,. There was also Myles Burnyeat, who would become a distinguished classicist, and Hidé Ishiguro, originally from Japan, who wrote on Sartre, Frege, Wittgenstein, and Leibniz. The door of 19 Gordon Square was always open and many visitors came through it. Wollheim’s predecessors, A. J. Ayer and Stuart Hampshire, were regulars. Iris Murdoch came to lecture for a term or two; Paul Feyerabend arrived from Berkeley to give a course on his work in the philosophy of science.

And besides UCL there were other colleges in the London University System with a lively philosophical presence. Bernard Williams, whom I had know from Oxford, became a professor at Bedford College. Peter Winch, with his interest in Wittgenstein, was at King’s College, and Karl Popper at the London School of Economics. All three became important to me in one way or other.

Soon after I got to London, I began to attend Popper’s regular seminar and met his colleagues John Watkins and Imre Lakatos. My contact with them renewed my interest in the philosophy of science which I had acquired originally from Stegmūller in Munich but then neglected at Oxford where it was not a central concern except for Rom Harré whose lectured I had attended but who seemed to be largely ignored by the other Oxford philosophers. Popper was instructive and colorful. He reminded me of the typical German professor with his authoritarianism. For one thing, he did not allow his students to attend classes in other London colleges in fear that they would become contaminated and he did not cherish deviations from his own falsificationist conception of scientific theorizing. Popper liked to invite visiting dignitaries to his seminar but always confronted them with his own views. One day, Noam Chomsky was in town and so Popper asked him to come and talk. For introduction, he spoke for twenty minutes or more on a two-line footnote in which Chomsky had mentioned Popper’s name. When Chomsky tried to intervene in this flood of words, Popper pounded the table. “Perrhapps, you will let me finish ONE sentence,” he thundered in heavy German. I was surprised that Chomsky did not walk out at that moment. Imre Lakatos and Paul Feyerabend appealed to me more with their historically informed views on scientific theorizing. I was fascinated later on by Lakatos’ Proofs and Refutations and by Feyerabend’s iconoclastic Against Method. They confirmed me in thinking about human knowledge in historical terms, something that was in my blood ever since I had read Heidegger, and that attitude was re-enforced in me with the appearance of Thomas Kuhn’s Structure of Scientific Revolutions.

I liked Peter Winch and his approach to Wittgenstein. Winch understood the social dimension of Wittgenstein’s thought more than many other interpreters who treated it simply as a contribution to metaphysics, or logic, to the philosophy of language or the philosophy of mind. I admired Winch’s book on The Idea of a Social Science. I can’t remember to what extent I identified with his arguments but I certainly was fully in tune with his conclusion that the social sciences were not and could not be sciences in any strict sense. One term, Winch organized a seminar on Wittgenstein in which I participated. I gave a talk about Wittgenstein’s distinction between functions and operations in the Tractatus. I didn’t know that Rush Rhees was in the audience. Rhees had been one of Wittgenstein’s students and a colleague and mentor of Winch. The following week Rhees attacked my presentation, not only for being incorrect (which it may well have been) but as morally corrupt. I could not see what my discussion of Wittgenstein’s logic had to do with morality. But Wittgenstein’s students (and perhaps even Wittgenstein himself) used to think in those terms. I was sure, though, that I never wanted to be a follower of Wittgenstein like Rhees. I was determined, rather, to follow my own nose and not be the adherent of any one philosopher or philosophy.

I knew Bernard Williams from a class he had given at Oxford. He had intimidated me at the time with his devastating comments on what his students were saying. He seemed to me the archetype of the smart analytic philosopher always ready with an argument or a counterargument. In London I began to see a different side of him. He was quick in thinking, imaginative in discussion, and always to the point in debates. I also began to appreciate his singular wit. Having said something utterly provocative, he would often bend over in laughter at his own daring words. He was, in fact, at his best in these situations. His lectures tended to be more staid and his writings often abstractly argued. At the time, he was still thinking along the lines of mainstream analytic philosophy. Later on, he discovered Nietzsche who had been an anathema to him at Oxford. It was to Nietzsche, the genealogist, he then turned. The encounter opened up his philosophical horizons and led to his best work.

London was a congenial place for Williams. His wife, Shirley, a Labour Party politician, served at the time as minister of education. Bernard himself served on a number of royal commissions and government committees. In addition, he was a trustee of the Covent Gard Opera House. I was happy to see glimpses of this life. I began to understand doesn’t have to be simply a cloistered intellectual.

Uncertain steps

Work at University College was hard. I taught three lecture courses at a time, each only one hour per week, but demanding because I had never done any teaching before. The English believed in appointing their University lecturers at an early age. Almost no one had a doctorate. We were supposed to learn on the job. From the start, I taught classes in elementary and advanced logic as well as in metaphysics and epistemology. More than I could really handle. I always felt like being only a few steps ahead of my students.

The most demanding part of the teaching were, however, our tutorials. UCL was teaching in the style of the classical tutorial system designed by Jowett. We would see students individually every week. They would come and read out the essays they had written on topics assigned to them the week before. The rest of the hour was spent on discussing the paper and the material. I had found my own tutorials at Oxford a tremendously effective way of learning. But now I discovered how depleting the teaching of tutorials could be. Every week I would teach a dozen or more of them. At the end of the week I would sometimes feel emptied out.

The teaching load made it difficult to do much writing. I began to understand why so many fellows of the Oxford colleges never published anything. What was worse, I was still unclear about what I wanted to write on. Sometimes, I would write poetry rather than philosophy. I have recently come across a notebook from those days that contained a whole collection of poems written in German. They were avantgardish in style, but I was struck above all by the persistent note of sadness in them.

In philosophy I turned back to Gottlob Frege and what I had learned about him from Britzelmayr and Dummett in Munich and Oxford. He appealed to me because he was both a logician and a philosopher, or, rather, because he was a philosophically minded logician. I had no interest in doing purely technical work in logic, but I could see why logic could give rise to the most profound philosophical questions. At first, I tried to write a purely formal analysis of Frege’s thought, but then, later on, turned to a historically motivated account of his work. Paul Grice would eventually joke that I had written two books on Frege: the one I published and the other I had not.

I don’t know exactly what motivated the historical in turn in my thinking. I have to speak here of three influences which may have worked together. The first was my early exposure to Heidegger and his historical take on philosophy, particularly in his later writings. Somewhat provocatively I chose a motto from Heidegger for my Frege book. It said that to ask historically was to set a happening in motion. The second source was no doubt Wittgenstein to whom I referred at the end of the book as having taught me that logic can be understood only in terms of the concrete uses of language and that it requires, thus, “the examination of actual historical discourse.” The third was Dummett’s intuitionistically inspired theory of meaning. If the meaning of a proposition unfolds in time in the process of its verification, I began to wonder, should we not think of that process not just abstractly but as historical?

I remained thus in debt to my teacher. But the result was that I came to disagree more and more with his reading of Frege. For Dummett, Frege was a realist who had stood up to a dominant Hegelianism in German philosophy. I began to have increasingly doubts that this was correct. I began to think that there was much of Kant and Kant’s philosophy in Frege. Frege’s great opponent had been John Stuart Mill and Mill’s radical empiricism, as Frege made clear in his marvelous book on The Foundations of Arithmetic. Frege had argued that empirical knowledge presupposes mathematics and logic and that these had to be considered a priori in Kant’s sense. Frege had distanced himself from Kant, of course, by arguing that arithmetical propositions are analytic and, in fact, derivable, from pure logic; but he had agreed with Kant in asserting that geometrical truths are synthetic a priori in that they are based on an intuition of space. I also began to realize how Frege had been influenced by Herman Lotze at Gottingen, how his logicism and his doctrine of the objectivity of the content of propositions – of “thoughts” as both Lotze and Frege called them – had their origin in Lotze’s writings. Further reading drew my attention to Frege’s affinity to the Neo-Kantians – particular Wilhelm Windelband and Heinrich Rickert. I discovered that he had derived his distinction of the sense and the reference of words from them as well as the idea that propositions refer to truth-values – “the True” and “the False.”

My conclusions thus led to a sharp disagreement with Dummett. We both spoke in harsh words. Others chimed in and there existed, for a time something called “The Sluga-Dummett controversy.” I found myself fighting against one of the most respected figures in analytic philosophy. But eventually some students of Frege came around to thinking that there was something to my claims. At the time I thought that the controversy was not good for my career but, in the end, it may have promoted it.

One day Alfred Tarski, the famous logician, came into town. He was scheduled to give a series of lectures at University College and since I was the one teaching logic in the department, I was assigned to take care of our guest. At the end of his stay Tarski was to return to the University of California at Berkeley where he had been a professor of mathematics for many years. Shortly before he left, he asked me: “Would you like to come to Berkeley.?” I told him that I was interested, but that I was a philosopher and no mathematician. Tarski waived this aside. Speaking of the philosophy department, he replied in the heavy Polish accent he had never lost: “If I tell zem to take you, zey vill take you.” I was far from sure about that but it turned out that he had, indeed, a great deal of influence with the Berkeley philosophers. The day came when I received a letter of invitation. My time in London and in England was coming to an end.

 

The Darkness of this Time: Wittgenstein’s pessimism

Schopenhauer as educator

Ludwig Wittgenstein, the philosopher, and Adolf Hitler, the dictator, were born just six days apart in the Spring of 1889 – Wittgenstein into golden luxury in the capital of the Austro-Hungarian Empire, Hitler into a modest family and a provincial town at the Empire’s border to Germany. Different as those backgrounds were, Wittgenstein’s and Hitler’s life-paths came to parallel each other at certain points and occasionally even to intersect. I am concerned in this essay with Wittgenstein’s pessimism about his time but have found it useful to look also at Adolf Hitler as an antithetical figure propelled by another kind of pessimism. The contrast between the two men may help to illuminate questions about their and our age, about technology and technological thinking, and, possibly, about pessimism itself.

The first thing Wittgenstein and Hitler shared was, of course, that both were born into an increasingly unstable multi-national empire. This was, perhaps, less of a problem for Hitler who always thought of himself as German and who grew up hostile to the Empire with its Jewish and Slavic populations. But many others – such as the Wittgensteins with their place in Viennese society and their Jewish ancestry – felt seriously threatened by the unravelling of their social and political order. Pessimism was in the air in Vienna. We hear that Arthur Schopenhauer, the early 19th century pessimist, was avidly read by the likes of Gustav Mahler and Sigmund Freud, Ludwig Boltzmann, the physicist, Karl Kraus, the literary critic, and Gustav Klimt, the painter, among many others. Ludwig Wittgenstein was no exception. Schopenhauer’s World as Will and Representation was the first work of philosophy he read, long before he took up the subject at Cambridge in 1911 and it made a lasting impression on him. Even Hitler came under the spell of Schopenhauer and later recounted that “during the whole of World War I carried the five volumes of Schopenhauer’s work in my pack. I have learned much from him.”

In 1904, Wittgenstein’s and Hitler’s paths almost crossed when they both attended the Technical High School at Linz. But they probably never knew each other, because Wittgenstein was one year ahead and Hitler one year behind. Eleven years later both became soldiers in the First World War with Wittgenstein volunteering to join the Austrian forces, while Hitler enlisted, instead, characteristically in the German army. Both came out of the war burned and traumatized. After that their lives began to move in sharply different directions. Wittgenstein saw himself confirmed in his Schopenhauerian pessimism. Hitler, meanwhile, turned from Schopenhauer to Nietzsche whom he misread as an advocate of nationalism and anti-Semitism and the prophet of men like himself – “artist-tyrants” – who would destroy the existing moribund culture and create a new global order “made to endure for millennia.” If he had been a more perceptive reader, he would have realized that Nietzsche’s assertiveness had its own pessimistic underside in the belief in the inevitable coming of nihilism.

We don’t know why two people with more or less similar experiences can nevertheless draw diametrically different conclusions. Are there psychological reasons that make the one withdraw from the world and the other to seek active engagement? Or are the reasons social in that each one of them has been conditioned by background and upbringing to react in a distinctive way – one becoming wary of technological progress and the other a self-declared technophile? Or is it that historical circumstances are configurations – puzzle pictures, in other words, – that can be perceived in utterly different ways and make the one a philosopher and the other into a dictator? But to see Wittgenstein and Hitler simply as antagonistic figures may still be too simple. Could we not also understand them as representing two complementary kinds of pessimism – one of skeptical withdrawal, the other of ideological engagement? One a nihilist in his denial of the will, the other a nihilist in its affirmation?

The First World War had been a war like no other before it. It was a new technological war fought with an array of never before seen weapons: gigantic navies, submarines, planes, bombs, tanks, long-distance cannons, machine guns, and poison gas. Technology displayed itself thus with a heretofore unknown power, foreshadowing yet further advances in armaments in the later parts of the twentieth century and the first decades of our own. The experience of this newly dehumanized warfare, the military defeat of the axis powers on whose side both Wittgenstein and Hitler had fought, and the collapse of the Austro-Hungarian Empire, in particular, convinced both of them that Europe and, indeed, the West as a whole had entered a moment of historical crisis.

We know what brutal conclusions Hitler drew from that conviction. In 1941 he said: “I went to war out of pure idealism; but then one saw thousands maimed and killed and one became conscious of the fact that life is a continuous cruel struggle which ultimately serves the preservation of the race. Some must perish so that others can live.” By then, Hitler had become convinced that the most advanced modern technology was needed for victory in this struggle. One official who saw him in action in that period, describes Hitler as “altogether the type of the totally technologically minded man, the homo faber of modern civilization.” The official had no doubts about Hitler’s “extraordinary interest and uncontestably strong talent in the area of modern technology.” But he also felt that Hitler displayed all the flaws of this type: such as an “atrophy of all powers of the soul” and an entire lack of human feeling. In 1942, Hitler commented on his own preoccupation with technology: “In technological warfare the winner is the one who has a superior weapon at the right moment… One must possess technical superiority at the decisive point. I am, I admit it freely, obsessed with technology (ein Narr der Technik).” Hitler’s obsession with technology extended in all directions. In the military field, he took personal charge of the development of new weapons and during the war “set the monthly target, direction, and size of every production of weapons and ammunition in every detail.” Elsewhere he was obsessed with techniques for propaganda, with the control of large populations, the capturing, transporting, and interning of those he deemed hostile, technical means of mass sterilizing and exterminating . He displayed the same technological drive in the civil arena. Symptomatic for this was the “people’s motorization” campaign he began as soon as he came to power. On September 23, 1933, Hitler addressed workers on the first German “Autobahn” concerning his gigantic project. “Today we stand at the threshold of a tremendous task. .. In future decades transportation will be coupled with these great new roads which we now plan to build throughout Germany.” The engineer Ferdinand Porsche was given the task of creating an affordable “people’s car” (i.e. “Volkswagen”). Hitler himself came lay the foundation stone of the new factory and returned for the rolling out of the first car. The new car technology was to be propagated by car races at the Nürburgring in the Eifel and at the AVUS track in Berlin, events that were transmitted by radio all over Germany.

“I am completely powerless.”

If this was Hitler’s response to the experience of the First World War, how did Wittgenstein react to it? Strangely enough, Wittgenstein, like Hitler, saw the war initially also as a racial struggle. In his diary he wrote on October 25, 1914: “I feel today more than ever the terrible situation of the German race. For it seems to me as much as certain that we cannot prevail against England. The English – the best race in the world – cannot lose. But we can lose and will lose, if not this year then the next. The thought that our race should be beaten depresses me terribly, for I am totally and completely German.” But the lesson he drew from this was very different from Hitler’s for he concluded that one must not let oneself depend on chance, “neither the lucky nor the unlucky one.” In an almost Buddhist spirit (inspired, no doubt, by Schopenhauer), he sought to foster in himself an attitude of acceptance of whatever happens and to free himself thus from the demands of the will.

We can see from Wittgenstein’s war-time diary how he came to this view-point, what it meant for his philosophical thinking, and how it eventually came to shape his Tractatus. He had begun work on that book as soon as he had enrolled in the army. During the course of the war he maintained a series of philosophical notebooks from which he eventually extracted his book. The Tractatus is thus, in the most literal sense, a war book reflecting the course of his thinking in the years from 1914 to 1918.

When he had shown up in Cambridge in 1911, Wittgenstein had initially aligned himself with Russell’s way of seeing and doing philosophy. Russell was imagining at the time “the possibility and importance of applying to philosophical problems certain broad principles of method which have been found successful in the study of scientific questions.” This, he wrote, would make philosophy ultimately “indistinguishable from logic.” As such, it would investigate the logical forms of propositions and the various types of facts and their constituents. Russell concluded programmatically: “A scientific philosophy such as I wish to recommend will be piecemeal and tentative like other sciences; … This possibility of successive approximations to the truth is more than anything else, the source of the triumphs of science, and to transfer this possibility to philosophy is to ensure a progress in method whose importance it would be almost impossible to exaggerate.” Logic, science, and progress were thus the leading ideas in Russell’s philosophical thinking and there is no doubt that Wittgenstein for a while adopted the same objectives. In his “Notes on Logic” from 1913, he declared in the spirit of his philosophical mentor: “Philosophy consists of logic and metaphysics… Philosophy is the doctrine of the logical form of scientific propositions.” During this period, Russell came to think of Wittgenstein as, in fact, dangerously one-sided in his preoccupation with logic. To his mistress, Lady Ottoline Morell, he wrote of Wittgenstein: “He has not a sufficient wide curiosity or a sufficient wish for a broad survey of the world. It won’t spoil his work in logic, but it will make him always a very narrow specialist.” Russell did evidently not realize that other and older philosophical concerns were also already swirling in Wittgenstein’s mind.

But it needed Wittgenstein’s war experience to bring them back to the surface. The early entries in Wittgenstein’s war-time notebook show how he was still caught in the spirit of Russell’s philosophizing. But this was to change as the war dragged on. In June 1916, Wittgenstein was pulled into the so-called “Brusilov Offensive,” a Russian military campaign in which Wittgenstein’s unit lost 12,500 men out of a total of 16,000. Wittgenstein himself was unsure that he would survive. And he realized at this moment that there was nothing he could do to change that situation. It was then that his philosophical notebook turned from deliberations on logic to thoughts about the world at large and its meaning. “What do I know about God and the purpose of life?” he wrote. “I know that this world exists… That something about it is problematic, which we call its meaning. That this meaning does not lie in it but outside it… I cannot bend the happenings of the world to my will: I am completely powerless.”

It was In this situation that his attention returned to authors he knew from his early life in Vienna: Schopenhauer and his treatise The World as Will and Representation; Otto Weininger and his book Sex and Character with its reflections on the nature of the human self; and Fritz Mauthner and his monumental Contributions to a Critique of Language whose preoccupation with ordinary language he still rejected in the Tractatus but whose skepticism about the powers of philosophy he came to share. In addition he was reading others like Tolstoy, Emerson, and Nietzsche. And all these influences converged with the philosophical inspiration he had drawn from the logical writings of Gottlob Frege and Bertrand Russell and flowed into his book. His ultimate goal, he declared at the end of the book, was to see the world aright; but in order to do so one had first to work oneself through the propositions of philosophy but only to overcome them finally and set them aside. “The right method in philosophy,” he concluded was this: “To say nothing except what can be said, i.e. … something that has nothing to do with philosophy.”

These conclusions were certainly no longer inspired by Russell’s way of thinking. In the introduction to the Tractatus which Russell wrote for its original bilingual edition, he praised the work as an achievement in “logical theory” and as such “a work of extraordinary difficulty and importance” but he only skirted the broader concerns of the book. Of Wittgenstein’s new doubts about the possibility of saying anything philosophical Russell wrote sarcastically: “What causes hesitation is the fact that, after all, Mr. Wittgenstein manages to say a good deal about what cannot be said.” No wonder that Wittgenstein was incensed by Russell’s words. He accused him of having failed to understand the book and threatened to withdraw it from publication, if it could appear only with Russell’s introduction. He wrote to Russell: ”Now I’m afraid you haven’t really got hold of my main contention, to which the whole business of logical propositions is only a corollary. The main point is the theory of what can be expressed by propositions … and what cannot be expressed by propositions.” To another correspondent he wrote: “The point of the book is ethical … my work consists of two parts: of the one which is here, and of everything which I have not written. And precisely this second part is the important one. For the Ethical is delimited from within as it were, by my book … All of that which many are babbling of today, I have defined in my book by remaining silent about it.

Russell had clearly touched a raw nerve in the author of the Tractatus. He had identified an apparent paradox in the book in that much of it, despite its call for philosophical silence, remained preoccupied with thoughts about logical structure and form. Was Wittgenstein then not, after all, continuing on the track of Russell’s philosophizing? Russell did evidently not see that such a preoccupation could be split off from his own faith in science and progress. He failed to be aware of the modernist conviction that whatever is “higher” (the aesthetic, the ethical, the spiritual) could no longer be represented concretely and in traditional terms but could be made manifest only in its absence by means of abstractions. It was this conviction that drove Adolf Loos, with whom Wittgenstein was at that time closely connected, to conceive of an architectural aesthetics of pure form, stripped of all historical references and ornamentation. The impact of this view on Wittgenstein is apparent in the house that he built in Vienna in the late 1920’s together with his friend, the architect Ludwig Engelmann who had, in turn, be a student of Loos. It was this same modernist awareness that expressed itself in the same period also in the work of Mondrian, Malevich, and Kandinsky.

“May the spirit live,” Wittgenstein had written in his war-time diary. “It alone is the safe harbor, protected, far away from the desolate, infinite, gray sea of happening.” The sentence expresses both the positive and the negative side of the conclusions he was to draw in his Tractatus. On the positive side there was a turn to a new “spirituality”, vividly present in his “Lecture on Ethics” of 1929, on the negative one a turning away from Russell’s faith in science and progress, a turning away from all philosophical theorizing, and distrust of the culture in which it flourished.

“Spengler could be better understood in this way.”

It was more than a decade later that Wittgenstein returned to the philosophical matters he had raised in the Tractatus. That moment proved to be of profound philosophical and personal significance to him; it affected how he would go on to think about philosophy and it certainly changed how he thought about himself and his time.

The turn to the 1930’s was first of all the moment when Wittgenstein began to question the assumptions about logic and language that he had laid out in the Tractatus. He now discovered that he could no longer subscribe to Russell’s conception of logical analysis and his conviction that language could be understood on the model of the logical calculus. He found himself, instead, drawn Mauthner’s view on language which he had explicitly rejected in the Tractatus. “All philosophy is ‘critique of language’,” he had written there, “(but not in Mauthner’s sense).” This despite the sympathy he felt even then for Mauthner’s skepticism about philosophy. Adopting a metaphor borrowed from Mauthner’s book – who had taken it, in turn, from Sextus Empiricus, the ancient Pyrrhonian skeptic – Wittgenstein had concluded the Tractatus by saying that one had to abandon his philosophical propositions to see the world aright. “My propositions are elucidatory in this way,” he had written: “He who understands me finally recognizes them as senseless, when he has climbed out through them, on them over them. (He must, so to speak, throw away the ladder, after he has climbed up on it.)” The Tractatus had, in effect, used Russell’s conception of logic, language, and meaning to motivate Mauthner’s skepticism. By 1930, Wittgenstein, however, began to discard these remnants of Russell’s view of philosophy.

The turn to the 1930’s was also of profound personal significance for Wittgenstein. It was the moment at which in reaction to the rising wave of antisemitism, stirred up by Hitler and his followers, he became for the first fully conscious of his own Jewish family background. And thus he could no longer retain the thought that he was “totally and completely German” and that recent history had to be understood as the struggle between his own, the German race, and the English one. When Hitler marched into Austria in 1938, he found himself reluctantly having to make a choice between a German and an English passport. He weighed the possibility of Irish citizenship, but in the end, for practical reasons and without deeper convictions, agreed to become a British subject. Some of his family members stayed behind in Vienna. In the end, after handing over their foreign stocks, they managed to obtain a certificate from Berlin declaring Hermann Christian Wittgenstein, the grandfather of Ludwig Wittgenstein, and all his descendants to be purely Aryan even though Hermann Christian’s father had been Moses Mayer who had changed his name and had his son baptized. It has been said that Hitler personally approved this certificate.

The political turmoil of the late 1920’s and early 30’s affected Wittgenstein’s entire outlook on the world. This turn comes first into focus in a projected preface from 1930 for a book he never completed. He wrote then that the spirit of his work was not “the spirit of the great stream of European and American civilization.“ The words make clear that Germany and England were for him now part of one single civilization and as such equally problematic. He also wrote: “The spirit of this civilization makes itself manifest in the industry, architecture and music of our time. In its fascism and socialism, and it is alien and uncongenial to the author.” Modern civilization, he added, was obsessed with the idea of progress. “Typically it constructs. It is occupied with building an ever more complicated structure.” In reading these words, we are reminded that Wittgenstein’s father had been a dedicated engineer and wealthy industrialist who had long insisted that his son should follow him in that career. Wittgenstein had veered away from this trajectory already before the war when he abandoned his engineering studies and had begun to work on logic with Bertrand Russell in Cambridge. But by 1930, Wittgenstein felt just as alienated from Russell’s scientific conception of philosophy as he had earlier from his father’s preoccupation with engineering and industry. So, in his 1930 note he added that the spirit of the typical western scientist was also alien to him. “He will in any case not understand the spirit in which I write… I am not interested in building a structure … I am not aiming at the same target as the scientists.”

Such thoughts sharpened his view of what he himself was seeking to do in his philosophy. In his Blue Book he spoke of a mistaken “craving for generality” that spoiled philosophy. One of the reasons for that craving was the modern obsession with science. “Philosophers constantly see the method of science before their eyes, and are irresistibly tempted to ask and answer questions in the way science does. This tendency is the real source of metaphysics, and leads the philosopher into complete darkness.” In this modern age, Wittgenstein told his students at the same time, “the nimbus of philosophy has been lost.” We have now philosophers skillfully operating their formal methods. “But once a method has been found the opportunities for the expression of personality are correspondingly restricted. The tendency of our age is to restrict such opportunities; this is the character of an age of declining culture or without culture.”

Wittgenstein’s skepticism about the age in which he was living was re-enforced by his belated reading of Oswald Spengler’s book Der Untergang des Abendlandes (The Decline of the West). The book had been an instant bestseller when it appeared in 1918, at the end of the First World War. The title suggested an account of the military disaster that had befallen the central European powers. But Spengler’s book had, in fact, been conceived before 1914 and was meant to provide a much more ambitious “sketch of a morphology of world history,” as its subtitle said. Wittgenstein, reading the book ten years after its appearance, the end of the war, and the completion of his Tractatus, understood immediately what the book was really about.
Spengler had been motivated by two great ideas: the first was cultural pluralism and the second historical determinism. He had rejected the conception of world history as a single, linear, and cumulative process. Instead he had described it as constituted by a series of separate, self-contained cultures that each had their own unifying idea – a ground-plan that determined every element of the culture from its art and religion to its science and mathematics. Spengler admitted therefore “no sort of privileged position to the Classical or the Western Culture as against the Cultures of India, China, Egypt, the Arabs, Mexico · separate worlds of dynamic being which in point of mass count for just as much in the general picture of history as the Classical, while frequently surpassing it in point of spiritual greatness and soaring power.” Every culture had for Spengler “its own possibilities of self-expression.” “I see world-history,” he wrote, “as a picture of endless formations and transformations, of the marvelous waxing and waning of organic forms.” The development of each culture and its formative idea followed, moreover, – so Spengler sought to show – the same fixed course which led organically from an initial larval state through an age of unfolding maturity to a terminal phase, which Spengler called “civilization.’’ “Every Culture,” Spengler insisted, “has its own civilization … Civilization is the inevitable destiny of a Culture. … Civilizations are the most external and artificial states of which a species of developed humanity is capable. They are a conclusion, the thing-become succeeding the thing-becoming, death following life, rigidity following expansion, intellectual age and the stone-built, petrifying world-city following mother-earth and the spiritual childhood of Doric and Gothic. They are an end, irrevocable, yet by inward necessity reached again and again.”

Spengler concluded that his comparative analysis of world-cultures could reveal also the current state and future of the West. It would show that Western culture had entered now into the age of civilization. And with the assumption of historical determinism in hand, Spengler went on to argue that such a comparison of the West with cultures that had already completed their course (such as that of ancient Hellenism) one could foresee the inevitable end of Western culture. The first phase of that process, he thought, had already begun around 1800 and was to conclude around the year 2000. It was characterized by “the domination of money, “democracy,” and of economic powers permeating the political forms and authorities.” The second phase, from 2000 to 2200 would bring about “Caesarism, the victory of power-politics over economics, increasing primitiveness of political forms, the decline of nations into a formless populations, and an imperium of gradually increasing crudity and despotism.” The final phase after the year 2200 would lead to “a world of spoils,” to “Egypticism, Mandarinism, Byzantium,” and finally to “primitive human conditions slowly thrust up into the highly civilized mode of living.”

Theodor Adorno, who was well aware of weaknesses of Spengler’s thought would later write that “the course of world history vindicated his immediate prognoses to an extent that would astonish if they were still remembered.” In criticizing Spengler, he added, “German philosophy and science could bring to bear only pedantic punctiliousness in concrete matters, the rhetoric of conformist optimism in its ideas, and often enough an involuntary admission of weakness in the form of the assurance that things aren’t really all that bad.” Spengler saw himself, in fact, as a realist rather than a pessimist. But it is easy to see why he attracted readers, like Adorno and Wittgenstein who saw the world in a dark light. Almost twenty years after first reading Spengler’s book, Wittgenstein was still sufficiently in thrall with it to write: “My own thinking about art and values is far more disillusioned than would have been possible for someone 100 years ago… I have cases of decline (Untergang) before my mind which were not in the forefront of people’s minds at that time.” He remained convinced that he was living in an age of civilization in Spengler’s sense, a time in which no real culture was possible anymore and, hence, a time also which limited the power and productivity of intellectual labor – his own included. In such an age, Wittgenstein noted, “forces become fragmented and the power of an individual man is used up in overcoming opposing forces and frictional resistances.” He was thus prepared for the possibility “that the age of science and technology is the beginning of the end for humanity; that the idea of great progress is a delusion along with the idea that the truth will ultimately be known.”

The traces of Wittgenstein’s encounter with Spengler can be found everywhere in his later work. For one thing, Wittgenstein came to see the world in temporal and historical terms – something that had been sorely missing in the Tractatus. In that work he had treated language as an essentially timeless structure mapping on to the equally timeless structure of the world. The Tractatus had barely acknowledged the temporality of things and it had not even mentioned that the world had a history. “What has history to do with me?” he had written in his war-time notebook. “Mine is the first and only world.” The Tractatus foreshadowed thus the coming of a philosophical movement that would eschew history in the name of formal analysis. But Wittgenstein’s own thinking after 1930 was to diverge from this new trend. Not that he ever became a systematic philosopher of time and history. But he began to think about language under the sign of its temporality. What mattered to him now was the use of language, rather than its supposedly determinate, a-temporal structure. And this use, he recognized, takes place in time and changes over time. Wittgenstein’s late reflections in On Certainty about the existence of different world-views with their own distinct internal logic was evidently in debt to Spengler. Like Spengler, he came to think that world-history divides into different cultures that cannot be ordered along a single axis of progress. There are, Wittgenstein concluded, different world-views which have their internal coherence and which allow thought to move within them. Each of these views is committed to assumptions that it takes for granted. But these assumptions may still change over time. The riverbed of thought may move and so one world-view may emerge out of another one; one culture may change into another.

For all that, Wittgenstein was not an uncritical reader of Spengler’s book. From the start, he never accepted the claim that each culture is characterized by one single formative idea that determines all its significant contents. And he also never subscribed to Spengler’s historical determinism. He argued, instead, that we can compare cultures with human families: “Within a family there is family resemblance, though you will also find a resemblance between members of different families.” It was in this encounter with Spengler that Wittgenstein first came to the notion of family resemblance that was to play such a crucial role in his subsequent reflections on language, meaning, mathematics, and the mind. In critiquing Spengler, he meant to say that individual cultures, far from being hermetically sealed off from each other by their formative ideas, should be thought of as diverse and multi-featured just like any biological family. While Spengler had written of a pluralism of cultures, Wittgenstein thus sought, in addition, to emphasize pluralism within cultures. He also refused to agree with Spengler’s view that human cultures are so different from each other that there cannot be any understanding across the lines of cultural division. On Spengler’s view, we have to assume that they are, in effect, incommensurable whereas Wittgenstein stressed the resemblances between cultures that allow for the possibility of mutual understanding and interaction.

“Perhaps, one day this civilization will produce a culture.”

It would be wrong to think of Wittgenstein as denying the insights of science or of wanting to destroy the works of technology. What concerned him, rather, was the fact that science and technology have become the template on which the entire culture, including its philosophy, were shaping themselves. This, he felt in agreement with Spengler, would lead to the death of living culture and thus to the petrified state of civilization. His thinking met at this point with that of Martin Heidegger. Heidegger, like Wittgenstein and Hitler, had been born in 1889. He, too, had been a soldier in the First World War, and while his experience had been less traumatizing than that of these two others, the war and his aftermath had still convinced him that he was living at a moment of world-historical crisis. Like Wittgenstein he read and was influenced by Spengler’s, Decline of the West. In 1920, two years after the publication of that work and early on in his own career, he delivered a lecture on the book. Its text is unfortunately lost and we have no report on its contents, but Spengler’s book certainly retained Heidegger’s attention. In his subsequent writings Spengler’s name occurs frequently. While those references are often critical in tone, it is clear that without Spengler’s influence Heidegger might never have conceived of his own time in the way he did: as an age of the complete forgetting of the question of being and one in which everything is reduced to being a mere resource. Heidegger, like Wittgenstein, was no technophobe or enemy of science; both of them rather sought to remind us of the need to resist a merely technological form of thinking.

Against the tendencies of the culture, Wittgenstein sought to define a new way of doing philosophy whose aim was neither scientific nor technological. Where he saw science as motivated by the search for general, explanatory laws, he wanted philosophy to attend to the particular. “Where others pass by, I stand still,” he wrote. His new philosophy was to be alert in particular to what differentiates things, to their multiplicity and diversity. For this reason he had contemplated giving his Philosophical Investigations the motto: “I will teach you differences,” a phrase chosen from Shakespeare’s King Lear. Instead, he eventually adopted an equally apt sentence from the Austrian poet Nestroy which said that progress “looks always greater than it really is.” Wittgenstein was convinced that the most pressing and deepest philosophical puzzles came from not paying attention to what is close and at hand. The solution of these puzzles, he was certain, would not be found in ever more elaborate theorizing. The true goal of philosophy was, rather, to free the mind from the illusionary tendencies to which it is prone. “What is your aim in philosophy?” he asks in his Philosophical Investigations and he replies: “To show the fly the way out of the fly-bottle.” The aim of philosophy was, in other words, to liberate the mind from its entrapments by letting it retrace the particular steps by which it had got into its dilemma. Wittgenstein recognized at this point an affinity to Freud’s psychoanalysis. While he rejected Freud’s elaborate and reductive theorizing, he identified with his psycho-analytic practice which he considered a model for the proper conduct of philosophy, “The philosopher treats a question as one treats a disease.” And like the work of the psychoanalyst, that work “consists in resembling reminders”

Time has passed. The protagonists of my story are long gone. Spengler died in 1936 at odds with the regime that Hitler had brought to power but also convinced that he had correctly predicted the appearance of a new “Caesarist” form of rule. Hitler killed himself in 1945 in the rubble of the empire he had meant to last for a thousand years. Wittgenstein died peacefully in 1951. In one of his last notes he wrote: “It is so difficult to find the beginning.” But knowing that he would soon be dead, he added: “Here is still a big gap in my thinking. And I doubt whether it will be filled now.” For all his anxiety about the times through which he had lived, his final message to his friends was: “Tell them that I have lived a happy life.” Heidegger died in 1976, still looking somberly at his age. He concluded an interview with the magazine Spiegel that he wanted to be published after his death, with a word from his favorite poet, Friedrich Hölderlin: “Only a God can save us.”

The West is still powerful today and, perhaps, even flourishing. Science and technology have made further strides. The scars of the First and Second World War are hardly visible any longer. There is still creative life, or so it seems. Can we then still speak of a decline of the West? The answer is “yes” if we mean the term in the way Spengler, Wittgenstein, and Heidegger understood it. Their concern was not with science and technology as such but with the fact that they have become increasingly the templates on which everything else in society is understood, judged, and adjudicated. They saw this as an end-stage in the development of a culture, as a becoming cold and rigid of something that had once been alive and vital. Wittgenstein, in particular, worried over how we have reduced philosophy to the model of scientific theorizing and how this has distorted and impoverished what philosophy can be and once was.

We certainly need to modify and expand Spengler’s, Wittgenstein’s, and Heidegger’s perspective. They saw science and technology as part of Western culture and understood the threat they pose as specific to the West. We have come to understand since then that science and technology are cross-cultural forces. They bear on every culture in the world, from the smallest to the biggest, from the indigenous cultures of the Amazonian Indians to a grand one like China. Science and technology and the modes of thinking they bring along affect every human form of life, transform it, and press it into a particular pattern. If this is so, and this represents a threat to living culture, we must speak no longer only of a decline of the West but of the possibility of a global decline – one that manifests itself here in China, in India, in every continent on earth and not only in the Western world. In China we see today a country that has made great and necessary progress in science and technology, but we also see a place in which the danger of losing the vitality of its ancient culture is most evident.

The decline we face has a peculiar character. It may go together with gigantic systems of economic and political power. It may even see those systems persist and grow ever more complex. The decline may be all around us, confining and distorting, while we imagine that we are flourishing. The paradox is that the power, order, stability, and efficient organization of 21st century states may turn out to be exactly signals of this decline. Spengler could still be hopeful in his view, despite his forebodings over the state of Western civilization, since he thought of the decline as confined to the West and thus leaving open the possibility of the emergence of a new vital culture in some other place on earth. But if the condition he diagnosed is truly global, this hope is no longer available to us. It seems to me possible that Wittgenstein came eventually close to that view. It may have been in consequence of it that he began to think that, if there was the hope for a new culture, it would have to arise in the middle of the old and not elsewhere.

In the years after 1930, he began to think intensively about a kind of philosophizing that was needed free ones from the confining modes of science and technology – a liberating sort of philosophy that could deliver us, the West and the rest, from the bewitchments of the mind amongst which was for him our obsession with scientific and technological progress and with scientific and technological forms of thinking. This thought had been with him in some form or other ever since the Tractatus. There he had conceived of a philosophical attitude that would set aside theorizing in the scientific style in favor of a genuine seeing of the world. We can call this a visionary attitude, if we want to. With the 1930’s and Spengler’s influence on him, he began to realize that there were different ways of viewing the world, different world-views and that the task of philosophy was not to persist in any one of them, certainly not in our modern scientific and technological view of things, but perhaps also not in that view-point of complete powerlessness he had adopted in the Tractatus. But after his encounter with Spengler, he came to look for a more active way of opposing the slide into the dead end of civilization. At this time he undertook a critique of the British anthropologist Frazer who had argued that mythological thinking was just a step towards scientific theorizing. Wittgenstein concluded that the mythological form of thought has its own grammar and justification different from that of the logic of scientific reasoning. Mythological thought, he maintained, was not after reductive and causal explanation of phenomena and their subsumption under general laws; it aimed rather at interpreting and giving meaning to the concrete phenomena of human life. There was, of course, no way of returning to mythological thinking. The question was now whether philosophy could develop its own distinctive way of looking at things. This might involve thinking in terms of a visionary form of philosophy, or of descriptive and phenomenological one, or even a therapeutic forms but none of these would be engaged in formulating general theories, striving to attain the status of a progressive science..

Wittgenstein understood how difficult this project would be and how difficult it would be to move an entire culture from the track on which it was traveling. In the preface of his Philosophical Investigations he spoke of “the darkness of this time” that would make it unlikely that his thought would be understood and he expressed fear the work, “in its poverty,” might not succeed in doing what it intended to do. He wrote in another place in the same spirit: “The sickness of a time is cured by an alteration in the mode of life of human beings, and it is only possible for the sickness of philosophical problems to get cured through a changed mode of thought and life, not through a medicine invented by an individual. Think of the use of the motor-car producing or encouraging certain sicknesses, and the human species being plagued by such sicknesses until, from some cause or other, as the result of some development or other, it abandons the habit of driving.”

Was Wittgenstein thinking here of Hitler’s “people’s motorization” campaign? We should not dismiss that possibility. But more important is his conclusion that philosophical thinking alone cannot bring the technological Behemoth under control. What is needed is more than a changed mode of thought; life itself must change. What when was he doing in the face of this realization? What did he assume his philosophizing to amount to? Did he see it as a mere place holder? Keeping a form of thinking alive, perhaps for only a few, until a new culture would emerge? Or was it meant to be a first, tentative step towards such a culture? Was Wittgenstein returning here to his earlier sense of being completely powerless? Martin Heidegger leaves us with similar questions. What did he think he was doing by recalling the question of being? Did he mean simply to remind us in an age of forgetfulness that there was more than one way to conceive of being – not only as a resource as our technological made of life continuously suggests? In the end, Heidegger could only say that we would have to wait for a new clearing, to ready ourselves for a new understanding of being that might come to us some day, perhaps unasked for. What more could the philosopher do?

The philosopher as a toad

I have been reading all summer – right across the field, whatever has come into my hands. My seminar last semester on Foucault’s  “The Order of Things” stimulated my interest in French literature and because of Foucault’s well-known hostility to Sartre I decided to have another look at that philosopher. So I took up Sartre’s autobiographical work “Les Mots” which had been on my bookshelf for quite a while.

Certainly an intriguing and disturbing book. Intriguing as a description how Sartre leaned to read and began to write. But disturbing also because Sartre speaks about himself in the starkest terms.  We read, for instance: “My long hair got on my grandfather’s nerve. ‘He’s a boy,’ he would say. ‘You’re going to make a girl of him. I don’t want my grandson to be a sissy!’ One day – I was seven years old – my grandfather could no longer stand it. He took me by the hand, saying that we were gong for a walk. But no sooner had we got around the corner than he rushed me into a barber shop, saying: ‘We’re going to give your mother a surprise.’ I returned home shorn and glorious. There were shrieks, but no hugging and kissing, and my mother locked herself in her room to cry. Her little girl had been exchanged for a little boy. But that wasn’t the worst of it. As long as my ringlets fluttered about my ears, they made it possible to deny my obvious ugliness. Yet my right eye was already entering the twilight. She had to admit the truth to herself. My grandfather himself seemed nonplussed. He had been entrusted with her little wonder and had brought back a toad.”

And Sartre writes in similar words not only about his own small, dwarfish stature and his bad, disfiguring eye but also about his inner flaws, his hypocrisy and self-deception. Spell-binding as the book was, I must admit that after 250 pages, I felt I had heard enough about the inner life of a precocious ten-year old.

I ended up, however, with one fascinating realization. “Les Mots” came out in 1964 just two years before Foucault published his “Les Mots and les Choses.” Its manuscript had been full of invective against Sartre which had been eliminated only at the last moment. So we must assume that Sartre’s title was presumably on Foucault’s mind. What is more, Sartre criticizes himself at the end of his book for what he considers to have been his early idealism and writes: “”As a mystic, I attempted to reveal the silence of being by a thwarted rustling of words and, what was most important, I confused things with their names.” And there you have the two words that make up Foucault’s title, “les mots” and “les choses,” in one sentence. So, what are we to make of Foucault’s title? Does he mean to say that where Sartre has been stuck in his words, in his subjectivism and humanism, while he, Foucault, is concerned also with things and how words bear on them. But if that is what he means, then Sartre has already anticipated him and has diagnosed the shortcoming in his own earlier self.

One thing is clear, of course, Foucault would never have been able to write a book like “Le Mots.” He would never have been able to lay himself bare in the way that Sartre did.

Living in the twilight

“Fully 99.5 per cent of human existence was spent in the Palaeolithic era, which began about 3 million years ago when humans began using primitive tools. That era ended about 12.000 years ago with the last ice age. During this long twilight period, people noticed almost no cultural change at all, ‘The human world that individuals entered at birth was the same as the one they left at death’.” (Jamie Susskind, Future Politics, p. 4)

But was it really a twilight period? Or was it, perhaps, not a time in which the human species truly flourished and in which it could hence live contentedly for some millions of years? We hardly ever think of the price of civilization. You have to turn to someone like Nietzsche to raise that question. Susskind is writing of the coming of a new, digital world. And while he discerns problems along the way, he is still imbued with the spirit of technological optimism. He describes with admiration how our computers can now play chess and Go better than any human player. The technological capacities are remarkable, but the value of our games has been diminished and we ourselves have become thereby diminished. Who are those engineers who work so eagerly at the diminution of our species? What spirit of resentment drives them? What drove us out of the paradise of our primitive, pre-historic existence? Were we already stained by the will to power whose effect we see before us every day now in its terrifying beauty?

Nietzsche, for all his clear-sightedness, was also still blinded by the idea of progress when he projected the coming of the Übermensch. Who says that whatever or whoever comes after us will be beyond and above us? Is it not possible that we are living right now in the twilight period of our species?

Heidegger on History: Generations and Ages

Heidegger on History: Generations and Ages

“Der lebendige Geist ist als solcher wesensmäßig historischer Geist im weitesten Sinne des Wortes,“ we read in Martin Heidegger’s Habilitationsschrift of 1916. The remark signals a singular philosophical preoccupation with history that lasted from Heidegger’s earliest writings to the end of his long life.

Given the range and depth of Heidegger’s reflections on history it is difficult to speak about them in a compact and comprehensive manner. I will approach the topic circumspectly by focusing on a single aspect: the fact that he writes about history at some moments in terms of shifting generations and at others in terms of discrete ages or epochs My discussion deals, in this way, with a specific but crucial feature of Heidegger’s thinking on history – his conception of historical time as “non-homogeneous.” It will, nonetheless, still be only provisional. I will endeavor to sketch some of the features of Heidegger’s thinking on the topic of generations and ages and identify some of the phases his thought went through but aware at every point of how much qualification, correction, and expansion may as yet be necessary. At the same time, my project is also ambitious in that my account aims at undermining a pivotal element of Heidegger’s philosophy of history and thus at opening the path for another kind of historical thinking.

Being-historical
Heidegger’s first and as yet tentative reflections on history are recorded in the trial lecture he delivered in Freiburg in 1915 on “The Concept of Time in the Science of History.” Imbued with the spirit of Neo-Kantianism, the lecture sought to make a contribution to “the comprehensive future task of a general theory of science.” (p. 358) Such a theory, Heidegger added, would have to concern itself, in particular, with “the logical foundations of the research methods of the individual sciences.” (p. 359) As part of this undertaking, he proposed to examine “the structure of the concept of time” in the science of history. The question to ask in this context was: “What structure must the concept of time of the science of history have in order for it to be able to function as the concept of time that corresponds to the goal of that science?” (Ibid.) Heidegger proceeded to argue that we can study this matter by “turning our attention to the methodology of the science of history through which it gains access to the past and depicts it historically.” (p. 370) We then discover that the essential feature of the historical concept of time is that “historical ages (Zeiten) differ qualitatively.” (p. 373) He went on to invoke at this point the view of the 19th century historian Leopold von Ranke that ages (Zeitalter) are separated from each other by their “leading tendencies.” The historical concept of time was thus, in contrast to that of natural science, “non-homogeneous” and could not be represented as a mathematical series “since there is no law that determines how ages follow each other.” (Ibid.) Heidegger concluded that the historical concept of time refers thus to “the condensation – crystallization – of an objectification of life that is given in history.” (Ibid.) A number of points are noteworthy in these remarks. The first is Heidegger’s early attachment to the Neo-Kantian theory of science; second, his distinction between the natural and the human sciences and specifically between physics and history in terms of their respective conceptions of time; and third his reliance on classical German historiography with its emphasis on great historical ages or epochs (Zeiten or Zeitalter).

In another lecture four years later, in 1919, Heidegger spoke of both historical epochs and historical generations. In response to contemporary calls for University reform, he declared: “We are today not ready for genuine reforms in the area of the University. Becoming mature for this is a matter for a whole generation. … Only life makes ‘epochs,’ not the noise of overly rushed cultural programs.” But the lecture did not further expand on the two notions of generations and epochs and how they might be related. We can read Heidegger’s remark, if we want to, as saying merely that University reform will take at least thirty years or so (= “Sache einer ganzen Generation”) and only a transformation of life will bring about significant change (= “macht ‘Epoche’”- a common German colloquialism). More significant, perhaps, than Heidegger’s talk of both generations and epochs in this lecture is the way he joined together thoughts about history and University reform together – a conjunction he will return to, as we will see, in the coming decades.

Being-historical in Being and Time
By 1924, Heidegger had left the Neo-Kantian theory of science behind and no longer sought to extract the historical concept of time from the methodology of the science of history. In a posthumously published treatise on The Concept of Time he spoke now, instead, of the need for “an ontology of the ‘historical’… [which] cannot take its course through the science of history and its object. The phenomenal ground for it is rather given in human being-there (Dasein).” It is this same task that Heidegger was to pursue also in Being and Time, three years later, through his “transcendental” and “ontological” analysis of human being-there.

The declared over-all aim of the book was to elucidate “the question of Being” but on the assumption that “an analytic of human being-there must remain our first requirement.” Heidegger noted, in passing, that there are many ways in which being-there has been interpreted “in philosophical psychology, in anthropology, ethics, and ‘political science’, in poetry, biography, and the writing of history, each in in a different fashion.” But, he asked, had this been done in a philosophically compelling, “primordially existential” fashion? (p. 16) Seeking to go beyond such usual undertakings, the goal of Being and Time was “to point to temporality as the meaning of the Being which we call human ‘being-there’.” Being-temporal was, moreover, so Heidegger added, “the condition which makes being-historical (Geschichtlichkeit) possible as a form of the temporal being of being-there.” (p. 19) No longer expecting the understanding of historical time to come from the science of history, he was now taking “the happening” of human being-there to be “the ground that makes ‘world-history’ possible.” (p. 20) Human being-there, he argued, involves a particular way of being in relation to the past, the present, and the future and a corresponding understanding of Being. And of the past he said two crucial things. The first was that the past “goes ahead of” human being-there rather than clings to it from behind. And the second, that the past of human being-there “means always that of its ‘generation’.” (p. 20)

Being and Time thus sought to develop a philosophical and ontological account of both being-temporal and being-historical. Heidegger did not mean to indicate with these terms that human beings live factually in time and specifically in historical time. He meant to identify, rather, the way in which human beings comprehend and thus constitute themselves as temporal and historical being-there. The question was, he wrote with respect to history “to what extent and on the basis of what ontological conditions, does being-historical belong, as an essential constitutive state, to the subjectivity of the ‘historical’ subject?” (p. 382)

This turn gave Heidegger the opportunity to look at the study of history in a more detached and more critical fashion. In asking about the subjectivity of the historical subject, he was, in fact, raising a series of fundamental questions about what we indiscriminately call “history.” He was raising in particular questions about our narratives concerning “historical” events and thus also about the academic discipline we call “History.” Heidegger insisted now on the need to distinguish sharply between the factual events that make up “history” and the “historical” tales we tell about them. The latter are made possible only because we understand the brute “historical” facts as historical and we can do this, he argued, because we understand ourselves in terms of being-historical.

A brute fact – say, the Great Lisbon Earthquake of 1755 – is not as such part of “world history.” It is so, in the first instance, because the quake destroyed great parts of the city of Lisbon and thus killed and displaced human beings. The earthquake is a historical event even more specifically because the survivors conceived it as historical and in historical terms and they did so because they understood themselves as historical beings. Thus, the Christian theologians interpreted the earthquake as a manifestation of divine judgment and thereby inserted it into a narrative of sin and salvation with which the faithful were already familiar. The philosophers used the event in their own way to refute metaphysical optimism and thus helped to undermine both the Christian picture of human lives as being in the care of a benevolent God and the rationalist belief in the inevitability of progress. These interpretations had, in turn, consequences for what people thought and did after the earthquake and they contributed in this way to the subsequent European history. What we call “history” is, in other words, not a series of brute happenings (“one damned thing after another”) but concerns also how human beings understand them, how they understand both themselves and others, and how they act on this understanding. The subjectivity of the historical subject is, thus, a constitutive element in history. When we tell the story of the Lisbon earthquake, we give voice to ourselves as beings with a historical understanding. It is only by being-historical in his being-there that the narrator of an event will have a sense of it as part of history. If we are to understand “history,” we must then also understand the subjectivity of the historical subject and if we are to give an adequate account of history as an academic discipline – what it is and how it should properly be conducted – we must equally take this historical subjectivity into account.

The ontological analysis of being-historical
But how are we to determine this historical subjectivity? Is it possible to do so in abstractly philosophical terms? Speaking of the “ontological conditions” of historical subjectivity and of its “essential constitutive state,” Heidegger made clear that he sought to give a positive answer to that question. He did not even consider the alternative possibility that the way being-there comprehends and constitutes itself as temporal and historical might be contingent, variable over time, and thus historical in a straightforwardly factual sense.

We may grant Heidegger that we would not be human without a sense of ourselves as temporal beings. But it may also be true that the specific way in which we understand our temporality at any given moment is only factual and contingent. By contrast, Heidegger wrote without qualification that being-temporal has to be understood philosophically as a “forerunning towards death.” One wants to ask here: Could this particular conception of being-temporal not be characteristic only of a Christian or post-Christian understanding and, thus, of a specifically historical and contingent understanding of being-there? Heidegger argued in a parallel fashion that to see ourselves as historical beings meant to understand ourselves in terms of a heritage and inheritance, a fate and a destiny one shares with one’s community and “Volk.” Here, too, we may want to ask: Could this way of being-historical not be a merely factual and historical configuration? Perhaps specifically Germanic and German? And thus not anything that can be determined by an ontological analysis. Heidegger wrote, instead: “We contend that what is primarily historical is being-there. That which is secondarily historical, however, is what we encounter with-in the world, not only useful equipment in the widest sense, but also surrounding nature as ‘the historical ground.’” He added that “the vulgar conception of ‘world-history’ arises precisely from an orientation to this secondarily historical.” (p. 381) But is it not possible that we cannot escape vulgar world-history when we seek to understand the being-historical of human being-there? If our temporal and historical subjectivity can only be understood in terms of their factual history, then an historical narrative would have to undergird any account of them. And that narrative would have to advance beyond the subjectivity of the temporal and historical subject to the factual conditions that make them possible.

Heidegger followed a different route. He first made a case for saying that the nature of temporal subjectivity can be determined through an ontological analysis of human being-there and then proceeded to argue that the nature of historical subjectivity could, in turn, be derived from this. He promised thus that “the interpretation of being-historical of human being-there will prove to be, at bottom, just a more concrete working out of being-temporal.” (p. 382) The claim deserves further attention because it will ultimately throw light on Heidegger’s conception of both generations and ages. In order to make this evident it is useful to take a detour by contrasting Heidegger’s and Hannah Arendt’s respective conceptions of history.

Heidegger had begun his discussion of Being-historical in section 72 of Being and Time by asking himself whether his preceding account of being-temporal had given him the complete analysis of human being-there that he had been looking for. “It seems,” he writes, “that the required primordial interpretation of being-there has been reached with the explication of being-temporal.” (p. 372) But this assumption provoked admittedly a serious concern. The analysis had considered being-there so far only as a “being towards the end,” as a running forwards towards death. But death was only one “end” of the totality of being-there. The other was the beginning, birth, and it might seem reasonable to assume that only the space between birth and death constituted our total being-there. It would seem, moreover, that our being-historical beings manifested itself in precisely this intermediate space. This raised the possibility that in order to understand the being-historical of being-there it was necessary to analyze not only human mortality but also what might be called human “natality.” It raised the question f our being “gebürtig,” as Heidegger put it. But the Heidegger of Being and Time was not ready to admit that his preceding account of temporality had, in fact, provided only an incomplete analysis of human being-there. “Factual being-there exists in its being born,” he conceded (Faktisches Dasein existiert gebürtig.) But in its condition of “natality,” he added, “it is already dying in the sense of being towards death.” (p. 374) The self’s resolute stand against the fleeting distractions of an inauthentic life produces a “steadfastness,” he also wrote, in which being-there “incorporates birth and death and their in-between into its existence.” (p. 390) Birth as such was, therefore, no factor that called for an independent analysis; it had to be understood, rather, as “brought into existence as a coming back from the unsurpassable possibility of death.” (p. 391) The “hidden basis of being-historical of being-there,” he declared was, in fact, “authentic being-towards-death” or, in other words, “the finitude of being-temporal.” (p. 386) While Heidegger took being-historical, indeed, as existentially and ontologically fundamental to human being-there, he treated it thus nonetheless as conceptually derivative.

This was the point at which Hannah Arendt distanced herself most sharply from Heidegger and established herself as an independent thinker. Heidegger had passed too quickly over the fact of human natality, she chided. It was essential to consider human natality, Arendt argued (and I think convincingly so), if we are to understand our social, political, and historical existence. Death, she quoted Heidegger, individuates and, in fact, isolates us from others. But as born we come from others, depend on others, and grow into who we are together with others. The fact of human natality reveals thus a fundamental plurality at the heart of the human condition. Every one of us is born at a singular place in space and time, to different parents, in different circumstances, and we grow up, flourish and perish under different conditions. As a result, every one of us has a unique perspective on the world. Heidegger did not, of course, ignore human coexistence (“Mitsein”), but on Arendt’s view, his pre-occupation with death stopped him from properly conceptualizing the fact of human sociality and its definitive pluralism.

It was to this, Arendt added, that one could trace back Heidegger’s failure as a political thinker. She did not specifically comment on his philosophy of history and his theory of generations and ages but it followed from her account that they, too, are, in fact, vitiated by Heidegger’s lack of attention to human plurality.

Generations
Heidegger’s assumption that the ontological analysis of being-historical could be derived from an analysis of being-temporal explains, perhaps, why he gave so much more space to the former over the latter. The imbalance becomes visible in Division Two of Being and Time which begins with a detailed analysis of temporality and only much later, in section 72, turns to the question of the historical being of being-there. While Heidegger elaborates his analysis of temporality in four thoroughly argued chapters, he confines himself to a single chapter on the being-historical of being-there. He was not unaware of the disparity and ascribed it to “the poverty of the ‘categorial’ means at our disposal and the insecurity of the primary ontological horizons.” (p. 377) More than anywhere else in his book he felt it therefore necessary to draw on others. Where most of Being and Time had developed Heidegger’s thought in his own chosen words, the chapter on being-historical ends with lengthy quotations from the correspondence of the philosopher Wilhelm Dilthey with his son-in-law Yorck von Wartenburg. Heidegger wrote that his own analysis of human Being-historical could, in fact, do no more than “pave the way for the appropriation of Dilthey’s researches,” an undertaking, he added, that was “still ahead for today’s generation.” (p. 377)

And with this last word Heidegger touched on what he considered to be most in important point in Dilthey: his account of history in generational terms. “Dasein’s fateful destiny in and with its ‘generation’ goes to make up the full and authentic historical happening (Geschehen) of being-there,” Heidegger added some pages later with a further reference to Dilthey. (pp. 384-385) What “today’s generation” had to learn from Dilthey was then, first and foremost, that history had to be understood in terms of generations and generational shifts. If “today’s generation” was to attain an authentic understanding of history, it needed to conceive of itself, in particular, as a generation. It had, in other words, to grasp the “non-homogeneous” nature of historical time and understand itself accordingly.

Heidegger’s appeal to his own generation – even though it is made, as it seems, only in passing – signaled, in fact, a remarkable turn in Being and Time: the moment, to be precise, where his project of an ontological analysis of being-there gives way to a historical intervention. For Heidegger did by no assume that “today’s generation” – understood as a cohort of contemporaneous humans – was already aware of its “task.” The generation that Heidegger had in mind was, presumably his own – “the generation of 1914,” as it is often called, with its devastating experience of the First World War and its aftermath. But this generation was by no means united in the philosophical, historical, and political lessons it was drawing. Heidegger’s own views differed, for instance, dramatically from those of his contemporaries Horkheimer and Adorno. The year before the publication of Being and Time, the art historian Wilhelm Pinder had written in a widely discussed book that Heidegger may have known of the “non-contemporaneity of contemporaries.” According to Pinder, the inner time of one artist is not inevitably the same as that on another and the spirit of an age is thus inevitably a polyphony of voices. But on the basis of his ontological analysis, Heidegger still held on to the idea that his generation was facing a single task if it was to authentically confront the inheritance, fate, and destiny of its community and its people, just as he had spoken eight years earlier of academic reform as the not yet fully recognized task for a whole coming generation..

Karl Mannheim, writing in 1928-29 on the problem of generations, characterized such thinking as “romantic-historicist” in contrast to the positivistic understanding of generations as biological cohorts that he found in David Hume, Auguste Comte, and other French theorists. The characterization seems, indeed, appropriate for Heidegger’s entire conception of human being-historical. The terms he mobilizes – heritage, inheritance, fate, destiny, community, “Volk,” and generation – are, in fact, all familiar romantic notions. But as such they also refer us to a factual history that Heidegger’s “existential analysis” is meant to bracket out. Consider, first, the notions of heritage and inheritance. An inheritance consists always in the actual possession of something that we have received from others and that as such serve as a memento. There is no inheritance, if there is nothing we have inherited. And this inheritance is typically often a particular material good. The notion of inheritance refers us, furthermore, to traditional, legal, and thus historical understandings of property and how it is rightfully passed from one hand to another. Consider also the notions of community and Volk. Heidegger writes that human being-there is “thrown into the world” and “submitted to a ‘world’,” and forced to face its situation with “authentic resoluteness,” handing “itself down to itself, free for death, in a possibility which it has inherited and yet has chosen.” (p. 384) But it does not face its destiny alone. For: “Dasein, as Being-in-the-world exists essentially in Being-with-others.” (Ibid.) But there is surely, as Arendt has pointed out, more than one way of being with others. Community can have many different forms. It can appear as family, or tribe, or as a chosen community of faith or allegiance. If, it takes for Heidegger the form of belonging to a Volk, that will be true only as part of a contingently factual history. Human community in the form of the Volk is, thus, part of the “vulgar world-history” that Heidegger wants to set aside in his ontological analysis of Being-historical.

The same thing is true of “Dasein’s fateful destiny in and with its ‘generation’.” (pp. 384-385) For the idea of generation in the sense that Dilthey developed it and that Heidegger adopted it is once again to be understood only as part of a factual history. This becomes evident from Dilthey’s 1875 essay “On the Study of the History of the Sciences of Man, Society, and the State” to which Heidegger refers us. Dilthey writes in it of “the structure of the course of intellectual movements” and determines that this structure has two components. The first is that “the course of a human life is the natural unit for the intuitive measurement of the history of intellectual movements. (p. 36) Only when we look at matters from outside can we measure the history of intellectual developments in terms of hours, months, years, and decades. Internally, such developments can be measured only in terms of a unit integral to their history. And that is, first of all, the unit of a human life with its own “internal psychological measure of time.” Heidegger may well have taken this to be a gesturing to his own view that human being-historical must be understood in terms of Dasein’s authentic being-temporal.

It is, however, the second component in Dilthey’s account of the structure of intellectual history that Heidegger identifies as crucial to the characterization of human being-historical: the idea of a historical generation. “Generation,” Dilthey writes, “is to begin with the term for a temporal space and, moreover, for an internally measured representation.” (Ibid.) The term is used, second, as the name for a “relation of contemporaneity of individuals” who are united by great happenings and changes that occurred in the age in which they were most receptive, happenings that have molded them into a single “homogeneous whole.” To illustrate what he means, Dilthey writes: “Such a generation form, e.g., A. W. Schlegel, Schleiermacher, Alexander von Humboldt, Hegel, Novalis, Friedrich Schlegel, Hölderlin, Wackenroder, Tieck, Fries, Schelling.” (p. 37) He does not identify what he considers to have been the tie that bound this particular group of individuals together into a single generation. What were the “great facts and changes” that, according to Dilthey, define this generation’s identity? In his earlier biography of Schleiermacher, Dilthey had written of three generations in relation to the theologian’s life. The first generation was that of Lessing and specifically Kant; the second generation that of Goethe and Schiller; and the third Schleiermacher’s own generation. Is it coincidence that Dilthey illustrates his account of generations in both contexts with references to the Romantic age? Was it not precisely the men of this age who began to see themselves as a generation and thus distinctly set apart from those who had come before them. Thinking of oneself as belonging to a generation meant to identify with others who had gone through the dual experience of a great break and of a new beginning. And precisely that was the case with the men of the Romantic generation that Dilthey speaks of. They were united, on the one hand, by their experience of the French Revolution and on the other by the rise of Kantian philosophy. Both Dilthey’s and Heidegger’s account of generations is thus grounded in the factual developments and ruptures of world-history.
We need not concern ourselves with Dilthey’s further speculations on this point. Of importance to us is that for Dilthey, generations constitute a beginning and thus a break in the actual course of history. Generations generate something new. They may produce new philosophical ideas, new forms of literature, new ways of thinking, or even new institutional arrangements. Generations are, thus, dynamic and active moments in history, not merely passive by-products of historical developments. Generations are, furthermore, most productive in their early years. It is, thus, the “young” generation that represents the future and that as such stands typically apart from and against an older and fading generation.

Heidegger incorporated this entire complex of ideas into his understanding of human being-historical. But this created a tension in his account of being-there of which he seems not to have been aware at the time. The appearance of a new generation is in Dilthey’s account, in fact, the social equivalent of the birth of an individual human being. Both bring something new into the world. But that conflicts with Heidegger’s express idea that human being-historical must be analyzed as a forerunning towards death and thus in terms of human being-temporal. The observation leads to a broader critical assessment of Heidegger’s entire account of Being-historical in Being and Time. His premise that being-historical is nothing more than a working out of being-temporal leads one to expect that the notions he introduces to characterize human being-historical can be analyzed in terms of the concepts he had employed in his account of human being-temporal. But this is, in fact, not the case. Neither the notion of generation nor the notion of “the people” can be explained in this way. Reinhart Koselleck has, in fact, critically noted with respect to Heidegger’s attempt to establish “the temporal constitution of human being-there as the condition of the possibility of history,” that “the question remains open whether the intersubjective structures of time can be derived from an analysis of being-there.” If this is correct, we should expect that something would eventually give way in Heidegger’s story.

Heidegger himself was, in fact, not unaware of the lacunae in his work. Even before the completion of Being and Time, he had written to his friend Karl Jaspers in 1926: “Only you will understand its real intentions. All in all, it is a transitional work for me.” (p. 64) And the moment of transition would eventually come. Eventually Heidegger let the analysis of being-there as a forerunning towards slip away. Eventually, he gave up the assumption of the priority of being-temporal over being-historical. Eventually he came to see both human being-temporal and human being-historical in world-historical terms. Eventually he abandoned his view of history in terms of the syndrome of notions gathered around the idea of generation. But all this happened years later and only after he had experienced two dramatic failures: one personal and the other public. One being the end of his friendship with Karl Jaspers, the other his failure as rector of the University of Freiburg.

The generational struggle
Heidegger’s friendship with Jaspers had blossomed around 1920 and they both soon came to speak of their relation as a “Kampfgemeinschaft,” a fighting association in which they stood together against an older philosophical generation and, in particular, the heavily Neo-Kantian establishment. On June 27, 1922 Heidegger wrote to Jaspers: “Either we are serious with philosophy and its possibilities as being principled scientific research or we engage in the most serious error as scientific people in that we play around with borrowed concepts and half-clear tendencies and work according to what is popular… Quite unsentimentally I am clear that the decision to be a scientific philosopher is, to begin with, the only option… And this reinforces in me the consciousness of a rare and unique fighting association which I do find nowhere otherwise – certainly not today.” (pp. 28-29) Jaspers responded in a similar spirit. On November 24, 1922 he wrote to Heidegger: “It is beautiful to be able to have trust [in someone] given the philosophical desolation of our time.” (p. 35) On July 14, 1923, Heidegger wrote to Jaspers : “The concrete realization of our friendship would be ..,. the complete transformation of philosophy at our Universities .. And the more organically, concretely, and unnoticeably the revolution (Umsturz) occurs, the more effective it will be. And for that we need an invisible community… Much idol worship must be eradicated; the frightful and wretched handiwork of the various medicine men of today’s philosophy must be exposed.” (p. 42)

Throughout their correspondence, Jaspers and Heidegger sought to identify like-minded associates as well as opponents. There were those they sought to promote to academic positions and those whose appointment they sought to torpedo. From all this there emerges the picture of a struggle between a new philosophical generation and an old, tired academic establishment and its latter-day epigones. Among their associates Jaspers and Heidegger counted Karl Löwith, Oskar Becker, Alfred Baeumler, Julius Ebbinghaus, and Erich Frank, whereas the opposing side included for them Nicolai Hartmann, Neo-Kantians like Bruno Bauch and Richard Kroner, nationalists like Max Wundt and Erich Jaensch, but also Edmund Husserl as Heidegger made clear in his letter of July 14, 1923 when he wrote: “Husserl has come completely apart, if he was ever at any time together…He lives off the mission of being “the founder of phenomenology;” no one knows what that is.” (p. 42)

With the help of Jaspers and their associates, Heidegger hoped to bring about a revitalization – a “Neubelebung” – of philosophy (p. 15) and he had an ambitious view of what that involved. The old ontology and its categorial structures, he declared, had to be completely revised from the ground up. “Needed is a critique of ontology as it has been conducted until now starting from its roots in Greek philosophy.” It was necessary, he added, “to gain a primordial sense of the being of being-alive and of being-human and to determine this categorially.” (pp. 26-27) But Heidegger wanted, in fact, still more. He wanted to transform also the other academic disciplines and thus create a new German University. He had addressed this issue already in Being and Time when he turned to history as an academic discipline. He wanted to liberate the discipline, he wrote, from the “current fact-driven science business” (BT, p.393). This inauthentic form of historiography was to be replaced with a new, “existential idea of historiography.” Heidegger added that such a transformation was, in fact, necessary in all the sciences. “If the being of being-there is fundamentally historical, then every factual science will obviously be tied to this happening.” All science was thus to be reconstructed; first and foremost, of course, the academic discipline of history. This call for the reconstruction of the sciences and with it of the German University, Heidegger repeated even more emphatically in his rectoral address in 1933. “That there should be science at all,” Heidegger said on this occasion, “is never unconditionally necessary. But … under what conditions can it the truly exist? Only if we again place ourselves under the power of the beginning of our spiritual-historical being-there… All science is philosophy, whether it knows it and wants it – or not.” (p. 8) And thus, if philosophy was making a new beginning, as Heidegger thought it was, then the sciences and the German University as a whole would have to follow.

The picture of a generational struggle also motivated Heidegger’s political engagement. His turn to politics was accompanied by the break of his friendship with Jaspers. Already by 1930, Jaspers was noting Heidegger’s muteness in their conversations. On May 24, he wrote to Heidegger: “I long very much for the mutually radical debate which used to take place but now is long gone.” (p. 136) Jaspers had proved unable to follow Heidegger’s political enthusiasm and, in particular, his enthusiasm. for the new, revolutionary student generation. A decade earlier, Heidegger had complained to Jaspers: “There is no profit in the work one does for those who sit before one.” (p. 24) And in 1926, he had written from Marburg: “The students are philistines and without drive.” (p. 69) But by 1933 he was fully in tune with his newly politicized students – “the young and youngest strength of the people,” as he called them in his rectoral address. (p. 22) There was a need now, he said in that address, for a “fighting association” of teachers and students” (die Kampfgemeinschaft der Lehrer und Schüler). The struggle was no longer just one over philosophy but also about its place in the new reality. On April 3, 1933, Heidegger had written to Jaspers: “As dark and questionable as many things are, I feel more and more that we are growing into a new reality and that an age has become old. Everything depends on the question whether we can prepare the right place for philosophy to get engaged and to be heard.” (p. 152) This was three weeks before he let himself be elected rector at Freiburg, signaling in this way his willingness to go along with the new Nazi authorities. Teachers and students, he said in his rectoral address a month later, had to join together now to face “the German fate in its most extreme distress.” (p. 7) “No one will ask us whether we want to or not when the spiritual strength of Europe fails and the entire edifice comes tumbling down, when the decrepit sham culture collapses on itself and pulls all that is strong into confusion and lets it suffocate in madness.” (p. 22)

Heidegger understood the events of 1933 and his own role in them still in terms of his generational conception of history. And he still held the monistic view of generations that he had previously expressed in Being and Time in talking about the singular task of the new generation. But with its new political twist and the collapse of his fighting association with Jaspers, Heidegger’s philosophy of history had, in fact, undergone a profound transformation. The idea of a new philosophical generation, akin to the generations Dilthey had been thinking of, gave way now to the image of a generation united in labor and military service as well as in studying.

But this was not yet the end of Heidegger’s development as a philosopher of history. His initial confidence that he could practically and directly help to shape the National-Socialist revolution in terms of his new vision of generational struggle came to a quick end when he abandoned his rectorate in 1935. His attempt to reconstruct the University in the light of (his) philosophy and the (his) philosophy of history had failed. Heidegger had managed to promote a few colleagues he found congenial. He had protected a few others from political persecution. He had, above all, succeeded in getting his colleagues to go along, more or less reluctantly, with the new regime. But he had spectacularly failed at re-organizing the institution and reconstituting the various disciplines as authentically philosophical sciences. The faculty did not allow their rector to interfere in their own understanding of what they were doing. It was this rather than political disagreements with the regime that brought about Heidegger’s premature resignation from the rectorate.

Ages
Heidegger’s return to philosophy occasioned a reassessment of his previous thinking. A more thorough engagement with Nietzsche’s work helped him along. With this, Heidegger’s understanding of history also changed. Nietzsche’s reflections on history had from the start run a different course. Being a classical scholar by training, familiar with European and – through Schopenhauer and Deussen – also with non-European civilizations, and associating with Jacob Burckhardt at Basel, Nietzsche’s historical horizon had from the start been much wider than Heidegger’s. Where Burckhardt had found the beginning of modern Europe in the age of the Renaissance, Nietzsche discovered the origin of philosophy in what he called “the tragic age of the Greeks.” This had been one theme also of his first book, The Birth of Tragedy out of the Spirit of Music. The tragic age, the book argued, had come to an end with Socrates. Since then, we have been living in the age of Socratic, “Alexandrian” rationalism. Nietzsche went on that the Socratic age was now, in turn, reaching its conclusion. He foresaw a return “from the Alexandrian age (Zeitalter) to the period of tragedy” and with this the birth of a new tragic age in Germany, signaled by Schopenhauer’s philosophy and Wagner’s music. The Birth of Tragedy conceived thus of history as divided into three sharply separated ages, each characterized by a distinct metaphysical view. Nietzsche’s understanding of where the significant historical breaks are to be found evolved, however, over time. The rise of Christianity came eventually to mark one such break which it had not done in The Birth of Tragedy. Jacob Burckhardt convinced him eventually that the Renaissance as the beginning of modern individualism was another, again a thought not found in The Birth of Tragedy. The dissolution of the Christianity and the Christian tradition, marked a third, one which again had not played a role in Nietzsche’s earlier thinking.

Heidegger returned to writing about ages and epochs after the failure of his political engagement, reviving a line of thinking he had pursued in 1919 but then dropped in favor of Dilthey’s generational account of history. Following Nietzsche, he now singled out an age of early Greek culture in which an original philosophical thinking had emerged soon to be overshadowed by the Platonic-Aristotelian turn of thought. Plato and Aristotle, he said dramatically in his 1935 lectures, marked “the beginning of the end of philosophy.” Like the mature Nietzsche, he also argued now that the change from pagan antiquity to Christianity marked a shift in epochs. He agreed with Nietzsche moreover in identifying a modern age and coming out of that the age of a looming nihilism.

Heidegger publicly expressed his new conception of history for the first time in his lecture “The Age of the World Picture” delivered in Freiburg in July 1938 when he said: “Metaphysics grounds an age (Zeitalter), in that in that it provides the ground of its essential structure through a specific interpretation of what there is and through a specific understanding of truth.” He added that this metaphysical ground penetrates and dominates all the characteristic phenomena of an age. This turn of thought was, no doubt, a result of Heidegger’s disillusionment with his earlier generational conception of human history. That conception had embodied an activist vision of the role of human beings, of human beings acting together in shaping and changing history. Nowhere had this vision been more apparent than in Heidegger’s rectoral address. “We want ourselves,” he had said. “For the young and youngest strength of the people, which stretches already beyond us, has by now decided the matter… All that is great stands in the storm.” (p. 22) The failure of Heidegger’s fighting association with Jaspers and the subsequent failure to establish a new such association under the flag of the 1933 revolution, ultimately disillusioned Heidegger about the power of human action. His history of being was thus the result of a disappointment; and as time went, the war came and was lost, it also gave rise to an increasingly pessimistic view of human history.

This pessimism became fully evident in the culminating words of Heidegger’s posthumously published interview in Der Spiegel, which was no doubt meant to be his intellectual testament. Heidegger said then: “Only a God can save us.” And in this one sentence he summarized his ultimate view of history. Heidegger’s readers have often sought to trace this sentence to Hōlderlin, but the political context make clear that he meant to refer, instead, to Plato and his Politikos, one of Plato’s darkest and most difficult writings. In it, Plato tells the story of the creation of the world in order to put human politics and, in fact, all human endeavor into its proper place. The Gods created the world and originally took care of it. “Over every herd of living creatures throughout all their kinds was set a divine daemon to be its shepherd. Each of them was in every way sufficient for his flock, so that savagery was nowhere to be found nor preying of creature on creature, nor did war rage nor any strife whatsoever.’ (272d-e) But eventually the Gods withdrew from the world and left their creation to its own course. The event was so violent that in its course time itself turned around and we are now living in a backwards moving universe. In this God-forsaken universe, human beings had to learn to take care of themselves. They did so, initially, by copying as far as humanly possible the divine rule of the cosmos. But when the universe travels on without its divine pilot, “things go well enough in the years immediately after he abandons control, but as time goes on and forgetfulness sets in, the ancient condition of discord also begins to assert its sway. At last as this cosmic era draws to its close, this disorder comes to a head. The few good things it produces it corrupts with so gross a taint of evil that it hovers on the very brink of destruction both of itself and the creatures in it.” (273c-d) At his point the world is in danger of dissolving “in the bottomless abyss of unlikeness.” It is at this very moment that the God who first set the world into order, beholds its troubles and “he takes control of the helm once more. Its former sickness he heals; what was disrupted in its former revolution under its own impulse he brings back into the way of regularity; and so, ordering and correcting it, he achieves for it its agelessness and immortality.” (273e) But, so Heidegger’s last word in Der Spiegel tells us, that God has not yet returned. We are still in the state of disorder and in danger of ultimately falling into the abyss of unlikeness. Now only a god can save us.

Establishing discontinuities is not an easy task
“Establishing discontinuities is not an easy task even for history in general. And it is certainly even less so for the history of thought. We may wish to draw a dividing-line; but any limit we may set may perhaps be no more than an arbitrary division made in a constantly mobile whole,” Foucault wrote in The Order of Things at the very moment he was striving to divide the history of modern thought into sharply distinct ages.

Foucault’s warning applies to both the attempt to understand history in terms of separate generations as to the attempt to understand it in terms of ages or epochs. We have already considered reasons for skepticism about the generational conception of history. There are moments when it makes sense to identify such a generation, if we mean by this a group of contemporaries that shares a set of decisive experiences, is led by them to think and act in the same way, and whose thoughts and actions make a significant historical impact. Dilthey was, probably right, in speaking of such a generation in the Romantic period. But such groupings will be exceptional given the plurality of the human condition that Hannah Arendt has depicted so vividly. Similar criticisms can be lodged against the epochal conception of history advanced by the later Heidegger.

An appropriate point to start critical reflection on the idea of historical ages and epochs is the term “Zeitalter” employed by Nietzsche and Heidegger. The word is, in fact, a relatively recent creation. It had been coined only in the 18th century and had come into common use only in the early 19th century. There had, of course, for long been pictures of separate historical periods and epochs as, for instance, the binary picture of pagan antiquity and a Christian age. In the 15th century, Italian humanists had added the term “medieval” in order to distinguish their own “modern” time from the preceding centuries and to connect themselves to classical antiquity. A German scholar, Christoph Cellarius, popularized this tripartite division in the seventeenth century and it then became standard in the emerging field of academic history where it has remained in practice to the present day. In the 19th century the French invented “the Renaissance” as a secularist alternative to “the Reformation” in order to account for the rise of “the modern age” – an idea promoted and spread by Burckhardt and inherited by Nietzsche. Since then, we have learned to speak of all kinds of ages such as “the Baroque,” “The Victorian,” and “The Digital Age.” There is, of course, nothing inevitable in thinking of history in these terms just as there is nothing inevitable in thinking of history in terms of generations. The concept of an age or epoch is, after all itself a historical invention, just as the concept of generation. We should therefore not hesitate to ask critical questions about it. Why do we find it useful or even necessary to divide the historical time-line in this fashion? There are obviously pragmatic reasons for doing so. A division of the time-line into segments makes it easier to keep an overview over the welter of facts that make up the course of history in the same way that a division of a novel into chapters helps us to keep track of its narrative. Some divisions of the historical time-line will, no doubt, also be more plausible than others in that they identify periods of relative stability. But the segmentation may also mislead us. Historical change is often gradual. The Christianization of the West, for instance, took hundreds of years. And what we identify as a significant historical break may be due to and they may due multiple changes and changes across a wide front that are not necessarily coordinated. The period we now call the Renaissance is characterized by the emergence of a new kind of learning, new forms of philosophical and scientific thinking, religious upheavals, the emergence of banking, development of a new political order, technological advances and particularly changes in navigation and warfare, territorial discoveries and conquests, and so on. No wonder we find it difficult to say exactly when this new age began.

Both Nietzsche and Heidegger conceived of ages as sharply separated from each other and characterized by their distinctive forms of thinking. The difference between them was this: Nietzsche thought of ages as characterized by their value systems, Heidegger thought of them in terms of their metaphysics and, in particular of their understandings of “Being.” Over time, Heidegger came to elaborate an entire history that characterized ages in terms of their understanding of Being as presence, or as created, or as thing, or as resource. I won’t follow him along these paths. Instead, I want to ask, instead, why we should follow Nietzsche and Heidegger in assuming that historical ages are identified by their “Interpretation” and “understanding” of values or Being? Did the modern world, to take an example, begin with a new metaphysics, or did it perhaps begin with new means of crossing the seas and the resulting “discovery” of a new world? Why should we assume that all the phenomena of an age are marked by the same value system or the same metaphysics? Is the modern world, to take that example again, not perhaps more adequately described by its competing values and its conflicting metaphysical beliefs, its incommensurable understandings of “Being?”

Epochal historians are almost unanimous in assuming that historical epochs are united by their way of thinking. They assume that the characteristic form of a thought of a period will then generate a corresponding material culture. But this oversimplifies the relation of thought and reality. The ways we think will no doubt affect material reality, but that reality, in turn, affects the way we think. Neither Nietzsche nor Heidegger considered material or economic conditions, however, relevant for drawing the boundaries between ages. When the later Heidegger spoke, for instance, of a technological age, he always characterized it as due to a technological form of thinking, not to its actual technology. He did not even consider the possibility that technological thinking might itself be a product of our material, technological reality in the way that, for instance, Foucault suggested in Discipline and Punish.
Nietzsche and Heidegger also shared the more general assumption that all the phenomena of a particular Zeitalter were united by the prevailing value system or interpretation of Being. This assumption is once again pervasive in epochal theories of history. We find it Oswald Spengler’s Decline of the West and Michel Foucault’s Order of Things. It is, nevertheless, entirely fanciful. Different, incompatible, and, in fact, incommensurable forms of thinking and life typically co-exist in a period. Our own, modern Western culture is particularly marked by such a pluralism. Carl Schmitt recognized this point in his own attempt to distinguish different “stages” of political history, when he wrote in 1929: “People in the same age and the same country, even the same family, live side by side at different stages. For example, today, Berlin is culturally closer to New York and Moscow than to Munich or Trier.” Nietzsche and Heidegger might have done better, if they had seen the “pluralistic side-by-side” of historical epochs that Schmitt diagnosed. The problem of a “monistic” conception of historical epochs becomes apparent when we ask how Nietzsche and Heidegger who were themselves located in a particular age could claim to understand a different age. And what enabled them to take a critical stance towards their own age? Heidegger seems to have assumed that in addition to the cultural main stream of an age there are “marginal” positions from which a perceptive and critical account of an age can be achieved. We may, indeed, want to distinguish dominant and recessive features in a historical period. But we must also recognize that there may be no single dominant characteristic in a period but, instead, a genuinely pluralistic side-by-side. Our own period may be a prime example for such a genuine “multiculturalism” with all its attending problems and conflicts.

Finally, there is a third feature that Heidegger’s view of historical ages shares with Nietzsche. In speaking of historical ages, they are both focus specifically on the present age. Talk of different historical ages is, in fact, a characteristic device for trying to identify the distinctive nature of one’s own present. This was certainly so, when the ancients talked about a golden, silver, and iron age. It is also manifest in characterizations of the present age as “modern.” But in what sense can there be a “history of the present”? We need, perhaps, to question Heidegger’s and Nietzsche’s belief in the possibility of such a history and conclude with Hegel that philosophy “as the thought of the world … appears only when actuality has completed its creative formative process and has finished itself. … When philosophy paints its gray in gray, a form of life has grown old.”

However far the affinity between Nietzsche and the later Heidegger extended with respect to their thinking about ages and epochs, there were, of course, also important differences between them. One of them was that Nietzsche thought of historical breaks as the work of powerful and creative actors. Heidegger came to think about history, by contrast, in terms of reception and even surrender. According to him, the work of art was not produced by the artist but the artist, instead, by the work of art. Similarly, he refused to think of different understandings of being as produced by intellectual endeavor. Human action at any given stage in history could, on the contrary, so he thought, be understood only in terms of an understanding of being but that the origin of this understanding was itself not open to human view.

Summary
I have sought to analyze in this discussion some of Heidegger’s thinking on history. And I have tried to establish in this way, first of all, that we cannot speak of Heidegger’s philosophy of history in the singular. He advanced, rather, a series of philosophical understandings of history that moved him from thinking in terms of generations and generational shifts to thinking about historical ages as aspects of a history of Being. In sketching this trajectory, I have tried to make clear that what moved him was not an inherent dynamic in the ideas, but changing historical circumstances such as his reading of Dilthey and later of Nietzsche, the development of his friendship with Jaspers and their ultimate parting of ways, the political momentum he felt in 1933 and his subsequent disillusionment with its promise, and finally the rise of a new regime in 1933 and its collapse in 1945 with an outcome that Heidegger had feared for a long time: the empowerment of Russia and America and the enfeeblement of Europe. If we can speak of the being-historical of Heidegger’s own being-there, we can see then that it permits no ontological analysis but calls for a historical accounting in terms of what Heidegger has called vulgar history.

We should not doubt that there are discontinuities in history. Heidegger was right in saying that historical time is non-homogeneous. But it would be wrong to historical discontinuities as if they were gestalt-switches in which generations or ages suddenly gave way to other generations or ages. Historical changes are unlikely to be of that sort. They may appear sometimes as abrupt. But they are too complex to permit sudden transformations.
My doubts about Heidegger’s attempts to conceive of a philosophy of history extend to his attempt to provide an ontological analysis of the being-historical of human being-there and the possibility of separating such an analysis from the facticity of actual history. The project of an ontological analysis of both human being-temporal and human Being-historical and their interrelation – as conceived in Being and Time – strikes me as unfeasible. An alternative analysis will have to provide an account of human being-temporal and Being-historical on the basis of a concrete, factual, “ontic,” and material history. I would like to think of this essay as a contribution to this kind of undertaking.
I don’t want to end, however, on this critical note. I need to acknowledge, finally, that Heidegger has made important contributions to this discussion. He has opened up an entire philosophical agenda with his examination of human being-temporal and being-historical. He was also right in conceiving of human mortality as profoundly significant in the constitution of this temporality. But he failed to appreciate the corresponding role of human natality. There is, furthermore, no reason to assume that the being-temporal of human being-there can take only one form. The same is true of human being-historical. Heidegger has identified one form of being-historical. But there are others, like the possibility of a forward and backward looking form of historicality, as well as a form of historical consciousness that, like Nietzsche’s, perceives great historical cycles. Conceiving history in terms of generations and generational change, as Heidegger does in Being and Time, is, no doubt, one form that human being-historical can take. Conceiving it in terms of great epochs is another. But these various forms of human historicality call for further analysis. Heidegger’s philosophy of history, I conclude, sets us a task. It is up to us to attempt to carry further and look beyond the horizon Heideggerian thought.